Comments on Proposed Rule: Universal Proxy


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Date Received
Date Sort descending Letter Type Commenter Name
Public Comment Marcie Frost, Chief Executive Officer, CalPERS
Public Comment Stephen W. Hall, Legal Director & Securities Specialist, and Lev Bagramian, Senior Securities Policy Advisor, Better Markets
Public Comment Steve Wolosky, Partner, Olshan Frome Wolosky LLP
Public Comment The Ad Hoc Coalition of Institutional Investors in Closed-End Funds
Public Comment Thomas P. DiNapoli, State Comptroller, State of New York
Public Comment Tom Quaadman, Executive Vice President, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce
Public Comment Brandon Rees, Deputy Director, Office of Investment, AFL-CIO
Public Comment Steven Kreisberg, Director, Department of Research and Collective Bargaining Services, American Federation of State, County and Municipal Employees
Public Comment Carl T. Hagberg, Managing Partner, CT Hagberg LLC
Public Comment Theresa Whitmarsh, Executive Director, Washington State Investment Board
Public Comment Davis Polk & Wardwell LLP
Public Comment Karen Carraher, Executive Director, and Patti Brammer, Interim Corporate Governance and Employer Services Officer, Ohio Public Employees Retirement System
Public Comment Ken Daly, Chief Executive Officer; Peter R. Gleason, President; and Dr. Karen Horn, Chair; National Association of Corporate Directors
Public Comment Ken Bertsch, Executive Director, Council of Institutional Investors
Public Comment Lance Fair Child, Fair-Child Associates
Public Comment Jack Thomas
Public Comment Tim Goodman, Director, Hermes Equity Ownership Services Limited
Public Comment Dorothy M. Donohue, Deputy General Counsel, Investment Company Institute
Public Comment Thomas J. Groden, South Bend, Indiana
Public Comment Phillip Goldstein, Member, Bulldog Investors, LLC, Saddle Brook, New Jersey
Meeting with SEC Officials Memorandum from the Division of Corporation Finance regarding a November 2, 2016, meeting with representatives of Broadridge Steering Committee

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-24-16
Release Number
34-79164