Comments on Proposed Rule: Prohibition of Fraud by Advisers to Certain Pooled Investment Vehicles; Accredited Investors in Certain Private Investment Vehicles

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 2
B: 11

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Office of Commissioner Paul S. Atkins regarding a September 30, 2007, meeting with members of the ABA Business Law Section Committee
Public Comment Adam Gensler, Galileo Planning Group, Inc., Menlo Park, California
Public Comment Mike Mills, Wealth Management, LLC, Southlake, Texas
Public Comment J. Cleckner
Public Comment Anonymous
Public Comment Carol M. Sands, Founder & Managing Member, and Jeffrey C. Yu, Managing Director, The Angels' Forum Management Company, LLC
Public Comment Edward M. Esber, Jr., The Halo Fund Management Company, LLC
Public Comment Rob Tague
Public Comment David Patch
Public Comment Bruce A. Broussely, Financial Analyst, Senior Staff, Highlands Ranch, Colorado
Public Comment Joseph I. Okojie, Chicago, Illinois
Public Comment Joseph P. Borg, Esq., NASAA President and Director, Alabama Securities Commission
Public Comment Louis R. Wenzel, CFA, Retired Managing Director, Choate Investment Advisors, Concord, Massachusetts
Public Comment Doug Schultz, John Stewart & Associates, St. Joseph, Missouri
Public Comment Robert W. Franklin, Senior Vice President, Wells Fargo & Company
Public Comment Small Investor
Public Comment Kirk L. Hartness, Registered Representative, Rogers, Arkansas
Public Comment M.R. Robinson, Accredited Investor, Evanston, Illinois
Public Comment Matt Motley
Public Comment Patrick Mitchell, Sonnenalp Real Estate
Public Comment Benjamin W.
Public Comment Brian Dietz, Portland Financial Planning Group, Portland, Maine
Public Comment Debevoise & Plimpton LLP
Public Comment Jeffrey W. Rubin, New York State Bar Association Committee on Securities Regulation, New York, New York
Meeting with SEC Officials Memorandum regarding a February 6, 2007, meeting with Matthew Holden, dated March 14, 2007.
Public Comment Tim Smye
Public Comment William B. Frymark, Hinsdale, Illinois
Public Comment Leon M. Metzger
Meeting with SEC Officials Memorandum from the Office of Commissioner Paul Atkins regarding a March 13, 2007, meeting with representatives of the Investment Company Institute
Public Comment Benjamin W.

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-25-06
Release Number
33-8766
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