Comments on Proposed Rule: Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 608
B: 15,839
C: 16
D: 1,737
E: 46,883

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Date Received
Date Letter Type Commenter Name
Public Comment Carlos Serrano, Vice President for Regulatory Policy, Comision Nacional Bancaria y de Valores (National Banking and Securities Commission - Mexico)
Public Comment Carolann Jensen, Chief Administration Officer, Iowa Finance Authority
Public Comment Cecelia Calaby, Executive Director and General Counsel, ABA Securities Association
Public Comment Chris Ballinger Group Vice President & Chief Financial Officer, Toyota Motor Credit Corporation
Public Comment Chris Fielding, Executive Director, UK Regulated Covered Bond Council
Public Comment Christine R. McGillis, President, SunTrust Banks, Inc.; and David T. Bloom, Senior Vice President and Deputy General Counsel, SunTrust Banks, Inc.
Public Comment Christopher Holt, General Counsel, Clark Consulting
Public Comment Christopher R. Kunkle, Director Securities Lending, Securities Lending Division of the Risk Management Association; and Michael P. McAuley, Chairman RMA Executive Committee, Securities Lending Division of the Risk Management Association
Public Comment Colm Kelleher, Co-President, Institutional Securities Group, and Jim Rosenthal, Chief Operating Officer, Morgan Stanley
Public Comment Country Financial, Mutual of Omaha, Nationwide Mutual Insurance Company, Principal Financial Group, The Prudential Insurance Company of America, State Farm Mutual Automobile Insurance Company, TIAA-CREF, Westfield Group
Public Comment Craig S. Donohue, Chief Executive Officer, CME Group
Public Comment Dan Flynn, Jay Kaufman, Greg Wren, and Fukunaga, National Conference of State Legislatures
Public Comment Dan Waters, Managing Director, ICI Global
Public Comment Daniel Lowenstein and Kathy Hamilton, Denver, Colorado
Public Comment Daniel McCardell, Senior Vice President and Head of Regulatory Affairs, The Clearing House Association L.L.C.
Public Comment David Arkush, Director, Public Citizen's Congress Watch; and Bartlett Naylor Financial Policy Advocate, Public Citizen's Congress Watch
Public Comment David Aronoff, Jeff Bussgang, Michael Greeley, Chip Hazard, and Jon Karlen, General Partners, Flybridge Capital Partners
Public Comment David F. Freeman, Jr., Arnold & Porter
Public Comment David Hirschmann, U.S.Chamber of Commerce, Washington, District of Columbia
Public Comment David L. Cohen, Managing Director, Associate General Counsel, Municipal Securities Division, Securities Industry and Financial Markets Association, New York, New York
Public Comment David Love, Director, Policy and International Affairs, Australian Financial Markets Association
Public Comment David Nason, General Electric Company
Public Comment David Oestreicher, Vice President and Chief Legal Counsel, T. Rowe Price Associates, Inc.; Christine M. Morgan, Vice President and Managing Legal Counsel, T. Rowe Price Associates, Inc.; Jonathan D. Siegel, Vice President and Senior Legal Counsel, T. Rowe Price Associates, Inc.
Public Comment David Stepp, Venrock
Public Comment Dennis M. Kelleher, President and CEO, Better Markets Inc.
Public Comment Doub Grinbergs
Public Comment Douglas Lowenstein, President, Private Equity Growth Capital Council
Public Comment E. Schmidt
Public Comment E.William Parsley, Executive Vice President, Chief Investment Officer and Treasurer, PNC Financial Services Group, Inc.
Public Comment Edward P. O'Keefe, Executive Vice President, General Counsel, Bank of America

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-41-11
Release Number
34-65545
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