Reopening of Comment Periods for Certain Rulemaking Releases and Policy Statement Applicable to Security-Based Swaps Proposed Pursuant to the Securities Exchange Act of 1934 and the Dodd-Frank Wall Street Reform and Consumer Protection Act

Comments on Proposed Rule: Ownership Limitations and Governance Requirements for Security-Based Swap Clearing Agencies, Security-Based Swap Execution Facilities, and National Securities Exchanges with Respect to Security-Based Swaps under Regulation MC

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Comment
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Date Received
Date Letter Type Release Number Commenter Name
Public Comment 34-63107 Michael Manset
Public Comment 34-63107 Molly Peterson
Public Comment 34-63107 Pat Washington, Ph.D., President, San Diego Democratic Women's Club
Public Comment 34-63107 Paula Villescaz, Member, Cal Berkeley Democrats
Public Comment 34-63107 Randy Ghan, Executive Secretary-Treasurer - Central Labor Council of Fresno, Madera, Tulare, and Kings County
Public Comment 34-63107 Rita Ramirez-Dean, Dr., President, Democratic Women of Inland Empire
Public Comment 34-63107 Robert Matthies, President, Greater Lodi Area Democrats
Public Comment 34-63107 State Representative Robert Megna, Connecticut 97th District; State Representative Betsy Ritter, Connecticut 38th District; and State Representative Susan Johnson, Connecticut 49th District
Public Comment 34-63107 Thomas Chaffee, Individual Investor and Teacher
Public Comment 34-63107 Tom Hughes
Public Comment 34-63107 Anais LeVoie, Communications Director, Cal Berkeley Democrats, Berkeley, California
Public Comment 34-63107 Carole Adell, Principal, Renaissance Consulting, Sacramento, California
Public Comment 34-63107 Chris Norem, Consultant
Public Comment 34-63107 Christy Stanker, Cal Berkeley Democrats, Membership Director
Public Comment 34-63107 Daniel Osborn, Cal Berkeley Democrats, President
Public Comment 34-63107 Klein Lieu, Cal Berkeley Democrats, IT Director
Public Comment 34-63107 R. Glenn Hubbard, John L. Thornton, and Hal S. Scott, Committee on Capital Markets Regulation
Public Comment 34-63107 Raelene Brown, Secretary-Treasurer, Stanislaus-Tuolomne County Central Labor Council
Public Comment 34-63107 Raquel Simental, Secretary, Women Democrats of Sacramento County
Public Comment 34-63107 Tim Paulson, Executive Director, San Francisco Labor Council - Chair, California Labor Party Democratic Caucus
Public Comment 34-63107 Kenneth E. Bentsen, Jr., Executive Vice President, Public Policy and Advocacy, Securities Industry and Financial Markets Association
Meeting with SEC Officials 34-61358, 34-60997, 34-63107 Memorandum from the Office of Commissioner Aguilar regarding a November 10, 2010, meeting with representatives of NASDAQ OMX
Meeting with SEC Officials 34-63107 Memorandum from the Office of Commissioner Casey regarding a November 10, 2010, meeting with representatives of LCH.Clearnet
Public Comment 34-63107 Shelley Kessler, Executive Secretary-Treasurer, San Mateo County Central Labor Council
Public Comment 34-63107 Ernest C. Goodrich, Jr. and Marcelo Riffaud, Deutsche Bank AG
Public Comment 34-63107 Tom Sgouros
Public Comment 34-63107 Roger Liddell, Chief Executive, LCH.Clearnet Limited
Public Comment 34-63107 Michael N. Castle, Member of Congress and Jim Gerlach, Member of Congress
Meeting with SEC Officials 34-63107 Memorandum from the Office of Commissioner Aguilar regarding an October 26, 2010, meeting with representatives of the Options Clearing Corporation
Public Comment 34-63107 Michael E. Capuano, Member of Congress

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-27-10
Release Number
34-69491
34-63107
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