Comments on Re-proposed Rules for Nationally Recognized Statistical Rating Organizations

Order Extending Temporary Conditional Exemption for Nationally Recognized Statistical Rating Organizations from Requirements of Rule 17g-5(a)(3) Under the Securities Exchange Act of 1934 and Request For Comment
Order Extending Temporary Conditional Exemption for Nationally Recognized Statistical Rating Organizations from Requirements of Rule 17g-5 Under the Securities Exchange Act of 1934 and Request for Comment
Order Extending Temporary Conditional Exemption for Nationally Recognized Statistical Rating Organizations from Requirements Of Rule 17g-5 Under the Securities Exchange Act of 1934 and Request for Comment
Order Granting Temporary Conditional Exemption for Nationally Recognized Statistical Rating Organizations From Requirements of Rule 17g-5 Under the Securities Exchange Act of 1934 and Request for Comment
Order Extending Temporary Conditional Exemption for Nationally Recognized Statistical Rating Organizations From Requirements of Rule 17g-5 Under the Securities Exchange Act of 1934 and Request for Comment
Re-proposed Rules for Nationally Recognized Statistical Rating Organizations

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Date Received
Date Letter Type Release Number Commenter Name
Public Comment 34-59343 George Miller, Executive Director, ASF and Sean C. Davy, Managing Director, SIFMA
Public Comment 34-59343 Gregory W. Smith, General Counsel, Colorado Public Employees' Retirement Association, Denver, Colorado
Public Comment 34-59343 Hidetaka Tanaka, Senior Executive Managing Director, Rating and Investment Information, Inc.
Public Comment 34-59343 John P. Hunt, Acting Professor of Law, University of California, Davis (July 2009), Davis, California
Public Comment 34-59343 Karrie McMillan, General Counsel, Investment Company Institute
Public Comment 34-59343 Charles D. Brown, General Counsel, Fitch Ratings
Public Comment 34-59343 Laurel N. Leitner, Analyst, Council of Institutional Investors
Public Comment 34-59343 Mary Keogh, Managing Director, Regulatory Affairs, and Daniel Curry, President, DBRS, Inc.
Public Comment 34-59343 Richard Whiting, Executive Director and General Counsel, Financial Services Roundtable
Public Comment 34-59343 Takefumi Emori, Managing Director, Japan Credit Rating Agency, Ltd.
Public Comment 34-59343 Andrea Getto
Public Comment 34-59343 Russell D. Sears, ASA, CFA, Edmond, Oklahoma
Public Comment 34-59343 Shawn S. Fahrer, Accounting Student, Queensborough Community College (CUNY), Flushing, New York
Public Comment 34-59343 Mike Marchywka, Marietta, Georgia
Meeting with SEC Officials 34-59343 Memorandum from the Division of Trading and Markets regarding a February 12, 2009, phone call with representatives of Moody's Investors Service

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-04-09
Release Number
34-76183
34-70919
34-68286
34-65765
34-62120
34-59343
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