Comments on Proposed Rule: Incentive-based Compensation Arrangements

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 18

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a September 19, 2016, meeting with representatives of American Investment Council
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a September 14, 2016, meeting with representatives of The Regulatory Fundamentals Group LLC
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an August 24, 2016, meeting with representatives of Better Markets
Public Comment Bram Smith, Executive Director, Loan Syndications and Trading Association
Meeting with SEC Officials Memorandum from the Division of Economic and Risk Analysis regarding an August 15, 2016, meeting with representatives of Americans for Financial Reform
Public Comment Robert E. Rutkowski
Public Comment Robert McCormick, Chief Policy Officer, et al., Glass, Lewis & Co., LLC
Public Comment Akshat Tewary, et al., Occupy the SEC
Public Comment American Bankers Association, Center on Executive Compensation, Financial Services Roundtable, Securities Industry and Financial Markets Association, The Clearing House, and The U.S. Chamber of Commerce
Public Comment American Family Voices, et al.
Public Comment Americans for Financial Reform
Public Comment BB&T Corporation, Capital One Financial Corporation, PNC Financial Services Group, and U.S. Bancorp
Public Comment Bridget Hagan, Executive Director, The Insurance Coalition
Public Comment Bryan Thomson, Senior Vice President, Public Equities, British Columbia Investment Management Corporation (bcIMC)
Public Comment Christopher A. Klem and Molly S. Moore, Ropes & Gray LLP
Public Comment Christopher Cole, Executive Vice President and Senior Regulatory Counsel, Independent Community Bankers of America
Public Comment Darren Brady, Hermes Equity Ownership Services Limited
Public Comment David T. Bellaire, Esq., Executive Vice President & General Counsel, Financial Services Institute
Public Comment David W. Blass, General Counsel, Investment Company Institute, Washington, District of Columbia
Public Comment Denise L. Nappier, Treasurer, State of Connecticut
Public Comment Dennis M. Kelleher, President & CEO, et al., Better Markets, Inc.
Public Comment Donald G. Kalfen and Susan C. O'Donnell, Meridian Compensation Partners, LLC
Public Comment Gregg H. Passin, Senior Partner, North America Executive Rewards Leader, and Vicki Elliott, Senior Partner, Financial Services Talent Leader, Mercer LLC
Public Comment Gregory A. Baer, President, The Clearing House Association L.L.C.
Public Comment Heather Slavkin Corzo, Office of Investment, AFL-CIO
Public Comment Henry D. Eickelberg, Chief Operating Officer, Center On Executive Compensation
Public Comment Hope A. Hardison, Senior EVP, Chief Administrative Officer and Director of Human Resources, Wells Fargo & Company
Public Comment Hu Benton, Vice President of Bank Policy, American Bankers Association
Public Comment James Allen, CFA, Head, Capital Markets Policy, and Matt Orsagh, CFA, Director, Capital Markets Policy, CFA Institute
Public Comment Jason Mulvihill, General Counsel, American Investment Council

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-07-16
Release Number
34-77776
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