Comments on Proposed Rule: Market Data Infrastructure

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Office of Chairman Clayton regarding a June 29, 2020, telephone conference with representatives of Royal Bank of Canada and Buy-Side Firms
Public Comment Kevin R. Edgar, Counsel, Baker Hostetler LLP and Counsel, Equity Markets Association
Meeting with SEC Officials Memorandum from the Office of Commissioner Elad L. Roisman regarding a June 30, 2020, meeting with representatives of TD Ameritrade
Meeting with SEC Officials Memorandum from the Office of Commissioner Allison Herren Lee regarding a June 29, 2020, meeting with representatives of RBC
Meeting with SEC Officials Memorandum from the Office of Commissioner Elad L. Roisman regarding a June 29, 2020, meeting with representatives of Nasdaq
Meeting with SEC Officials Memorandum from the Office of Commissioner Elad L. Roisman regarding a June 29, 2020, meeting with representatives of SIFMA
Public Comment Kelvin To, Founder and President, Data Boiler Technologies, LLC
Meeting with SEC Officials Memorandum from the Office of Commissioner Elad L. Roisman regarding a June 26, 2020, meeting with representatives of the Managed Funds Association
Meeting with SEC Officials Memorandum from the Office of Commissioner Allison Herren Lee regarding a June 16, 2020 meeting with representatives of SIFMA
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a May 21, 2020 meeting with representatives of the Investment Company Institute
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a June 19, 2020 meeting with representatives of JP Morgan
Public Comment Linda Moore, President and CEO, TechNet
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a June 17, 2020 meeting with representatives of Themis Trading
Public Comment Tom Heffernan, Vice President, Trading Block
Public Comment Anthony J. Albanese, Chief Regulatory Officer, New York Stock Exchange LLC, et. al.
Meeting with SEC Officials Memorandum from the Office of Commissioner Allison Herren Lee regarding a June 15, 2020 meeting with representatives of Citadel
Meeting with SEC Officials Memorandum from the Office of Commissioner Allison Herren Lee regarding a June 15, 2020 meeting with representatives of MFA
Public Comment James Angel, Ph.D., CFP, CFA, Associate Professor of Finance, Georgetown University, McDonough School of Business
Meeting with SEC Officials Memorandum from the Offices of Commissioner Elad Roisman and Commissioner Hester Peirce regarding a June 5, 2020 meeting with Representatives of McKay Brothers LLC
Public Comment Kimberly Unger, CEO & Executive Director, Security Traders Association of New York, Inc.
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a June 11, 2020 meeting with representatives of Exegy
Meeting with SEC Officials Memorandum from the Office of Commissioner Allison Herren Lee regarding a June 11, 2020 meeting with representatives of MFA
Public Comment Kelvin To, Founder and President, Data Boiler Technologies, LLC
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a June 9, 2020 meeting with representatives of Charles Schwab
Meeting with SEC Officials Memorandum from the Office of Commissioner Allison Herren Lee, regarding a June 4, 2020, meeting with representatives of CBOE
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce, regarding a March 18, 2020, telephone call with representatives of Royal Bank of Canada and Various Buy-Side Firms
Public Comment Joanna Mallers, Secretary, FIA Principal Traders Group
Public Comment Mehmet Kinak, Vice President & Global Head of Systematic Trading & Market Structure, T. Rowe Price and Jonathan D. Siegel, Vice President & Senior Legal Counsel - Legislative & Regulatory Affairs, T. Rowe Price
Public Comment Joe Wald, Managing Director, Co-Head of Electronic Trading, BMO Capital Markets Group, and Ray Ross, Managing Director, Co-Head of Electronic Trading, BMO Capital Markets Group
Public Comment Peter D. Stutsman, Global Equity Trading Manager, The Capital Group Companies, Inc.

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-03-20
Release Number
34-88216
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