Comments on Retrospective Review of Existing Regulations (Request for Information)

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Date Sort descending	Letter Type	Commenter Name
Oct. 6, 2011	Public Comment	Ronald C. Long, Director of Regulatory Affairs, Wells Fargo Advisors
Oct. 6, 2011	Public Comment	Stephen E. Roth, Clifford E. Kirsch, and Susan S. Krawczyk, Sutherland Asbill & Brennan LLP, on behalf of the Committee of Annuity Insurers
Oct. 6, 2011	Public Comment	Students of Graduate Program in Banking and Financial Law, Boston University School of Law, Boston, Massachusetts
Oct. 6, 2011	Public Comment	William F. Galvin, Secretary of the Commonwealth of Massachusetts
Oct. 5, 2011	Public Comment	Gerald W. McEntee, American Federation of State, County and Municipal Employees, Washington, District of Columbia
Oct. 5, 2011	Public Comment	Joy McCloskey, Palos Verdes, California
Oct. 5, 2011	Public Comment	Mike Ertel, Co-Chair, Licensure Task Force, Alliance of Merger Acquisition Advisors, Chicago, Illinois
Sept. 28, 2011	Public Comment	Kenneth E. Scott and Chester S. Spatt, Shadow Financial Regulatory Committee
Sept. 26, 2011	Public Comment	Anonymous
Sept. 22, 2011	Public Comment	Shion Grizzle, Palm Bay, Florida
Sept. 19, 2011	Public Comment	Roger A. Froehlich, New York
Sept. 16, 2011	Public Comment	Barbara Spiecker, Traverse City, Michigan
Sept. 16, 2011	Public Comment	Robert D. Evans, Alameda, California
Sept. 13, 2011	Public Comment	Bruce H. McDonald, Accountant, Littleton, Colorado
Sept. 13, 2011	Public Comment	Chris J. Baratta, Glyndon, Maryland
Sept. 13, 2011	Public Comment	Richard Davidson, Dover, New Hampshire
Sept. 13, 2011	Public Comment	Tracy L. Miller, Houston, Texas
Sept. 12, 2011	Public Comment	Bruce H. McDonald, Accountant, Littleton, Colorado
Sept. 12, 2011	Public Comment	David Chatfield, Florida
Sept. 11, 2011	Public Comment	Anthony J. Travaglione, Saugerties, New York
Sept. 11, 2011	Public Comment	Benjamin T. Holly, Ann Arbor, Michigan
Sept. 11, 2011	Public Comment	Dominick L. LaViola, Brooksville, Florida
Sept. 11, 2011	Public Comment	Jason Blevins, Cincinnati, Ohio
Sept. 11, 2011	Public Comment	Matt Coulter, Yardley, Pennsylvania
Sept. 11, 2011	Public Comment	Michael W. Flanders, Clearwater, Florida
Sept. 11, 2011	Public Comment	Stephen A. Boyko
Sept. 11, 2011	Public Comment	Steven Galle
Sept. 11, 2011	Public Comment	Thomas E. Gish, Jr., Manchester, Michigan
Sept. 11, 2011	Public Comment	Tom Mace
Sept. 9, 2011	Public Comment	Michael Sizow, Virginia Beach, Virginia

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-36-11

Release Number

34-65262

39-2479

IA-3271

IC-29781

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Comments on Retrospective Review of Existing Regulations (Request for Information)

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