Reopening of Comment Periods for Certain Rulemaking Releases and Policy Statement Applicable to Security-Based Swaps Proposed Pursuant to the Securities Exchange Act of 1934 and the Dodd-Frank Wall Street Reform and Consumer Protection Act

Comments on Proposed Rule: Ownership Limitations and Governance Requirements for Security-Based Swap Clearing Agencies, Security-Based Swap Execution Facilities, and National Securities Exchanges with Respect to Security-Based Swaps under Regulation MC

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 24

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Date Received
Date Letter Type Release Number Commenter Name
Meeting with SEC Officials 34-63107 Memorandum from the Office of Commissioner Walter regarding an October 26, 2010, meeting with representatives of the Options Clearing Corporation
Meeting with SEC Officials 34-63107 Memorandum from the Office of the Chairman regarding a meeting with representatives of the Options Clearing Corporation
Meeting with SEC Officials 34-63107 Memorandum regarding an October 20, 2010, meeting with Professor Darrel Duffie, Dean Witter Distinguished Professor of Finance at the Graduate School of Business, Stanford University
Public Comment 34-63107 Stephen F. Lynch, Member of Congress
Public Comment 34-63107 Townsend Walker, Economist/Writer, San Francisco, California
Meeting with SEC Officials 34-62717, 34-63107 Memorandum from the Office of Commissioner Troy A. Paredes regarding a October 14, 2010 meeting with representatives of UBS
Meeting with SEC Officials 34-63107 Memorandum from the Office of Commissioner Troy A. Paredes regarding a October 13, 2010 meeting with representatives of Goldman Sachs
Meeting with SEC Officials 34-64017, 34-63107, 34-63556, 34-63557 Memorandum from the Division of Trading and Markets regarding a May 10, 2011, meeting with representatives of Citadel LLC and Delta Strategy Group
Meeting with SEC Officials 34-64017, 34-63107 Memorandum from the Office of Commissioner Paredes regarding an April 14, 2011 meeting with representative of LCH.Clearnet and Rich Feuer Group
Meeting with SEC Officials 34-64017, 34-63107 Memorandum from the Division of Trading and Markets regarding an April 14, 2011 meeting with representative of LCH.Clearnet and Rich Feuer Group
Meeting with SEC Officials 34-64017, 34-63107, 34-63556 Memorandum from the Office of Commissioner Walter regarding an April 14, 2011 meeting with representative of LCH.Clearnet and Rich Feuer Group
Meeting with SEC Officials 34-64017, 34-63107, 34-63557 Memorandum from the Division of Trading and Markets regarding March 16 and 18, 2011, telephone calls with a representative of Citadel LLC
Meeting with SEC Officials 34-64140, 34-62717, 34-63107 Memorandum from the Division of Trading and Markets regarding a March 9, 2011 meeting with a representative of the Goldman Sachs Group, Inc.
Meeting with SEC Officials 34-63825, 34-64017, 34-63107, 34-63346, 34-63347, 34-63452 Memorandum from the Division of Trading and Markets regarding a March 9, 2011 meeting with representatives of the Managed Funds Association

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-27-10
Release Number
34-69491
34-63107
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