Comments on Proposed Rule: Prohibition of Fraud by Advisers to Certain Pooled Investment Vehicles; Accredited Investors in Certain Private Investment Vehicles

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 2
B: 11

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Date Received
Date Letter Type Commenter Name
Public Comment Nancy Hoy, Ph.d., Professor Emeritus of French Literature, SOCCCD, Laguna Beach, California
Public Comment Nathaniel Kellogg, CFA, Evanston, Illinois
Public Comment Paul L. Goostrey, Hersey, Michigan
Public Comment Randy Trice, Dallas, Texas
Public Comment Richard Smith, Falls Church, VA
Public Comment Richard W. Persons, Berthoud, Colorado
Public Comment Robert A. Brooks, Scottsdale, Arizona
Public Comment Robert H. Schmitt, Video Marketing Specialists, LLC
Public Comment Robert J. Maguire, Registered Rep, Lake Forest, California
Public Comment Robert Moore, Huntsville, Alabama
Public Comment Robert Pollak, Mountain View, CA
Public Comment Scott D. Bussy, Austin, Texas
Public Comment Seth T. Stafford, Ph.D., San Carlos, California
Public Comment Steven M. Kane
Public Comment Steven Stoller, Atlanta, Georgia
Public Comment Stuart Schube, President, Acorn Ventures, Inc., Houston,, Texas
Public Comment Tara Kimbrell Cole, Managing Director, SYNOVATIONS, New Canaan, CT
Public Comment Thomas Hardy, Adjunct Professor of Finance, Cleary University, Ann Arbor, Michigan
Public Comment Thomas M. Yuill, PhD, Professor Emeritus of Pathobiological Sciences, University of Wisconsin-Madison, Mapleton, Utah
Public Comment Thomas R. Bodden, Glen Mills, Pennsylvania
Public Comment Tom Furland, Essex, Vermont
Public Comment Victor L. Zengerle
Public Comment William T. Spiropoulos, President CEO, Corestates Capital Advisors, LLC, Newtown, Pennsylvania
Public Comment Jack G. Martel, Esq. and James E. Grand, Esq., The Securities Law Group, LLP
Public Comment Robert J. Klosterman, President and CEO of White Oaks Wealth Advisors Inc.
Public Comment Craig A. Matson
Public Comment Kevin Hoffmeyer, Chicago
Public Comment Robert S. Robbins
Public Comment Heydon D. Traub, CEO, Traub Capital Management, Needham, Massachusetts
Public Comment Brandon L. Marion, Registered Investment Advisor, Aspen, Colorado

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-25-06
Release Number
33-8766
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