Comments on Investment Company Reporting Modernization

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 7
B: 234
C: 57
D: 93
E: 43

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Date Received
Date Letter Type Commenter Name
Public Comment Amy B.R. Lancellotta, Managing Director, Independent Directors Council
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a May 4, 2016, meeting with representatives of Credit Suisse
Meeting with SEC Officials Memorandum from the Office of the Chair regarding an April 29, 2016, meeting with representatives of Intercontinental Exchange (ICE)
Meeting with SEC Officials Memorandum from the Office of Commissioner Michael S. Piwowar regarding an April 25, 2016, meeting with representatives of Capital Group
Meeting with SEC Officials Memorandum from the Office of Commissioner Kara Stein regarding an April 20, 2016, meeting with Robert Plaze
Meeting with SEC Officials Memorandum from the Office of Commissioner Michael S. Piwowar regarding an April 19, 2016, meeting with representatives of the Boston Asset Management Association
Public Comment Linda Sherry, Director, National Priorities, Consumer Action, and Sally Greenberg, Executive Director, National Consumers League
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a March 30, 2016, meeting with representatives of Ameriprise Financial, Nationwide, Northwestern Mutual, Prudential Financial, and Sutherland Asbill & Brennan LLP
Meeting with SEC Officials Memorandum from the Office of the Chair regarding an August 14, 2015, meeting with representatives of Broadridge Financial Solutions, Inc. and Davis Polk & Wardwell LLP
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a March 18, 2016, meeting with representatives of Americans for Financial Reform, the Consumer Federation of America and Vermont Law School
Public Comment Reps. Carolyn B. Malone, Brad Sherman, and Gwen Moore, Members of Congress
Public Comment Al Hemmingsen, CFA, Director of Research, Highland Consulting Associates, Inc.
Public Comment Paul Schott Stevens, President and CEO, Investment Company Institute
Public Comment Leonard E. Belvedere, INVeSHARE, Inc., New York, New York
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a January 28, 2016, meeting with representatives of PIMCO
Public Comment Austrian Association of Investment Fund Management Companies, et al.
Public Comment Dana M. Emery, Chief Executive Officer, Dodge & Cox
Meeting with SEC Officials Memorandum from the Office of Commissioner Kara Stein regarding a January 14, 2016, meeting with representatives of BlackRock, Inc.
Public Comment Amy B.R. Lancellotta, Managing Director, Independent Directors Council
Public Comment Brian K. Reid, Chief Economist, Investment Company Institute
Public Comment Cathleen A. Driver, Ames, Nebraska
Public Comment Charles V. Callan, SVP Regulatory Affairs, Broadridge Financial Solutions, Inc.
Public Comment Chris Gerken
Public Comment Clarence McCarthy, Sparks, Nevada
Public Comment David Blass, General Counsel, Investment Company Institute
Public Comment Dustin T. McDonald, Director, Federal Liaison Center, Government Finance Officers Association, Washington, District of Columbia
Public Comment Edwin Hooker
Public Comment H. Ravsten
Public Comment J. Christopher Donahue, President and Chief Executive Officer, and Michael R. Granito, Chief Risk Officer, Federated Investors, Inc.
Public Comment Jack Noonan

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-08-15
Release Number
33-9776
34-75002
IC-31610
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