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Comments on Retrospective Review of Existing Regulations (Request for Information)

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Date Sort descending	Letter Type	Commenter Name
Sept. 9, 2011	Public Comment	O.H., South Carolina
Sept. 9, 2011	Public Comment	Owen Hill
Sept. 9, 2011	Public Comment	Phyllis I. Dawson, Attorney and Consultant on Investment Adviser and Broker-Dealer Regulatory Compliance, Former CCO at Deloitte, Irvine, Kentucky
Sept. 9, 2011	Public Comment	Terry E. Peterman, Palm Bay, Florida
Sept. 8, 2011	Public Comment	Bill Alpert, Sr. Editor, Barron's
Sept. 8, 2011	Public Comment	Ted Schaefer, Livermore, California
Sept. 7, 2011	Public Comment	Erik T. Robinson, Philadelphia, Pennsylvania
Sept. 7, 2011	Public Comment	John Q. Tally, Raleigh, North Carolina
Sept. 7, 2011	Public Comment	Joseph A. Provencial, Davenport, Iowa
Sept. 7, 2011	Public Comment	Joseph P. Herbst, Dallas, Texas
Sept. 7, 2011	Public Comment	Roger D. Wiegley, Attorney, New York, New York
Sept. 7, 2011	Public Comment	Ronnie W. Rochelle, CFP, Knoxville, Tennessee
Sept. 7, 2011	Public Comment	Victor Libov, B.Sc., MBA
Sept. 6, 2011	Public Comment	Bill Nelson, New York, New York
Sept. 6, 2011	Public Comment	Earl Kubin, Pasadena, Texas
Sept. 6, 2011	Public Comment	Joseph Frazier
Sept. 6, 2011	Public Comment	Nathanael S. Beal

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-36-11

Release Number

34-65262

39-2479

IA-3271

IC-29781

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