SEC Meetings and Other Events
Investor Advisory Committee
Apr 9, 2015
10:00AM
– 1:00PM ET
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2015-04-09 10:00:00
2015-04-09 13:00:00
Investor Advisory Committee 040915
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no-reply@sec.gov
America/New_York
public
Agenda:
| 9:30 - 10:00 a.m. | Welcome Remarks and Continental Breakfast |
| 10:00 - 10:05 a.m. | Approval of Minutes |
| 10:05 - 10:20 a.m. | Nomination of Candidates for Officer Positions to Become Available Upon Expiration of Current Three-Year Terms |
| 10:20 - 10:50 a.m. | Discussion of CFTC Investor Behavior Survey Results |
| 10:50 - 11:20 a.m. | Discussion of Background Checks as a Means to Address Elder Financial Abuse (which may include a recommendation) |
| 11:20 - 11:50 a.m. | Discussion of Proxy Access and Staff Review of Rule 14a-8(i)(9) Under the Securities Exchange Act of 1934 (which may include a recommendation) |
| 11:50 - 1:30 p.m. | Non-Public Subcommittee Meetings and Lunch |
| 1:30 - 1:45 p.m. | Election of Officers for New Three-Year Terms Effective June 12, 2015 |
| 1:45 - 2:15 p.m. | Update on SEC Proxy Voting Roundtable |
| 2:15 - 3:00 p.m. | Update on Recommendations of the SEC Advisory Committee on Small and Emerging Companies |
| 3:00 - 3:30 p.m. | Subcommittee Reports |
| 3:30 p.m. | Adjourn |
Agenda:
| 9:30 - 10:00 a.m. | Welcome Remarks and Continental Breakfast |
| 10:00 - 10:05 a.m. | Approval of Minutes |
| 10:05 - 10:20 a.m. | Nomination of Candidates for Officer Positions to Become Available Upon Expiration of Current Three-Year Terms |
| 10:20 - 10:50 a.m. | Discussion of CFTC Investor Behavior Survey Results |
| 10:50 - 11:20 a.m. | Discussion of Background Checks as a Means to Address Elder Financial Abuse (which may include a recommendation) |
| 11:20 - 11:50 a.m. | Discussion of Proxy Access and Staff Review of Rule 14a-8(i)(9) Under the Securities Exchange Act of 1934 (which may include a recommendation) |
| 11:50 - 1:30 p.m. | Non-Public Subcommittee Meetings and Lunch |
| 1:30 - 1:45 p.m. | Election of Officers for New Three-Year Terms Effective June 12, 2015 |
| 1:45 - 2:15 p.m. | Update on SEC Proxy Voting Roundtable |
| 2:15 - 3:00 p.m. | Update on Recommendations of the SEC Advisory Committee on Small and Emerging Companies |
| 3:00 - 3:30 p.m. | Subcommittee Reports |
| 3:30 p.m. | Adjourn |
Last Reviewed or Updated: March 3, 2026