Comments on Proposed Rule: Incentive-based Compensation Arrangements

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 18

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Date Received
Date Letter Type Commenter Name
Public Comment John Keenan, Corporate Governance Analyst, American Federation of State, County and Municipal Employees
Public Comment Karen E. Carraher, Executive Director, Ohio Public Employees Retirement System (OPERS)
Public Comment Karishma Shah Page, Partner, K&L Gates LLP, on behalf of the Church Alliance
Public Comment Kenneth E. Bentsen, Jr., President & CEO, SIFMA
Public Comment Mark R. Thresher, Executive Vice President, Chief Financial Officer, Nationwide Mutual Insurance Company
Public Comment Public Citizen
Public Comment Rich Foster, Senior Vice President & Senior Counsel, Regulatory and Legal Affairs, Financial Services Roundtable
Public Comment Robert C. Grohowski, General Counsel, Investment Adviser Association
Public Comment Sarah A. Miller, Chief Executive Officer, Institute of International Bankers
Public Comment Sarah Anderson, Global Economy Project Director, Institute for Policy Studies
Public Comment Stuart J. Kaswell, Executive Vice-President and Managing Director, General Counsel, MFA, and Jiří Król, Deputy CEO, Global Head of Government Affairs, AIMA
Public Comment Taylor Wedge French and Rosemary Becchi, McGuireWoods, LLP
Public Comment Deborah S. Prutzman, Chief Executive Officer, The Regulatory Fundamentals Group LLC
Public Comment Imelda Navarro, Treasurer and CFO, International Bancshares Corporation
Public Comment Karen M. Crupi, Chief Legal Officer, National Financial Services LLC, Jersey City, New Jersey
Public Comment Timothy R. Wing, MST, President & CEO, STock/Option Consulting & Knowledge Services, Inc.
Public Comment Tom Quaadman, Senior Vice President, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce
Public Comment Edward J. DeMarco, Jr., General Counsel and Director of Operational Risk & Regulatory Relations/Communications, Risk Management Association
Public Comment John Hayes, Chair, Corporate Governance Committee, Business Roundtable
Public Comment Anonymous
Public Comment Gisele Sirot
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a July 19, 2016, meeting with representatives of the Center on Executive Compensation, Charles Schwab, US Bank and American Express
Public Comment Sanjai Bhagat, Professor of Finance University of Colorado, Boulder, Colorado
Public Comment Glenn Davis, Director of Research, Council of Institutional Investors
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a July 13, 2016, meeting with representatives of the Alternative Investment Management Association and the Managed Funds Association
Meeting with SEC Officials Memorandum from the Office of Commissioner Kara Stein regarding a July 13, 2016, meeting with representatives of Public Citizen and Americans for Financial Reform
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a July 7, 2016, meeting with representatives of Fidelity Investments
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a June 29, 2016, meeting with representatives of the Securities Industry and Financial Markets Association, Ameriprise Financial, Barclays, the Bank of New York Mellon, Cleary Gottlieb Steen & Hamilton LLP, Davis Polk & Wardell LLP, Goldman Sachs Bank USA, Janney Montgomery Scott LLC, LPL Financial LLC, Morgan Stanley, Nomura Holding America Inc., TD Ameritrade, and U.S. Bank
Public Comment The Arlington Young Democrats
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a June 20, 2016, meeting with representatives of Americans for Financial Reform

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-07-16
Release Number
34-77776
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