ALJ Initial Decisions

Between January 31, 2026, and February 3, 2026, the Commission experienced a lapse in appropriations. In light of the lapse, the Commission issued an order staying certain administrative proceedings. On February 4, 2026, the Commission issued an order lifting the stay and extending dates in the proceedings previously subject to the stay.
 

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

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Date Respondents
George Harmon Company, Inc.,
Release No. 24SF-2922
File Number: 24SF-2922
Market Values, Inc.,
Release No. 8-10535
File Number: 8-10535
Capital Funds, Inc.,
Release No. 8-10968
File Number: 8-10968
Diotron, Incorporated,
Release No. 24W-2492
File Number: 24W-2492
Wright, Myers & Bessell, Inc.,
Release No. 8-9533
File Number: 8-9533
Measurements Spectrum, Inc.,
Release No. 24SF-2959
File Number: 24SF-2959
Herbert Rapp, d/b/a Webster Securities Company,
Release No. 8-4722
File Number: 8-4722
J. A. Winston & Co., Inc.,
Release No. 8-4594
File Number: 8-4594
Norman Joseph Adams, d/b/a Adams & Company,
Release No. 8-9318
File Number: 8-9318
Sidney Tager, dba The Tager Company
Release No. 8-6736
File Number: 8-6736
Precision Microwave Corporation,
Release No. 2-18720
File Number: 2-18720
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