Comments on Proposed Rule: Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 608
B: 15,839
C: 16
D: 1,737
E: 46,883

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Date Received
Date Letter Type Commenter Name
Public Comment Ernest C. Goodrich Jr., Managing director - Legal Department, Deutsche Bank AG; and Salvatore P. Palazzolo, Managing Director - Legal Department, Deutsche Bank AG
Public Comment Ernest C. Goodrich Jr., Managing director - Legal Department, Deutsche Bank AG; and Salvatore P. Palazzolo, Managing Director - Legal Department, Deutsche Bank AG
Public Comment Eugenia Kuttler
Public Comment Fixed Income Forum and Credit Roundtable, New York, New York
Public Comment François DeloozBNP PARIBAS Investment Partners
Public Comment Frank Keating, President & CEO, American Bankers Association
Public Comment Frank Pignanelli, Executive Director, National Association of industrial Bankers; Bill Himpler, Executive Vice President, the American Financial Services Association; Bill Uffelman, President & Chief Executive Officer, the Nevada Bankers Association; and Howard Headlee, President, the Utah Bankers Association
Public Comment G. L. Lawton
Public Comment Garth B. Rieman, Director of Housing Advocacy and Strategic Initiatives, National Council of State Housing Agencies
Public Comment Guido Ravoet, Chief Executive, European Banking Federation
Public Comment Gus Sauter Chief Investment Officer, Vanguard; and Bob Auwaerter, Head of Fixed Income, Vanguard
Public Comment Hal S. Scott, Director, Committee on Capital Markets Regulation
Public Comment Hans Joachim Reinke and Dr. Andreas Zubrod, Union Asset Management Holding AG
Public Comment IHS Inc.
Public Comment International Regulatory Strategy Group
Public Comment James E. Roselle, Associate General Counsel, Northern Trust
Public Comment James L. McIntire, Washington State Treasurer
Public Comment James M. Flaherty, Minister of Finance, Canada
Public Comment James M. Strother, Senior Executive Vice President and General Counsel, Wells Fargo
Public Comment James M. Strother, Senior Executive Vice President and General Counsel, Wells Fargo
Public Comment Janet Cowell, State Treasurer of North Carolina
Public Comment Janine Guillot, Chief Operating Investment Officer, California Public Employees' Retirement System (CaiPERS)
Public Comment Jerry del Missier, Co-Chief Executive, Barclays Capital
Public Comment Jim Steitz
Public Comment Jim Vogel, Executive Vice President, FTN Financial Capital Markets
Public Comment Joanne De Laurentiis, President and CEO, Investment Funds Institute of Canada
Public Comment John F.W. Rogers, Chief of Staff, The Goldman Sachs Group, Inc.
Public Comment John F.W. Rogers, Chief of Staff, The Goldman Sachs Group, Inc.
Public Comment John Leith-Tetrault, National Trust for Historic Preservation & Historic Tax Credit Coalition
Public Comment John S. Reed

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-41-11
Release Number
34-65545
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