Comments on Proposed Rule: Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 608
B: 15,839
C: 16
D: 1,737
E: 46,883

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a February 26, 2013, meeting with representatives of Morgan Stanley
Meeting with SEC Officials Memorandum from the Office of Commissioner Paredes regarding a February 26, 2013, meeting with representatives of Morgan Stanley
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a February 12, 2013, meeting with representatives of the Bond Dealers of America
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a January 23, 2013, meeting with representatives of Goldman Sachs
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a January 10, 2013, meeting with Alternative Investment Management Association
Meeting with SEC Officials Memorandum from the Office of Commissioner Luis A. Aguilar regarding a December 17, 2012, meeting with representatives of Americans for Financial Reform, Consumer Federation of America and other organizations
Public Comment David Hirschmann, President and CEO, Center for Capital Markets Competitiveness, and Myron Brilliant, Senior Vice President, International Affairs, U.S. Chamber of Commerce
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a December 5, 2012, meeting with representatives of BlackRock
Public Comment Brandon Reddick
Public Comment Robert E. Rutkowski
Public Comment Americans for Financial Reform
Public Comment Tom Quaadman, Vice President, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce
Public Comment John Gidman, President, Association of Institutional INVESTORS
Meeting with SEC Officials Memorandum from the Office of Commissioner Paredes regarding a November 13, 2012, meeting with representatives of Capstone LLC, et al.
Public Comment Phillip Gillespie, State Street Global Advisors
Public Comment Michael Nicholas, Chief Executive Officer, Bond Dealers of America
Public Comment Howard Marsh, Managing Director and Head of the Municipal Securities Division, Citigroup Global Markets Inc.
Public Comment John Gidman, President, Association of Institutional INVESTORS
Public Comment Brackett B. Denniston III, Senior Vice President and General Counsel, GE Company, and David G. Nason, Vice President, GE Company, Chief Regulatory Officer, GE Capital
Public Comment Tom Deutsch, Executive Director, American Securitization Forum
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding an August 21, 2012, meeting with representatives of SVB Financial Group
Public Comment Tom Deutsch, Executive Director, American Securitization Forum
Public Comment Tom Quaadman, Vice President, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a July 11, 2012, meeting with representatives of the Bond Dealers of America
Public Comment R. Bram Smith, Executive Director, Loan Syndications and Trading Association, New York, New York
Public Comment Dennis Kelleher, President and CEO and Marc Iarsulic, Chief Economist, Better Markets, Inc., Washington, District of Columbia
Public Comment Michael Pettit
Public Comment Gerard Allen Hinson
Public Comment Stephen Brancaccio
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a June 4, 2012, meeting with representatives of Better Markets

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-41-11
Release Number
34-65545
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