Administrative Proceeding File No. 3-15967

Respondents

Labine, Lawrence M.
Release Date Release Number Other Release Numbers Name of Document
973 Redacted (Public) Initial Decision
AP-3601 Order Directing Record Index Corrections
33-10005
  • 34-76933
  • IA-4318
  • IC-31962
 Order Granting Motion for Extension
AP-3444 Second Motion to the Commission for Extension
AP-3309 Third Order Extending Deadlines
AP-3261 Second Order Extending Deadlines
AP-3240 Order Extending Deadlines
AP-3229 Protective Order
AP-3215 Order On Additional Transcript Corrections
AP-3174 Order On Transcript Corrections
AP-3104 Post-Hearing Order
AP-3024 Order Changing Hearing Schedule
AP-3002 Order Redesignating Presiding Judge
AP-2895 Scheduling Order
AP-2894 Scheduling Order
AP-2737 Scheduling Order
33-9765
  • 34-74883
  • IA-4077
  • IC-31594
 Order Granting Extension
AP-2605 Scheduling Order
AP-2536 Prehearing Order
AP-2514 Order Scheduling Prehearing Conference
AP-2515 Motion to the Commission for Extension
AP-2002 Stay Order
AP-1758 Prehearing Order
AP-1618 Postponement Order
AP-1593 Order Scheduling Hearing and Designating Presiding Judge
33-9611
  • 34-72562
  • IA-3873
  • IC-31151
 Order Instituting Public Administrative and Cease-and-Desist Proceedings Pursuant to Section 8a of the Securities Act of 1933, Sections 15(b) and 21C of the Securities Exchange Act of 1934, Sections 203(f) and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940
Release Date Release Number Other Release Numbers Name of Document
Respondent's Answer to OIP
Respondent's Motion for Protective Order
Division of Enforcement's Motion for Protective Order Pursuant to Rule 322
Division of Enforcement's Post-Hearing Brief
Division of Enforcement's Proposed Findings of Facts and Conclusions of Law
Respondent's Post-Hearing Reply Brief
Respondent's Notice Regarding Contravention of the Division of Enforcement's Proposed Findings of Fact, Conclusions of Law
Division of Enforcement's Post-Hearing Reply Brief
Redacted (Public) Initial Decision
Order Instituting Public Administrative and Cease-and-Desist Proceedings Pursuant to Section 8a of the Securities Act of 1933, Sections 15(b) and 21C of the Securities Exchange Act of 1934, Sections 203(f) and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940
Order Scheduling Hearing and Designating Presiding Judge
Postponement Order
Prehearing Order
Stay Order
Motion to the Commission for Extension
Order Scheduling Prehearing Conference
Prehearing Order
Scheduling Order
Scheduling Order
Scheduling Order
Scheduling Order
Order Redesignating Presiding Judge
Order Changing Hearing Schedule
Post-Hearing Order
Order On Transcript Corrections
Order On Additional Transcript Corrections
Protective Order
Order Extending Deadlines
Second Order Extending Deadlines
Third Order Extending Deadlines
Second Motion to the Commission for Extension
Order Directing Record Index Corrections
Order Granting Motion for Extension
Order Granting Extension

Documents