Investor Advocate

SEC Investor Advisory Committee to Host March 12 Meeting
Investor Advisory Committee Meeting Agenda
SEC Seeks Candidates for Membership on the Investor Advisory Committee
FY25 OIAD Report On Activities
SEC Office of the Investor Advocate Delivers to Congress Report on Activities for Fiscal Year 2025
Cristina Martin Firvida to Conclude Tenure as Investor Advocate
SEC Investor Advisory Committee to Host Dec. 4 Meeting on Regulatory Changes in Corporate Governance, the Tokenization of Equity Securities
Investor Advisory Committee Meeting Agenda
SEC Announces Four New Members of Investor Advisory Committee
SEC Investor Advisory Committee to Host Panels to Discuss Reconsideration of the Eligibility Criteria and Regulatory Treatment of Foreign Private Issuers
SEC Office of the Investor Advocate Delivers to Congress Report on Objectives for Fiscal Year 2026
FY26 OIAD Report on Objectives
SEC Investor Advisory Committee to Examine Pass-Through Voting and Other Means of Reaching the Ultimate Beneficial Owner; Discuss Market Perspectives on Non-GAAP Financial Disclosures at June 5 Meeting
Investor Advisory Committee Meeting Agenda
SEC Investor Advisory Committee to Examine the Disclosure of AI’s Impact on Company Operations; and Retail Investor Fraud in America at March 6 Meeting
Investor Advisory Committee Meeting Agenda
SEC Seeks Candidates for Membership on the Investor Advisory Committee
FY24 OIAD Report On Activities
SEC Office of the Investor Advocate Issues Report on Nationally Representative Survey of Investors and Continues Focus on Investment Fraud
Investor Advisory Committee Meeting Agenda
SEC Investor Advisory Committee to Discuss Investment Advice and Key Topics from Securities Litigation at Sept. 19 Meeting
SEC Announces Six New Investor Advisory Committee Members
Investor Advisory Committee Meeting Agenda
FY25 OIAD Report On Objectives
SEC Office of the Investor Advocate Delivers Report to Congress on Objectives for Fiscal Year 2025
Investor Research
POSITIER Evidence Summit 2017
Investor Advisory Committee
Investor Advisory Committee
Investor Advisory Committee
Investor Advisory Committee
Investor Advisory Committee
2024 SEC Investor Advocacy Clinic
SEC Investor Advisory Committee to Examine the New Frontier for Investment Advice and Discuss AI Regulation at June 6 Meeting
Investor Advisory Committee Meeting Agenda 060624
Investor Advisory Committee Information
Investor Testing Report on Registered Index-Linked Annuities
2023-oiad-annual-report
registration-for-index-linked-annuities-122223
SEC Seeks Candidates for Investor Advisory Committee
SEC, NASAA, and Georgia Secretary of State to Host Investor Roundtables at University of North Georgia and Dalton State College
Letter
SEC Investor Advisory Committee to Discuss Proposals to Improve Equity Market Structure and Examine the Use of Materiality as a Disclosure Standard
Investor Advisory Committee
Meeting Agenda
FY23 OIAD Report On Activities
SEC Office of the Investor Advocate Publishes Its Policy Recommendations on Mandatory Arbitration and Registered Index-Linked Annuities Research
SEC Investor Advisory Committee to Examine Use of Complex Investment Products and Strategies by Self-Directed Investors and Discuss Practical Applications for Enhancing Financial Literacy at December 7 Meeting
Investor Advisory Committee Meeting Agenda - 120723
Investor Testing Report on Registered Index-Linked Annuities
SEC Investor Advisory Committee to Discuss Exempt Offerings and Accredited Investors at September 21 Meeting
Subcommittees of the Investor Advisory Committee
Meeting Agenda
SEC, NASAA, and Wisconsin DFI to Host Investor Roundtable in Madison, Wisconsin on July 25
Letter to NASDAQ on listing standards for Special Purpose Acquisition Companies
Danielle Specce
FY24 OIAD Report On Objectives
SEC Investor Advisory Committee to Discuss Private Funds and Outbound Investments to Countries of Concern, Digital Engagement Practices, and Audit Committee Workloads at June 22nd Meeting
Katherine Carman
Cristina Begoña Martin Firvida
Meeting Agenda
SEC Virtual Outreach Event Highlights Students on the Frontlines of Investor Protection
SEC Investor Advisory Committee to Discuss the Growth of Private Markets, Oversight of Investment Advisers, and Open-End Fund Liquidity Risk Management at March 2nd Meeting
SEC Announces Appointment of Cristina Martin Firvida as Investor Advocate
FY22 OIAD Report On Activities
SEC Investor Advisory Committee to Discuss Investor Account Statements, Corporate Tax Transparency, and Single-Stock ETFs on Dec 8
David Zimmerman
Lisa A. Skrzycki
Charles Kwon
SEC Investor Advisory Committee to Discuss Human Capital Labor Valuation, Security-Based Swaps, Beneficial Ownership, and ESG Disclosure on Sept. 21
Office of the Investor Advocate Releases Research Study on Fund Performance Benchmarks
Office of the Investor Advocate Report on Objectives for Fiscal Year 2023
SEC Investor Advisory Committee to Discuss Non-Traditional Accounting and Climate Disclosure on June 9
SEC Announces Eight New Investor Advisory Committee Members
SEC Announces Departure of Investor Advocate Rick A. Fleming
SEC Announces Older Investor Roundtable Event to Be Held April 28
SEC Investor Advisory Committee to Discuss Artificial Intelligence and Cybersecurity on March 10
Comment: PCAOB Advisory Groups
FY21 OIAD Report On Activities
SEC Investor Advisory Committee to Meet Remotely on Dec. 2
Tonia Tornatore
Jay Dhar
SEC Investor Advisory Committee to Meet Remotely on Sept. 9
Jonathan Cook
SEC Engages with Students for Their Perspectives on Emerging Issues
Office of the Investor Advocate Report on Objectives for Fiscal Year 2022
SEC Investor Advisory Committee to Meet Remotely On June 10
Office of the Investor Advocate Report on Activities for FY 2020
SEC Announces New Investor Advisory Committee Members
SEC Investor Advisory Committee to Meet Remotely on Dec. 3
Alycia Chin
Adam Anicich
Comment: Making Sustainability Disclosure a Reality (August 2020)
SEC Investor Advisory Committee to Meet Virtually on September 24
Office of the Investor Advocate Report on Objectives for Fiscal Year 2021
SEC Announces New Investor Advisory Committee Members
SEC Announces Investor Advisory Committee Meeting Focusing on COVID-19
SEC Investor Advisory Committee to Meet on Feb. 27
SEC Investor Advisory Committee to Hold Jan. 24 Telephone Meeting
Office of the Investor Advocate Report on Activities for FY 2019

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