Comments on Re-proposed Rules for Nationally Recognized Statistical Rating Organizations; Order Extending Temporary Conditional Exemption for Nationally Recognized Statistical Rating Organizations from Requirements of Rule 17g-5(a)(3) Under the Securities Exchange Act of 1934 and Request For Comment; Order Granting Temporary Conditional Exemption for Nationally Recognized Statistical Rating Organizations From Requirements of Rule 17g-5 Under the Securities Exchange Act of 1934 and Request for Comment; Re-proposed Rules for Nationally Recognized Statistical Rating Organizations

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Date Received
Date Letter Type Release Number Commenter Name
Public Comment 34-59343 Deven Sharma, President, Standard & Poor's Ratings Services
Public Comment 34-59343 Ethan Berman, RiskMetrics Group
Public Comment 34-59343 Frank Partnoy, George E. Barrett Professor of Law and Finance, University of San Diego School of Law, San Diego, California
Public Comment 34-59343 Frederic P. Vigneron, Chui Ng, David Roberts and Ling Yu, Asset Backed Consulting, LLC, New York, New York
Public Comment 34-59343 George P. Miller, Executive Director, American Securitization Forum
Public Comment 34-59343 James A. Kaitz, President and CEO, Association for Financial Professionals
Public Comment 34-59343 James H. Gellert, President and CEO and Dr. Patrick James Caragata, Founder and Executive Vice Chairman, Rapid Ratings International Inc.
Public Comment 34-59343 Lawrence J. White, Professor of Economics, New York University Stern School of Business
Public Comment 34-59343 Paul Schott Stevens, President and CEO, Investment Company Institute
Public Comment 34-59343 Raymond W. McDaniel, CEO and President, Moody's Investors Service
Public Comment 34-59343 Richard H. Baker, Managed Funds Association
Public Comment 34-59343 Robert G. Dobilas, President and CEO, Realpoint, Inc.
Public Comment 34-59343 Sean Egan, Co-Founder & Managing Director, Egan-Jones Ratings Co.
Public Comment 34-59343 Stephen W. Joynt, President and CEO, Fitch Ratings
Public Comment 34-59343 Kurt N. Schacht and Linda L. Rittenhouse, CFA Institute Centre for Financial Market Integrity
Public Comment 34-59343 Glen Reynolds, CEO, CreditSights, Inc.
Public Comment 34-59343 Congressional Oversight Panel's Special Report on Regulatory Reform, submitted by Damon Silvers, AFL-CIO
Public Comment 34-59343 Deborah A. Cunningham, Executive Vice President, Chief Investment Officer, Federated Investors, Inc.
Public Comment 34-59343 Joseph A. Grundfest and Evgenia Petrova, Stanford Law School and The Rock Center on Corporate Governance
Public Comment 34-59343 Mayree Clark and Andrew Jones
Public Comment 34-59343 Gregory W. Smith, General Counsel, Colorado Public Employees' Retirement Association
Public Comment 34-59343 William Michael Cunningham, Social Investing Adviser, Creative Investment Research, Inc.
Public Comment 34-59343 Bruce Stern, Association of Financial Guaranty Insurers
Public Comment 34-59343 Dottie Cunningham, Chief Executive Officer, Commercial Mortgage Securities Association
Public Comment 34-59343 Keith F. Higgins, Chair, Committee on Federal Regulation of Securities, American Bar Association Section of Business Law, Boston, Massachusetts
Public Comment 34-59343 Robert G. Dobilas, CEO and President, Realpoint LLC, Horsham, Pennsylvania
Public Comment 34-59343 Michel Madelain, Chief Operating Officer, Moody's Investors Service
Public Comment 34-59343 Vickie A. Tillman, Executive Vice President, Standard and Poor's Ratings Services, New York, New York
Public Comment 34-59343 Cate Long, www.multiple-markets.com
Public Comment 34-59343 Douglas Adamson, Executive Vice President, American Bankers Association, Washington, District of Columbia

Last Reviewed or Updated: Jan. 7, 2026

File Number
S7-04-09
Release Number
34-76183
34-70919
34-68286
34-65765
34-62120
34-59343
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