Administrative Proceeding File No. 3-15766
Respondents
Clean Energy Capital, LLC Brittenham, Scott A.
Administrative Proceeding File No. 3-15766 Table
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Release Date
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Release Number
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Other Release Numbers
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Name of Document
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| Release Date: | Release Number:33-9667 |
Other Release Numbers:
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Name of Document: Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933, Section 15(b) of the Securities Exchange Act of 1934, and Sections 203(e), 203(f) and 203(k) of the Investment\ Advisers Act of 1940 |
| Release Date: | Release Number:AP-1663 | Other Release Numbers: | Name of Document: Stay Order |
| Release Date: | Release Number:AP-1653 | Other Release Numbers: | Name of Document: Order Quashing Subpoenas Directed to Division Attorneys |
| Release Date: | Release Number:AP-1637 | Other Release Numbers: | Name of Document: Order Denying Division's Motion for Exclusion, or in the Alternative, Disclosure, of Advice of Counsel |
| Release Date: | Release Number:AP-1642 | Other Release Numbers: | Name of Document: General Prehearing Order |
| Release Date: | Release Number:AP-1569 | Other Release Numbers: | Name of Document: Order Redesignating Presiding Judge |
| Release Date: | Release Number:AP-1458 | Other Release Numbers: | Name of Document: Notice of Hearing Location |
| Release Date: | Release Number:AP-1452 | Other Release Numbers: | Name of Document: Order Modifying Prehearing Schedule |
| Release Date: | Release Number:AP-1434 | Other Release Numbers: | Name of Document: Order On Motion |
| Release Date: | Release Number:AP-1356 | Other Release Numbers: | Name of Document: Order Following Prehearing Conference |
| Release Date: | Release Number:AP-1296 | Other Release Numbers: | Name of Document: Order Postponing Hearing and Scheduling Prehearing Conference |
| Release Date: | Release Number:AP-1271 | Other Release Numbers: | Name of Document: Order Scheduling Hearing and Designating Presiding Judge |
| Release Date: | Release Number:33-9551 |
Other Release Numbers:
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Name of Document: Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8a of the Securities Act of 1933, Sections 15(b) and 21C of the Securities Exchange Act of 1934, Sections 203(e), 203(f) and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940 and Notice of Hearing |