34-85772
May 3, 2019
SR-NYSE-2019-22
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 7.31 To Add a New Order Type, Capital Commitment Order, and Make Related Changes to Rules 7.16, 7.34, 7.36, and 7.37 Comments Due: View Received Comments Exhibit 5 Federal Register version (84 FR 20448)
34-85771
May 3, 2019
SR-PEARL-2019-16
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 100, Definitions, Rule 200, Trading Permits, Chapter III, Business Conduct, Rule 506, Collection and Dissemination of Quotations, Chapter VII, Exercises and Deliveries, Chapter VIII, Records, Reports and Audits, Chapter IX, Summary Suspension, Chapter XI, Hearings, Review and Arbitration, Chapter XIII, Doing Business With The Public, Chapter XIV, Order Protection, Locked and Crossed Markets, Chapter XV, Margins, Chapter XVI, Net Capital Requirements, Chapter XVII, Consolidated Audit Trail Compliance Rule and Chapter XVIII, Index Options Exhibit 5 Federal Register version (84 FR 20445)
34-85770
May 3, 2019
SR-MIAX-2019-21
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 100, Definitions, Rule 200, Trading Permits, Rule 402, Criteria for Underlying Securities, Rule 403, Withdrawal of Approval of Underlying Securities and Rule 519, MIAX Order Monitor Comments Due: Exhibit 5 Federal Register version (84 FR 20441)
34-85766
May 3, 2019
SR-CboeBZX-2019-015
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Units of Each of (i) Cboe Vest S&P 500 Buffer Enhanced Growth Protect Strategy ETNs; (ii) Cboe Vest S&P 500 Enhanced Growth Strategy ETNs; (iii) Cboe Vest S&P 500 Accelerated Return Strategy ETNs; and (iv) Cboe Vest S&P 500 Power Buffer Strategy ETNs Under Rule 14.11(d), Equity Index-Linked Securities Comments Due: Federal Register version (84 FR 20453)
34-85761
May 2, 2019
SR-Phlx-2019-18
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete and Relocate the Exchange's Current Registration, Qualification and Continuing Education Rules Federal Register version (84 FR 20176)
34-85763
May 2, 2019
SR-LCHSA-2019-002
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Onboarding Fee Waiver and Introduction of a Fee Rebate Scheme for CDSClear Index Swaptions Clearing Activities Comments Due: Exhibit 5 Federal Register version (84 FR 20178)
34-85764
May 2, 2019
SR-FINRA-2019-015
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update the FINRA Manual To Reflect FINRA's New Subsidiary, FINRA CAT, LLC Comments Due: Exhibit 5 Federal Register version (84 FR 20173)
34-85760
May 2, 2019
SR-CboeBZX-2019-032
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To List and Trade Under BZX Rule 14.11(d)(2)(K)(i) Shares of the iPath S&P MLP ETN Issued by Barclays Bank PLC Comments Due: Federal Register version (84 FR 20169)
34-85758
May 1, 2019
SR-NYSEArca-2019-12
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the iShares Commodity Curve Carry Strategy ETF Under NYSE Arca Rule 8.600-E Comments Due: View Received Comments Federal Register version (84 FR 19978)
34-85755
April 30, 2019
SR-OCC-2019-004
Notice of Filing of Proposed Rule Change Related to the Introduction of a New Liquidation Cost Model in The Options Clearing Corporation's Margin Methodology Comments Due: Federal Register version (84 FR 19815)
34-85751
April 30, 2019
SR-NYSEArca-2019-28
Notice of Filing of Proposed Rule Change To List and Trade Shares of the Virtus WMC Risk-Managed Alternative Equity ETF Comments Due: View Received Comments Federal Register version (84 FR 19141)
34-85752
April 30, 2019
SR-MSRB-2019-09
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate MSRB Rule G-29, on Availability of Board Rules Comments Due: Exhibit 5 Federal Register version (84 FR 19820)
34-85740
April 29, 2019
SR-Phlx-2019-17
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Floor Trading Rules to Options 8 Exhibit 5 Federal Register version (84 FR 23613)
34-85743
April 29, 2019
SR-NASDAQ-2019-031
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 5702 Concerning an Issuer's Obligation To Disclose Material Information About the Issuer's Listed Non-Convertible Bonds Comments Due: Exhibit 5 Federal Register version (84 FR 19148)
34-85745
April 29, 2019
SR-NASDAQ-2019-032
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay Implementation of the Early Order Imbalance Information Functionality Comments Due: Federal Register version (84 FR 19135)
34-85744
April 29, 2019
SR-BOX-2019-14
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC ("BOX") Facility To Modify Its Strategy QOO Order Fee Cap and Rebate Comments Due: Exhibit 5 Federal Register version (84 FR 19133)
34-85731
April 26, 2019
SR-NYSEAMER-2019-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.11E, Limit Up-Limit Down Plan and Trading Pauses in Individual Securities Due to Extraordinary Market Volatility Exhibit 5 Federal Register version (84 FR 18911)
34-85738
April 26, 2019
SR-NYSECHX-2019-06
Notice of Filing and Immediate Effectiveness of a Proposed Rule Relating to Fingerprint-Based Background Checks of Directors, Officers, Employees and Others Comments Due: Exhibit 5 Federal Register version (84 FR 18895)
34-85737
April 26, 2019
SR-GEMX-2019-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete the Exchange Registration Rules and Incorporate by Reference The Nasdaq Stock Market Rules at General 4 Comments Due: Exhibit 5 Federal Register version (84 FR 18897)
34-85726
April 26, 2019
SR-BX-2019-010
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete the Exchange's Current Registration, Qualification and Continuing Education Rules Comments Due: View Received Comments Exhibit 5 Federal Register version (84 FR 18908)
34-85730
April 26, 2019
SR-MRX-2019-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete the Exchange's Current Registration, Qualification and Continuing Education Rules Comments Due: Exhibit 5 Federal Register version (84 FR 18903)
34-85728
April 26, 2019
SR-ISE-2019-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete the Exchange's Current Registration, Qualification and Continuing Education Rules Comments Due: Exhibit 5 Federal Register version (84 FR 18892)
34-85725
April 26, 2019
SR-CboeEDGX-2019-024
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Replace Obsolete Terminology Comments Due: Exhibit 5 Federal Register version (84 FR 18905)
34-85734
April 26, 2019
SR-CboeEDGX-2019-009
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Rule 21.21 (Solicitation Auction Mechanism) Comments Due: View Received Comments Federal Register version (84 FR 18907)
34-85729
April 26, 2019
SR-CboeBZX-2019-030
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Replace Obsolete Terminology Comments Due: Exhibit 5 Federal Register version (84 FR 18899)
34-85727
April 26, 2019
SR-CBOE-2019-025
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter 17 of the Cboe Options Rules Comments Due: Exhibit 5 Federal Register version (84 FR 18878)
34-85732
April 26, 2019
SR-CBOE-2019-024
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 6.49A To Eliminate the Exchange's On-Floor Position Transfer Procedure Comments Due: Exhibit 5 Federal Register version (84 FR 18901)
34-85723
April 25, 2019
SR-NYSENAT-2019-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.11, Limit Up-Limit Down Plan and Trading Pauses in Individual Securities Due to Extraordinary Market Volatility Comments Due: Exhibit 5 Federal Register version (84 FR 18618)
34-85716
April 25, 2019
SR-NYSECHX-2019-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding New Rules on Hours of Business, Holidays and Trading Halts and Suspensions, and Amendment of Article 20, Rule 1 Comments Due: Exhibit 5 Federal Register version (84 FR 18623)
34-85724
April 25, 2019
SR-NYSEARCA-2019-29
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.11-E, Limit Up-Limit Down Plan and Trading Pauses in Individual Securities Due to Extraordinary Market Volatility Comments Due: Exhibit 5 Federal Register version (84 FR 18626)
34-85722
April 25, 2019
SR-NYSE-2019-21
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 7.11 and 80C, Limit Up-Limit Down Plan and Trading Pauses in Individual Securities Due to Extraordinary Market Volatility Comments Due: Exhibit 5 Federal Register version (84 FR 18621)
34-85715
April 25, 2019
SR-FINRA-2019-012
Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 5110 (Corporate Financing Rule-Underwriting Terms and Arrangements) To Make Substantive, Organizational and Terminology Changes Comments Due: View Received Comments Exhibit 5 Federal Register version (84 FR 18592)
34-85713
April 24, 2019
SR-FINRA-2019-014
Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 6730 (Transaction Reporting) April 24, 2019. Comments Due: View Received Comments Exhibit 5 Federal Register version (84 FR 18329)
34-85707
April 23, 2019
SR-CBOE-2019-021
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Operation of Its Flexible Exchange Options Pilot Program Regarding Permissible Exercise Settlement Values for Flexible Exchange Index Options Comments Due: View Received Comments Federal Register version (84 FR 18100)
34-85700
April 22, 2019
SR-EMERALD-2019-18
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 100, Definitions Comments Due: Exhibit 5 Federal Register version (84 FR 17906)
34-85699
April 22, 2019
SR-MSRB-2019-08
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Certain MSRB Rules To Update Cross-References to the Rules of Other Self-Regulatory Organizations, To Amend Rules With Grammatical or Typographical Errors and To Delete Certain Sections of MSRB Rules That Are Outdated or No Longer Relevant Comments Due: Exhibit 5 Federal Register version (84 FR 17897)
34-85701
April 22, 2019
SR-CboeBZX-2019-016
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Allow the JPMorgan Core Plus Bond ETF of the J.P. Morgan Exchange-Traded Fund Trust To Hold Certain Instruments in a Manner That May Not Comply With Rule 14.11(i), Managed Fund Shares Comments Due: View Received Comments Federal Register version (84 FR 17902)
34-85698
April 22, 2019
SR-C2-2019-007
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Continuous Quoting Obligations for Market-Makers Comments Due: Exhibit 5 Federal Register version (84 FR 17894)
34-85696
April 19, 2019
SR-NYSEArca-2019-24
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule Regarding Certain Credits Comments Due: Exhibit 5 Federal Register version (84 FR 17439)
34-85697
April 19, 2019
SR-NYSEArca-2019-27
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete NYSE Arca Rule 8.800-E Setting Forth the Requirements for the NYSE Arca ETP Incentive Program Comments Due: Exhibit 5 Federal Register version (84 FR 17438)
34-85695
April 19, 2019
SR-BOX-2019-12
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 7130 Comments Due: Exhibit 5 Federal Register version (84 FR 17441)
34-85692
April 18, 2019
SR-Phlx-2019-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period for the Listing of P.M.-Settled Nasdaq-100 Index Options Expiring on the Third Friday of the Month Exhibit 5 Federal Register version (84 FR 17213)
34-85690
April 18, 2019
SR-NYSEArca-2019-06
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Commentary .01 to NYSE Arca Rule 8.600-E Relating to Generic Listing Standards for Managed Fund Shares Applicable to Holdings in Fixed Income Securities Comments Due: View Received Comments Federal Register version (84 FR 17204)
34-85691
April 18, 2019
SR-BX-2019-002
Notice of Filing of Proposed Rule Change To Reassign Certain Investigation and Enforcement Functions Under the Exchange's Authority and Supervision Comments Due: View Received Comments Federal Register version (84 FR 17219)
34-85687
April 18, 2019
SR-NASDAQ-2019-017
Notice of Filing of Proposed Rule Change To Adopt Additional Requirements for Listings in Connection With an Offering Under Regulation A of the Securities Act Comments Due: View Received Comments Federal Register version (84 FR 17224)
34-85693
April 18, 2019
SR-MIAX-2019-20
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (84 FR 17207)
34-85685
April 18, 2019
SR-FINRA-2019-013
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Regulation NMS Plan To Address Extraordinary Market Volatility Comments Due: Exhibit 5 Federal Register version (84 FR 17222)
34-85686
April 18, 2019
SR-FICC-2019-002
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Include References to Uniform Mortgage-Backed Securities Comments Due: Exhibit 5 Federal Register version (84 FR 17204)
34-85689
April 18, 2019
SR-CboeBZX-2019-028
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Program Related to BZX Rule 11.18, Trading Halts Due to Extraordinary Market Volatility, to the Close of Business on October 18, 2019 Comments Due: Exhibit 5 Federal Register version (84 FR 17217)
34-85688
April 18, 2019
SR-CBOE-2019-023
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Operation of Its SPXPM Pilot Program Comments Due: View Received Comments Federal Register version (84 FR 17214)
34-85669
April 17, 2019
SR-Phlx-2019-13
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period for the Exchange's Nonstandard Expirations Pilot Program Exhibit 5 Federal Register version (84 FR 16913)
34-85670
April 17, 2019
SR-OCC-2019-801
Notice of Filing of Advance Notice Related to The Options Clearing Corporation's Margin Methodology for Volatility Index Futures Comments Due: Federal Register version (84 FR 16915)
34-85674
April 17, 2019
SR-NYSENAT-2019-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates Comments Due: Exhibit 5 Federal Register version (84 FR 16903)
34-85671
April 17, 2019
SR-MRX-2019-08
Notice of Filing of a Proposed Rule Change To Adopt Complex Order Functionality Comments Due: Exhibit 5 Federal Register version (84 FR 16907)
34-85672
April 17, 2019
SR-ISE-2019-11
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period for the Exchange's Nonstandard Expirations Pilot Program Comments Due: Exhibit 5 Federal Register version (84 FR 16899)
34-85673
April 17, 2019
SR-ICC-2019-004
Notice Relating to ICC's Model Validation Framework Comments Due: Federal Register version (84 FR 16900)
34-85676
April 17, 2019
SR-FICC-2019-001
Notice of Filing of Proposed Rule Change To Amend the GSD and MBSD Methodology Documents and the MBSD Clearing Rules Comments Due: Exhibit 5 Federal Register version (84 FR 16921)
34-85678
April 17, 2019
SR-BOX-2019-11
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC ("BOX") Facility To Modify Its Strategy QOO Order Fee Cap and Rebate Comments Due: Exhibit 5 Federal Register version (84 FR 16911)
34-85681
April 17, 2019
SR-BOX-2019-10
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rules Governing the Trading of Complex Customer Cross Orders Comments Due: Exhibit 5 Federal Register version (84 FR 16925)
34-85654
April 16, 2019
SR-PHLX-2019-15
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Pricing Schedule Exhibit 5 Federal Register version (84 FR 16725)
34-85655
April 16, 2019
SR-Phlx-2019-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1080(m) Related to Routing to Away Markets Exhibit 5 Federal Register version (84 FR 16709)
34-85662
April 16, 2019
SR-NASDAQ-2019-029
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule in Options 7, Section 2 Comments Due: Exhibit 5 Federal Register version (84 FR 16730)
34-85666
April 16, 2019
SR-NASDAQ-2019-021
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the First Trust California Municipal High Income ETF and the First Trust Municipal High Income ETF Comments Due: Federal Register version (84 FR 16739)
34-85667
April 16, 2019
SR-CboeEDGX-2019-023
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Program Related to EDGX Rule 11.16, Trading Halts Due to Extraordinary Market Volatility, to the Close of Business on October 18, 2019 Comments Due: Exhibit 5 Federal Register version (84 FR 16736)
34-85668
April 16, 2019
SR-CboeEDGA-2019-006
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Program Related to EDGA Rule 11.16, Trading Halts Due to Extraordinary Market Volatility, to the Close of Business on October 18, 2019 Comments Due: Exhibit 5 Federal Register version (84 FR 16743)
34-85656
April 16, 2019
SR-CboeBZX-2019-023
Notice of Filing of a Proposed Rule Change Amend Exchange Rule 14.11(c), Index Fund Shares, To Adopt Generic Listing Standards for Index Fund Shares Based on an Index of Municipal Bond Securities Comments Due: View Received Comments Exhibit 5 Federal Register version (84 FR 16753)
34-85665
April 16, 2019
SR-CboeBYX-2019-004
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Program Related to BYX Rule 11.18, Trading Halts Due to Extraordinary Market Volatility, to the Close of Business on October 18, 2019 Comments Due: Exhibit 5 Federal Register version (84 FR 16749)
34-85657
April 16, 2019
SR-CBOE-2019-017
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Defined Terms in Its Rules, Delete Obsolete and Redundant Language, and Make Other Nonsubstantive Changes Comments Due: Exhibit 5 Federal Register version (84 FR 16701)
34-85646
April 15, 2019
SR-NYSEARCA-2018-77
Notice of Withdrawal of Proposed Rule Change To Amend Rule 7.44-E To Expand and Modify the Exchange's Retail Liquidity Program Comments Due: Federal Register version (84 FR 16299)
34-85644
April 15, 2019
SR-NYSE-2018-46
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Listed Company Manual for Special Purpose Acquisition Companies To Reduce the Continued Listing Standards for Public Holders From 300 to 100 and To Enable the Exchange To Exercise Discretion To Allow Special Purpose Acquisition Companies a Reasonable Time Period Following a Business Combination To Demonstrate Compliance With the Applicable Quantitative Listing Standards Comments Due: View Received Comments Federal Register version (84 FR 16299)
34-85649
April 15, 2019
SR-NYSE-2019-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31(i)(4) Relating to the Last Sale Peg Modifier Comments Due: View Received Comments Exhibit 5 Federal Register version (84 FR 16549)
34-85647
April 15, 2019
SR-ISE-2019-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Priority Customer Complex Order Surcharge and Provide an Additional Rebate per Originating Contract Side to Qualifying Members Comments Due: Exhibit 5 Federal Register version (84 FR 16300)
34-85643
April 15, 2019
SR-CboeEDGX-2019-021
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Chapter 22 of the Exchange's Rulebook Comments Due: Exhibit 5 Federal Register version (84 FR 16292)
34-85642
April 15, 2019
SR-CboeBZX-2019-025
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Chapter 22 of the Exchange's Rulebook Comments Due: Exhibit 5 Federal Register version (84 FR 16304)
34-85650
April 15, 2019
SR-CBOE-2019-022
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Renew an Existing Pilot Program Until November 4, 2019 Comments Due: Federal Register version (84 FR 16552)
34-85639
April 12, 2019
SR-NYSEARCA-2019-15
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Investigation, Disciplinary, Sanction, and Other Procedural Rules Modeled on the Rules of the Exchange's Affiliate NYSE American LLC Comments Due: Exhibit 5 Federal Register version (84 FR 16346)
34-85637
April 12, 2019
SR-NYSE-2018-34
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, to Amend NYSE Rule 104 Comments Due: Federal Register version (84 FR 16079)
34-85634
April 12, 2019
SR-CboeEDGX-2019-022
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot for Certain Options Market Rules That Are Linked to the Equity Market Plan To Address Extraordinary Market Volatility Comments Due: Exhibit 5 Federal Register version (84 FR 16096)
34-85636
April 12, 2019
SR-CboeBZX-2019-021
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Fee Schedule Applicable to Members and Non-Members of the Exchange Pursuant to BZX Rules 15.1(a) and (c) Comments Due: Exhibit 5 Federal Register version (84 FR 16062)
34-85635
April 12, 2019
SR-BOX-2019-13
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot to the Close of Business on October 18, 2019, for Exchange Rule IM-7170-1, That Is Linked to the Equity Market Plan To Address Extraordinary Market Volatility (the "Limit Up-Limit Down Plan" or the "Plan") Comments Due: Exhibit 5 Federal Register version (84 FR 16094)
34-85617
April 11, 2019
SR-NYSEAMER-2019-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot for Certain Options Market Rules That Are Linked to the Equity Market Plan To Address Extraordinary Market Volatility Exhibit 5 Federal Register version (84 FR 16059)
34-85628
April 11, 2019
SR-NYSEAMER-2018-39
Notice of Filing of Amendment No. 2 to Proposed Rule Change To Allow Flexible Exchange Equity Options To Be Cash Settled Where the Underlying Security Is a Specified Exchange-Traded Fund Comments Due: Exhibit 5 Federal Register version (84 FR 16102)
34-85629
April 11, 2019
SR-Phlx-2019-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot to the Close of Business on October 18, 2019 Exhibit 5 Federal Register version (84 FR 16068)
34-85632
April 11, 2019
SR-Phlx-2019-14
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Clearly Erroneous Transactions Exhibit 5 Federal Register version (84 FR 16057)
34-85610
April 11, 2019
SR-NYSEARCA-2019-22
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot for Certain Options Market Rules That Are Linked to the Equity Market Plan To Address Extraordinary Market Volatility Comments Due: Exhibit 5 Federal Register version (84 FR 16053)
34-85620
April 11, 2019
SR-NYSEARCA-2019-25
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (84 FR 16066)
34-85609
April 11, 2019
SR-GEMX-2019-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot for Certain Options Market Rules That Are Linked to the Equity Market Plan To Address Extraordinary Market Volatility Comments Due: Exhibit 5 Federal Register version (84 FR 16055)
34-85613
April 11, 2019
SR-BX-2019-009
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Clearly Erroneous Transactions Comments Due: Exhibit 5 Federal Register version (84 FR 16077)
34-85622
April 11, 2019
SR-BX-2019-007
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot to the Close of Business on October 18, 2019 Comments Due: Exhibit 5 Federal Register version (84 FR 16116)
34-85627
April 11, 2019
SR-BX-2019-006
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Transaction Fees at Equity 7, Section 118(a) Comments Due: Exhibit 5 Federal Register version (84 FR 16117)
34-85603
April 11, 2019
SR-NASDAQ-2019-028
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Clearly Erroneous Transactions Comments Due: Exhibit 5 Federal Register version (84 FR 16064)
34-85631
April 11, 2019
SR-NASDAQ-2019-026
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot to the Close of Business on October 18, 2019 Comments Due: Exhibit 5 Federal Register version (84 FR 16100)
34-85614
April 11, 2019
SR-MRX-2019-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot for Certain Options Market Rules That Are Linked to the Equity Market Plan To Address Extraordinary Market Volatility Comments Due: Exhibit 5 Federal Register version (84 FR 16110)
34-85608
April 11, 2019
SR-PEARL-2019-13
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule Exhibit 5 Federal Register version (84 FR 16073)
34-85605
April 11, 2019
SR-ISE-2019-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot for Certain Options Market Rules That Are Linked to the Equity Market Plan To Address Extraordinary Market Volatility Comments Due: Exhibit 5 Federal Register version (84 FR 16098)
34-85612
April 11, 2019
SR-FINRA-2019-011
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to FINRA Rule 11892 (Clearly Erroneous Transactions in Exchange-Listed Securities) Comments Due: Exhibit 5 Federal Register version (84 FR 16107)
34-85606
April 11, 2019
SR-CboeEDGX-2019-015
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amending the Fee Schedule Applicable to Members and Non-Members of the Exchange Pursuant to EDGX Rules 15.1(a) and (c) Comments Due: Exhibit 5 Federal Register version (84 FR 16114)
34-85625
April 11, 2019
SR-CboeEDGX-2019-020
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Add Certain Fees Related to the Listing and Trading of Options Contracts on the Mini-SPX Index Comments Due: Exhibit 5 Federal Register version (84 FR 16111)
34-85626
April 11, 2019
SR-CboeEDGX-2019-017
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Adopt All-or-None ("AON") Orders Comments Due: Exhibit 5 Federal Register version (84 FR 16119)
34-85604
April 11, 2019
SR-CboeBZX-2019-026
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot for Certain Options Market Rules That Are Linked to the Equity Market Plan To Address Extraordinary Market Volatility Comments Due: Exhibit 5 Federal Register version (84 FR 16071)
