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Name of Document:Respondents' Answer
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Name of Document:Division's Prehearing Brief
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Name of Document:Division's Damages Brief, with Exhibits A-B, and a Notebook with Selected Exhibits
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Name of Document:Respondents' Response to Division's Damages Brief
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Name of Document:Declaration of Walter Gerasimowicz in Support of Respondents' Response to Division's Damages Brief
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Name of Document:Declaration of Jerelyn Creutz in Support of Respondents' Response to Division's Damages Brief
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Name of Document:Division's Reply in Further Support of Division's Application for Damages
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Name of Document:Surreply in Further Support of Respondents' Response to Division's Application for Damages
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Name of Document:Respondent Gerasimowicz's Motion for Permission to File Late Petition for Review
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Name of Document:Respondent Gerasimowicz's Motion in Support of His Petition for Late Review and in Opposition to the Division's Late Motion to Oppose Same, with Exhibits 1-2
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Name of Document:Division's Memorandum of Law With Respect to the NRSRO and Municipal Advisor
Bars
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Name of Document:Initial Decision
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Name of Document:ORDER INSTITUTING ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS PURSUANT TO SECTION 8A OF THE SECURITIES ACT OF 1933, SECTION 21C OF THE SECURITIES EXCHANGE ACT OF 1934, SECTIONS 203(e), 203(f) AND 203(k) OF THE INVESTMENT ADVISERS ACT OF 1940, AN\
D SECTION 9(b) OF THE INVESTMENT COMPANY ACT OF 1940
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Name of Document:Finality Order
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Name of Document:ORDER MAKING FINDINGS AND IMPOSING REMEDIAL SANCTIONS AND A CEASE-AND-DESIST ORDER PURSUANT TO SECTION 8A OF THE SECURITIES ACT OF 1933, SECTION 21C OF THE SECURITIES EXCHANGE ACT OF 1934, SECTIONS 203(e), 203(f) AND 203(k) OF THE INVESTMENT ADVISER\
S ACT OF 1940, AND SECTION 9(b) OF THE INVESTMENT COMPANY ACT OF 1940 AND ORDERING CONTINUATION OF PROCEEDINGS
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Name of Document:Extension Order
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Name of Document:Order Requesting
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Name of Document:Order Denying Motion for Permission to File Late Petition for Review
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