Comments on Re-proposed Rules for Nationally Recognized Statistical Rating Organizations

Order Extending Temporary Conditional Exemption for Nationally Recognized Statistical Rating Organizations from Requirements of Rule 17g-5(a)(3) Under the Securities Exchange Act of 1934 and Request For Comment
Order Extending Temporary Conditional Exemption for Nationally Recognized Statistical Rating Organizations from Requirements of Rule 17g-5 Under the Securities Exchange Act of 1934 and Request for Comment
Order Extending Temporary Conditional Exemption for Nationally Recognized Statistical Rating Organizations from Requirements Of Rule 17g-5 Under the Securities Exchange Act of 1934 and Request for Comment
Order Granting Temporary Conditional Exemption for Nationally Recognized Statistical Rating Organizations From Requirements of Rule 17g-5 Under the Securities Exchange Act of 1934 and Request for Comment
Order Extending Temporary Conditional Exemption for Nationally Recognized Statistical Rating Organizations From Requirements of Rule 17g-5 Under the Securities Exchange Act of 1934 and Request for Comment
Re-proposed Rules for Nationally Recognized Statistical Rating Organizations

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Date Received
Date Letter Type Release Number Commenter Name
Public Comment 34-59343 Tom Deutsch, Executive Director, American Securitization Forum
Public Comment 34-59343 Christopher B. Killian, Securities Industry and Financial Markets Association
Public Comment 34-59343 Neal E. Sullivan, Bingham McCutchen LLP on behalf of Rating and Investment Information, Inc.
Public Comment 34-59343 Richard J. Watson, Managing Director, AFME / ESF
Meeting with SEC Officials 34-59343, 34-57967, 33-8940,34-58071, IC-28327, IA-2751, 34-61051 Memorandum from the Office of Commissioner Paredes regarding a March 25, 2010 meeting with representatives of Standard and Poor's
Meeting with SEC Officials 34-59343 Memorandum from the Commissioner Aguilar regarding a September 4, 2009, meeting with a representative of CreditSights
Public Comment 34-59343 Lyn Perlmuth, The Credit Roundtable
Meeting with SEC Officials 34-59343 Memorandum from the Office of the Chairman regarding a September 10, 2009, meeting with a representative of CreditSights
Public Comment 34-59343 Glenn Reynolds, CEO, CreditSights, Inc.
Meeting with SEC Officials 34-59343 Memorandum from the Office of Commissioner Paredes regarding a September 3, 2009, meeting with representatives of CreditSights
Meeting with SEC Officials 34-59343 Memorandum from the Office of the Chairman regarding an August 25, 2009, meeting with representatives of Moody's Corporation and Covington and Burling LLP
Meeting with SEC Officials 34-59343 Memorandum from the Office of the Chairman regarding an August 25, 2009, meeting with representatives of Standard & Poor's
Public Comment 34-59343 Glenn Reynolds, CEO, CreditSights, Inc. and Peter Petas, President, CreditSights, Inc.
Meeting with SEC Officials 34-59343 Memorandum from the Office of the Commissioner Paredes regarding an August 12, 2009, meeting with representatives of Moody's
Meeting with SEC Officials 34-59343 Memorandum from the Office of Commissioner Aguilar regarding a June 8, 2009, meeting with representatives of DBRS and Pickard & Djinis
Public Comment 34-59343 Curtis C. Verschoor, CPA, CIA, CMA, CFE, L Q Research Professor, School of Accountancy, DePaul University, Barrington , Illinois
Public Comment 34-59343 Dan J. Nguyen, CFA, MBA, Midwest Professional Planners, Wausau, Wisconsin
Meeting with SEC Officials 34-59343 Memorandum from the Office of the Commissioner Paredes regarding a June 9, 2009, meeting with representatives of DBRS
Meeting with SEC Officials 34-59343 Memorandum from the Division of Trading and Markets regarding a June 4, 2009, meeting with Neil Baron and Shailesh Shah
Meeting with SEC Officials 34-59343 Memorandum from the Office of the Chairman regarding a June 4, 2009, meeting with representatives of Standard & Poor's
Public Comment 34-59343 Christine DiFabio, Vice President, Advocacy and Accounting Policy, Financial Executives International
Meeting with SEC Officials 34-59343 Memorandum from the Office of the Chairman regarding a May 21, 2009, meeting with representatives of Moody's Corporation
Public Comment 34-59343 Lawrence A. Pingree, SiliconValleyForex.com, Pleasanton, California
Meeting with SEC Officials 34-59343 Memorandum from the Office of Commissioner Paredes regarding a May 15, 2009, meeting with representatives of Standard & Poor's
Public Comment 34-59343 Neil Baron, Armonk, New York
Public Comment 34-59343 Carl F. Adams, Principal, Capital Framework Advisors LLC, New York, New York
Public Comment 34-59343 Nicholas Brown, St. Peters, Missouri
Public Comment 34-59343 Alan J. Fohrer, Chairman and Chief Executive Officer, Southern California Edison Company
Public Comment 34-59343 Alex J. Pollock, Resident Fellow, American Enterprise Institute
Public Comment 34-59343 Daniel Curry, President, DBRS Inc.

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-04-09
Release Number
34-76183
34-70919
34-68286
34-65765
34-62120
34-59343
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