Comments on Proposed Rule: Open-End Fund Liquidity Risk Management Programs; Swing Pricing; Re-Opening of Comment Period for Investment Company Reporting Modernization Release

Filter comments

Date Received
Date Letter Type Commenter Name
Public Comment Andrew Hausman, President, Interactive Data Pricing and Reference Data, New York, New York
Meeting with SEC Officials Memorandum from the Office of Commissioner Michael S. Piwowar regarding a December 17, 2015, meeting with representatives of Fidelity Investments
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a December 4, 2015, meeting with representatives of the Alternative Investment Management Association
Public Comment Chris Barnard, Germany
Public Comment Seymour Sacks, President, Sacks Equalization Model Inc., Boynton Beach, Florida
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a November 23, 2015, telephonic meeting with representatives of the Association of the Luxembourg Fund Industry (ALFI)
Meeting with SEC Officials Memorandum from the Office of Commissioner Michael S. Piwowar regarding a November 20, 2015, meeting with representatives of the American Bar Association Business (ABA) Law Section Subcommittee on Investment Companies and Investment Advisers
Public Comment Steve Brannock
Public Comment Seymour Sacks, President, Sacks Equalization Model Inc, Boynton Beach, Florida
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a November 5, 2015, meeting with representatives of MSCI
Public Comment Seymour Sacks, President, Sacks Equalization Model Inc, Boynton Beach, Florida
Public Comment Jim H. Francis, Seattle, Washington
Public Comment Seymour Sacks, President, Sacks Equalization Model Inc, Boynton Beach, Florida
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a November 3, 2015, meeting with representatives of Interactive Data Corporation
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding an October 29, 2015, meeting with representatives of BlackRock, Inc.
Public Comment Seymour Sacks, Sacks Equalization Model, Inc.
Public Comment Anonymous
Public Comment Jeffrey Bronchick, CFA, Principal, Portfolio Manager. Cove Street Capital, LLC, El Segundo, California
Public Comment Ronald S. Eliason, Provo, Utah
Public Comment Wilfred K. Chow, Esquire
Public Comment Don G. Powell, Bozeman, Montana
Public Comment John Wahh
Public Comment Anonymous
Staff Study Division of Economic and Risk Analysis White Paper: Liquidity and Flows of U.S. Mutual Funds

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-16-15
Release Number
33-9922
IC-31835
How to submit comments