Comments on Proposed Rule: Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 608
B: 15,839
C: 16
D: 1,737
E: 46,883

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Date Received
Date Letter Type Commenter Name
Public Comment Alex Radetsky, Vice President and Assistant General Counsel, The Clearing House Association L.L.C.; and Cecelia A. Calaby, Senior Vice President and Executive Director, ABA Securities Association
Public Comment Alice Arant-Cousins, Phoenix, Arizona
Public Comment Allen & Overy LLP
Public Comment Allen & Overy LLP
Public Comment Allen & Overy LLP
Public Comment Allen & Overy LLP, on behalf of Bank of Montral, The Bank of Nova Scotia, Canadian Imperial Bank of Commerce, National Bank of Canada, The Royal Bank of Canada, and The Toronto-Dominion Bank
Public Comment Allen & Overy LLP, on behalf of Bank of Montreal, The Bank of Nova Scotia, Canadian Imperial Bank of Commerce, Deutsche Bank AG, HSBC Global Asset Management, Royal Bank of Canada, Société Générale, Standard Chartered Bank, and The Toronto-Dominion Bank
Public Comment American Public Power Association, Council of Infrastructure Financing Authorities, Government Finance Officers Association, Education Finance Council, International City/County Management Association, International Municipal Lawyers Association, Large Public Power Council, National Association of Counties, National Association of Health and Educational Facilities Finance Authorities, National Association of Local Housing Finance Agencies, National Association of State Auditors, Comptrollers and Treasurers, National Association of State Treasurers, National Conference of State Legislatures, National Council of State Housing Agencies, National League of Cities
Public Comment Americans for Financial Reform
Public Comment Americans for Financial Reform
Public Comment Anat R. Admati, George G.C. Parker Professor of Finance and Economics, and and Paul Pfleiderer, C.O.G. Miller Distinguished Professor of Finance, Graduate School of Business, Stanford University, Stanford, California
Public Comment Andre, NY
Public Comment Andrea Psoras
Public Comment Andrew F. Barth, Chairman, Capital Guardian Trust Company and Paul G. Haaga, Jr., Chairman, Capital Research and Management Company, The Capital Group Companies, Inc.
Public Comment Andy Rappaport, August Capital
Public Comment Angela Knight, Chief Executive, British Bankers' Association
Public Comment Angelo R. Aldana, General Manager, Mizuho Corporate Bank, Ltd.
Public Comment Anonymous
Public Comment Bank of New York Mellon Corporation, Northern Trust Corporation, and State Street Corporation
Public Comment Barbara Novick, Vice Chairman, and Matthew J. Mallow, General Counsel, BlackRock, Inc.
Public Comment Barbara Ridpath, Chief Executive, and John Andrews, Research Analyst, International Centre for Financial Regulation
Public Comment Barry L. Zubrow, Executive Vice President, JPMorgan Chase & and Co.
Public Comment Bill Magness, Vice-President & General Counsel, Electric Reliability Council of Texas, Inc.
Public Comment Bob Corker, United States Senator
Public Comment Brandon Becker, Executive Vice President and Chief Legal Officer, TIAA-CREF
Public Comment Brett Palmer, Small Business Investor Alliance
Public Comment Brian Leach, Chief Risk Officer, Citigroup Inc.
Public Comment Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin) and Deutsche Bundesbank
Public Comment Camille Thommes, Director General, and Marc Saluzz, President, Association of the Luxembourg Fund Industry
Public Comment Carl B. Wilkerson, Vice President & Chief Counsel, Securities & Litigation, American Council of Life Insurers

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-41-11
Release Number
34-65545
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