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Name of Document:Answer of Resps.Tri-Star Advisors, Inc., Payne, and Vaughan to Order Lnstitut Admin and C&D Proceedings Pursuant to Sees 203(e) & (k) of Investment Advisers Act of 1940 and Section 9(b) of Investment Company Act of 1940
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Name of Document:Motion of Respondents Summary Disposition (as to All Respondents)
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Name of Document:Division's Motion for Summary Disposition and Response in Opposition to Respondents' Motion for Summary Disposition and Brief in Support
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Name of Document:Respondents' Reply Brief in Support of Motion for Summary Disposition
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Name of Document:Division's Reply Brief in Support of Its Motion for Sumary Disposition
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Name of Document:Respondents' Surreply Brief in Support of Motion for Summary Disposition
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Name of Document:Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 203(e) and 203(k) of the Investment Advisers Act of 1940 and Section 9(b) of the Investment Company Act of 1940 and Notice of Hearing
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Name of Document:Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Sections 203(e) and 203(k) of the Investment Advisers Act of 1940 and Section 9(b) of the Investment Company Act of 1940 Against All Respondents
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Name of Document:Order Scheduling Hearing and Designating Presiding Judge
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Name of Document:Order Postponing Hearing, Scheduling Prehearing Conference, and Extending Time to Answer
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Name of Document:Order Following Prehearing Conference and Setting Dates for Motions for Summary Disposition
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Name of Document:Order Modifying Dates for Motions for Summary Disposition
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Name of Document:Order Denying Summary Disposition Motions and Scheduling Prehearing Conference
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Name of Document:Order Following Prehearing Conference Setting Procedural Schedule
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Name of Document:Order Amending Procedural Schedule
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Name of Document:Stay Order
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