Respondents

Theodule, George Louis

Administrative Proceeding File No. 3-15784 Table

Release Date
Release Number
Other Release Numbers
Name of Document
Release Date: Release Number:607 Other Release Numbers: Name of Document: Initial Decision of Default
Release Date: Release Number:AP-1433 Other Release Numbers: Name of Document: Order Finding Respondent in Default and Requesting Motion for Sanctions
Release Date: Release Number:AP-1399 Other Release Numbers: Name of Document: Order to Show Cause
Release Date: Release Number:AP-1376 Other Release Numbers: Name of Document: Order Following Prehearing Conference
Release Date: Release Number:AP-1327 Other Release Numbers: Name of Document: Order Postponing Hearing and Scheduling Prehearing Conference
Release Date: Release Number:AP-1303 Other Release Numbers: Name of Document: Order Scheduling Hearing and Designating Presiding Judge
Release Date: Release Number:34-71694 Other Release Numbers:
  • IA-3790
 Name of Document: Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing