Respondents

Comeaux, Jay T.

Administrative Proceeding File No. 3-15002 Table

Release Date
Release Number
Other Release Numbers
Name of Document
Release Date: Release Number:33-10309 Other Release Numbers:
  • 34-80056
  • IA-4651
  • IC-32482
 Name of Document: Order Making Findings and Imposing Disgorgement and Civil Penalties
Release Date: Release Number:AP-2007 Other Release Numbers: Name of Document: Order
Release Date: Release Number:AP-1941 Other Release Numbers: Name of Document: Stay Order
Release Date: Release Number:AP-1874 Other Release Numbers: Name of Document: Prehearing Order
Release Date: Release Number:AP-1802 Other Release Numbers: Name of Document: Prehearing Order
Release Date: Release Number:33-9633 Other Release Numbers:
  • 34-72896
  • IA-3902
  • IC-31220
 Name of Document: Order Remanding for Further Proceedings
Release Date: Release Number:33-9449 Other Release Numbers:
  • 34-70328
  • IA-3661
  • IC-30686
 Name of Document: Order Granting Petition for Review and Scheduling Briefs
Release Date: Release Number:AP-770 Other Release Numbers: Name of Document: Order
Release Date: Release Number:494 Other Release Numbers: Name of Document: id494cff.pdf
Release Date: Release Number:33-9355 Other Release Numbers:
  • 34-67768
  • IA-3452
  • IC-30189
 Name of Document: ORDER INSTITUTING ADMINISTRATIVE AND CEASE-ANDDESIST PROCEEDINGS PURSUANT TO SECTION 8A OF THE SECURITIES ACT OF 1933, SECTIONS 15(b) AND 21C OF THE SECURITIES EXCHANGE ACT OF 1934, SECTIONS 203(f) AND 203(k) OF THE INVESTMENT ADVISERS ACT OF 1940, \
AND SECTION 9(b) OF THE INVESTMENT COMPANY ACT OF 1940, MAKING FINDINGS, AND IMPOSING REMEDIAL SANCTIONS AND A CEASEAND-DESIST ORDER, AND NOTICE OF HEARING