Administrative Proceeding File No. 3-15842
Respondents
Total Wealth Management, Inc. Cooper, Jacob Keith McNamee, Nathan Shoemaker, Douglas David
Administrative Proceeding File No. 3-15842 Table
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Release Date
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Release Number
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Other Release Numbers
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Name of Document
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| Release Date: | Release Number:33-10035 |
Other Release Numbers:
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Name of Document: Order Dismissing Untimely Petition for Review |
| Release Date: | Release Number:33-9989 |
Other Release Numbers:
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Name of Document: Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933, Section 21C of the Securities Exchange Act of 1934, Sections 203(e), 203(f) and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940 as to Respondent Total Wealth Management, Inc. |
| Release Date: | Release Number:33-9990 |
Other Release Numbers:
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Name of Document: Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Sections 203(e), 203(f) and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940 as to Respondents Nathan Mcnamee and Douglas David Shoemaker |
| Release Date: | Release Number:33-9979 |
Other Release Numbers:
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Name of Document: Order Directing the Filing of Briefs |
| Release Date: | Release Number:33-9962 |
Other Release Numbers:
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Name of Document: Notice That Initial Decision Has Become Final |
| Release Date: | Release Number:860 | Other Release Numbers: | Name of Document: Initial Decision |
| Release Date: | Release Number:AP-2771 | Other Release Numbers: | Name of Document: Extension Order |
| Release Date: | Release Number:AP-2445 | Other Release Numbers: | Name of Document: Stay Order |
| Release Date: | Release Number:AP-2444 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:33-9730 |
Other Release Numbers:
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Name of Document: Order Granting Extension |
| Release Date: | Release Number:AP-2306 | Other Release Numbers: | Name of Document: Stay Order |
| Release Date: | Release Number:AP-2288 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-2278 | Other Release Numbers: | Name of Document: Notice to Parties |
| Release Date: | Release Number:AP-2234 | Other Release Numbers: | Name of Document: Order Setting Procedural Schedule for Hearing |
| Release Date: | Release Number:AP-2228 | Other Release Numbers: | Name of Document: Motion to Commission for Extension |
| Release Date: | Release Number:AP-2185 | Other Release Numbers: | Name of Document: Order Following Prehearing Conference |
| Release Date: | Release Number:AP-2043 | Other Release Numbers: | Name of Document: Order Following Prehearing Conference |
| Release Date: | Release Number:AP-1948 | Other Release Numbers: | Name of Document: Order Following Settlement Failure |
| Release Date: | Release Number:AP-1678 | Other Release Numbers: | Name of Document: Stay Order |
| Release Date: | Release Number:AP-1442 | Other Release Numbers: | Name of Document: Order Following Prehearing Conference |
| Release Date: | Release Number:AP-1407 | Other Release Numbers: | Name of Document: Order Postponing Hearing and Scheduling Prehearing Conference |
| Release Date: | Release Number:AP-1383 | Other Release Numbers: | Name of Document: Order Scheduling Hearing and Designating Presiding Judge |
| Release Date: | Release Number:33-9575 |
Other Release Numbers:
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Name of Document: Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8a of the Securities Act of 1933, Sections 15(b) and 21C of the Securities Exchange Act of 1934, Sections 203(e), 203(f) and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940 and Notice of Hearing |