Administrative Proceeding File No. 3-15538
Respondents
McCoy, Lawrence Maxwell
Administrative Proceeding File No. 3-15538 Table
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Release Date
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Release Number
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Other Release Numbers
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Name of Document
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| Release Date: | Release Number:34-71922 |
Other Release Numbers:
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Name of Document: Notice That Initial Decision Has Become Final |
| Release Date: | Release Number:569 | Other Release Numbers: | Name of Document: Initial Decision |
| Release Date: | Release Number:AP-1212 | Other Release Numbers: | Name of Document: Order Taking Official Notice Pursuant to 17 C.F.R. § 201.323 |
| Release Date: | Release Number:AP-1032 | Other Release Numbers: | Name of Document: Order Setting Prehearing Schedule |
| Release Date: | Release Number:AP-987 | Other Release Numbers: | Name of Document: Order to Show Cause |
| Release Date: | Release Number:AP-972 | Other Release Numbers: | Name of Document: Order Postponing Hearing and Scheduling Prehearing Conference |
| Release Date: | Release Number:AP-932 | Other Release Numbers: | Name of Document: Order Scheduling Hearing and Designating Presiding Judge |
| Release Date: | Release Number:34-70571 |
Other Release Numbers:
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Name of Document: Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940, and Notice of Hearing |