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Comments on Proposed Rule: Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds

Comments have been received from individuals and entities using a variety of Letter Types:


Comment
A: 608
B: 15,839
C: 16
D: 1,737
E: 46,883

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Date Sort descending	Letter Type	Commenter Name
Nov. 16, 2011	Public Comment	Peter S. Kraus, Chairman and CEO, AllianceBernstein L.P.
Nov. 13, 2011	Public Comment	Kirstin Dvorchak, Denver, Colorado
Nov. 9, 2011	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a November 9, 2011, meeting with representatives from Goldman Sachs, JP Morgan, and Morgan Stanley
Nov. 8, 2011	Public Comment	David McClean, Rutgers University
Nov. 3, 2011	Meeting with SEC Officials	Memorandum from the Division of Investment Management regarding a November 3, 2011, meeting with representatives of SVB Financial Group and Debevoise & Plimpton LLP
Nov. 2, 2011	Public Comment	Len Canty, Chairman, Black Economic Council; Jorge Corralejo, Chairman, Latino Business Chamber of Greater LA; and Faith Bautista, President and CEO, National Asian American Coalition
Oct. 29, 2011	Public Comment	Suzanne H. Shatto, Seattle, Washington
Oct. 28, 2011	Public Comment	Samuel D. Kimbrell, Hendersonville, North Carolina
Oct. 24, 2011	Public Comment	Jason Bright, Law Student, University of Missouri, Columbia, Missouri
Oct. 19, 2011	Public Comment	Ralph S. Saul
Oct. 17, 2011	Public Comment	David Brooke
Oct. 17, 2011	Public Comment	Len Canty, Chairman, Black Economic Council; Jorge Corralejo, Chairman, Latino Business Chamber of Greater LA; and Faith Bautista, President and CEO, National Asian American Coalition
Oct. 12, 2011	Public Comment	Chris Zontine, San Jose, California
Oct. 12, 2011	Public Comment	Frank A. LoSchiavo, Jr., Atascadero, California
Oct. 12, 2011	Public Comment	Noel Weichbrodt, Saint Louis, Missouri
Oct. 11, 2011	Public Comment	Alice Bartoo, San Tan Valley, Arizona
Oct. 10, 2011	Public Comment	Mike P. McKeever
Oct. 8, 2011	Public Comment	Mike P. McKeever

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-41-11

Release Number

34-65545

How to submit comments