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Name of Document:Resp Hopkins' Answer
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Name of Document:Resp Flannery's Answer
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Name of Document:Resp Hopkins' Motion for Leave to File Motion for Summary Disposition, Motion for Summary Disposition, Memorandum in Support, Affidavit of John F. Sylvia in Support, and Motion for Oral Argument
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Name of Document:Resp Flannery's Motion for Leave to File Motion for Summary Disposition, Motion for Summary Disposition, Memorandum in Support, and Affidavit of Peter M. Acton, Jr. in Support
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Name of Document:Div's Opposition to Resps' Motion for Leave to File Motions for Summary Disposition
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Name of Document:Resp Hopkins' Reply to the Div's Opposition to Resps' Motions for Leave to File Motions for Summary Disposition
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Name of Document:Resp Flannery's Reply to Div's Opposition to Resps' Motions for Leave to File Motions for Summary Disposition
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Name of Document:Resp Hopkins' Pre-Trial Brief
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Name of Document:Resp Flannery's Pre-Hearing Memorandum
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Name of Document:Div's Prehearing Brief
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Name of Document:Resp Hopkins' Post-Hearing Brief
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Name of Document:Div's Post-Hearing Brief
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Name of Document:Resp Flannery's Post-Hearing Memorandum
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Name of Document:Div's Reply to Resp Hopkins' Post-Hearing Brief
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Name of Document:Div's Reply to Resp Flannery's Post-Hearing Brief
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Name of Document:Resp Flannery's Post-Hearing Reply Brief, with Appendices a and B
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Name of Document:Resp Hopkins' Reply to the Div's Post-Hearing Brief
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Name of Document:Div's Petition for Review of Initial Decision
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Name of Document:Resp Flannery's Motion for Summary Affirmance
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Name of Document:Resp Hopkins' Motion for Summary Affirmance
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Name of Document:Div's Opposition to Resp Flannery's Motion for Summary Affirmance
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Name of Document:Div's Opposition to Resp Hopkins' Motion for Summary Affirmance
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Name of Document:Resp Flannery's Reply Memorandum in Support of Resp Flannery's Motion for Sum Mary Affirmance
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Name of Document:Resp Hopkins' Reply to the Div's Opposition to Resp Hopkins' Motion for Summary Affirmance
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Name of Document:Div's Brief in Support
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Name of Document:Resp Hopkins' Opposition to the Div's Brief in Support of Its Petition for Review
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Name of Document:Resp Flannery's Opposition to the Div's Brief in Support of Its Petition for Review
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Name of Document:Div's Reply Brief in Support of Its Petition for Review
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Name of Document:id438bpm.pdf
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Name of Document:ORDER DENYING MOTIONS FOR SUMMARY AFFIRMANCE, GRANTING PETITION FOR REVIEW, AND SCHEDULING BRIEFS
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Name of Document:Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Section 21C of the Securities Exchange Act of 1934, Section 203(f) of the Investment Advisers Act of 1940, and Section 9(B) of the \
Investment Company Act of 1940
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Name of Document:ap662bpm.pdf
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Name of Document:Motion to the Commission for Extension
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Name of Document:33-9239.pdf
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Name of Document:Order Scheduling Oral Argument
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Name of Document:Opinion of the Commission
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