Comments on Proposed Rule: Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 608
B: 15,839
C: 16
D: 1,737
E: 46,883

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Date Received
Date Letter Type Commenter Name
Public Comment Jonathan Gray, Regulatory Developments Director, Lloyds Banking Group
Public Comment Joseph L. Seidel, Managing Director, Credit Suisse Securities (USA) LLC
Public Comment Julie H. Hertzog, Executive Director, The Affordable Housing Investors Council
Public Comment Karsten Langer, Chairman, European Private Equity and Venture Capital Association
Public Comment Katten Muchin Rosenman LLP
Public Comment Katten Muchin Rosenman LLP
Public Comment Kelvin Anderson, President, OptumHealth Bank
Public Comment Ken Taymor, Executive Director, Berkeley Center for Law, Business and the Economy, University of California, Berkeley
Public Comment Kenneth W. Anderson, Jr., Commissioner, Public Utility Commission of Texas
Public Comment Kristin H.R. Franceschi, President, National Association of Bond Lawyers
Public Comment Kun Ho Hwang, Chairman, International Council of Securities Associations (ICSA) and Duncan Fairweather, Chairman, ICSA Standing Committee on Regulatory Affairs
Public Comment Laura Schisgall, Managing Director & Senior Counsel, and Jason Hoberman, Director & Counsel, Société Générale
Public Comment Lawrence K. Orr, General Partner, Trinity Ventures
Public Comment Lynn A. Stout, Marc and Beth Goldberg Distinguished Visiting Professor of law, Cornell Law School, Paul Hastings Distinguished Professor of Corporate and Securities Law, UCLA School of Law
Public Comment Magnus Carlsson and Mats Beckman, Merchant Banking Division, Skandinaviska Enskilda Banken AB
Public Comment Marcel Rencin, Chairman, Association Francçaise des Professionnels des Titres
Public Comment Margaret Risk
Public Comment Mark A. Standish, Co-Group Head, Capital Markets, Royal Bank of Canada
Public Comment Mark Carney, Governor, Bank of Canada
Public Comment Mark Page, Office of Management and Budget, The City of New York
Public Comment Marshall Blume and Kenneth E. Scott, Shadow Financial Regulatory Committee
Public Comment Martha Ramsey, Brattleboro, Vermont
Public Comment Martin L. Flanagan, President and Chief Executive Officer, Invesco Ltd.
Public Comment Mary Dent, General Counsel, SVB Financial Group
Public Comment Matthew Richardson, NYU Stern School of Business
Public Comment Michael A. Mazzuchi and Paul R. St. Lawrence, Cleary Gottlieb Steen & Hamilton LLP, on behalf of Apollo Global Management LLC, Babson Capital Management LLC, Bank of America Merrill Lynch, CIFC, Citigroup Global Markets Inc., Crescent Capital Group, Deutsche Bank AG, Doral Bank, Golub Capital, GSO/Blackstone Debt Funds Management LLC, Halcyon Asset Management LLC, JPMorgan Chase & Co., Morgan Stanley, Prudential Fixed Income, WCAS Fraser Sulitvan Investment Management LLC, Wells Fargo & Company
Public Comment Michael A. Mazzuchi and Paul R. St. Lawrence, Cleary Gottlieb Steen & Hamilton LLP, on behalf of Apollo Global Management, LLC, Babson Capital Management LLC, Bank of America, Merrill Lynch, CIFC, Citigroup Global Markets, Inc., Crescent Capital Group, Deutsche Bank AG, Doral Bank, Golub Capital, GSO / Blackstone Debt Funds Management LLC, Halcyon Asset Management LLC, JPMorgan Chase & Co., Morgan Stanley, WCAS Fraser Sullivan Investment Management, LLC, and Wells Fargo & Company
Public Comment Michael E. Cahill, General Counsel, The TCW Group, Inc.; and Sean Plater, Associate General Counsel, The TCW Group, Inc.
Public Comment Michael J. Novogradac and Brad Elphick, Novogradac & Company LLP
Public Comment Michael S. Whitman, Principal and Founder, Stuyvesant Trading Group, LLC , New York, New York

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-41-11
Release Number
34-65545
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