Respondents

Franz, George B., III Ruby Corporation

Administrative Proceeding File No. 3-15526 Table

Release Date
Release Number
Other Release Numbers
Name of Document
Release Date: Release Number:34-72334 Other Release Numbers: Name of Document: Order Appointing Tax Administrator
Release Date: Release Number:34-72058 Other Release Numbers:
  • IA-3826
  • IC-31035 Additional Materials: Exhibit 1
 Name of Document: Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Sections 203(e), (f), and (k) of the Investment Advisers Act of 1940, Section 21C of the Securities Exchange Act of 1934, and Section 9(b) of the Investment Company Act of 1940
Release Date: Release Number:AP-1254 Other Release Numbers: Name of Document: Order Staying Proceeding
Release Date: Release Number:AP-1223 Other Release Numbers: Name of Document: Order Redesignating Presiding Judge
Release Date: Release Number:AP-1227 Other Release Numbers: Name of Document: Order On Hearing Schedule and Prehearing Conference
Release Date: Release Number:AP-1152 Other Release Numbers: Name of Document: Order
Release Date: Release Number:AP-1079 Other Release Numbers: Name of Document: Prehearing Order
Release Date: Release Number:AP-989 Other Release Numbers: Name of Document: Prehearing Order
Release Date: Release Number:AP-928 Other Release Numbers: Name of Document: Order Scheduling Hearing and Designating Presiding Judge
Release Date: Release Number:34-70533 Other Release Numbers:
  • IA-3682
  • IC-30736
 Name of Document: Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 203(e), (f), and (k) of the Investment Advisers Act of 1940, Section 21C of the Securities Exchange Act of 1934, and Section 9(b) of the Investment Company Act of 1940