34-85985
May 31, 2019
SR-CboeBZX-2019-046
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 21.7 Concerning Openings Following Trading Halts Comments Due: Exhibit 5 Federal Register version (84 FR 26496)
34-85967
May 30, 2019
SR-ISE-2019-16
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Allow $1 or Greater Strike Price Intervals for Options on QQQ and IWM Comments Due: Exhibit 5 Federal Register version (84 FR 25877)
34-85966
May 30, 2019
SR-CboeBZX-2019-023
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rule 14.11(c) (Index Fund Shares) To Adopt Generic Listing Standards for Index Fund Shares Based on an Index of Municipal Securities Comments Due: View Received Comments Federal Register version (84 FR 26172)
34-85960
May 29, 2019
SR-NYSEAMER-2019-21
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its NYSE American Equities Price List and the NYSE American Options Fee Schedule Related to Co-location Services Exhibit 5 Federal Register version (84 FR 25848)
34-85953
May 29, 2019
SR-Phlx-2019-22
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Allow $1 or Greater Strike Price Intervals for Options on QQQ and IWM Exhibit 5 Federal Register version (84 FR 25872)
34-85959
May 29, 2019
SR-NYSENAT-2019-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates Related to Co-location Services Comments Due: Exhibit 5 Federal Register version (84 FR 25887)
34-85955
May 29, 2019
SR-NYSEArca-2019-38
Notice of Filing of Proposed Rule Change Regarding Investments of Aware Ultra-Short Duration Enhanced Income ETF, a Series of Tidal ETF Trust Comments Due: View Received Comments Federal Register version (84 FR 25863)
34-85958
May 29, 2019
SR-NYSEARCA-2019-40
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fees and Charges and the NYSE Arca Equities Fees and Charges Related to Co-Location Services Comments Due: Exhibit 5 Federal Register version (84 FR 25858)
34-85952
May 29, 2019
SR-NYSE-2019-31
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Price List Related to Co-Location Services Comments Due: Exhibit 5 Federal Register version (84 FR 25880)
34-85961
May 29, 2019
SR-NYSE-2019-30
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Listing Fee Schedule for Pre-Revenue Companies Comments Due: Exhibit 5 Federal Register version (84 FR 25856)
34-85962
May 29, 2019
SR-NYSE-2019-05
Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 3, To Amend NYSE Rules 7.31, 7.36, 7.37; Make Conforming Amendments to NYSE Rules 1.1, 7.11, 7.12, 7.16, 7.18, 7.32, 7.34, and 7.36; and Amend the Preambles on Current Exchange Rules Relating to Their Applicability to the Pillar Trading Platform Comments Due: View Received Comments Federal Register version (84 FR 26188)
34-85950
May 29, 2019
SR-BX-2019-015
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Allow $1 or Greater Strike Price Intervals for Options on QQQ and IWM Comments Due: Exhibit 5 Federal Register version (84 FR 25875)
34-85951
May 29, 2019
SR-NASDAQ-2019-042
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Allow $1 or Greater Strike Price Intervals for Options on QQQ and IWM Comments Due: Exhibit 5 Federal Register version (84 FR 25884)
34-85954
May 29, 2019
SR-NASDAQ-2019-044
Notice of Filing of Proposed Rule Change To Allow an Odd Lot-Sized Order To Be Eligible for the Midpoint Extended Life Order Comments Due: Exhibit 5 Federal Register version (84 FR 25844)
34-85957
May 29, 2019
SR-NASDAQ-2019-040
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Complementary Services Offered by the Exchange Under Rule IM-5900-7 Comments Due: Exhibit 5 Federal Register version (84 FR 25852)
34-85945
May 28, 2019
SR-NYSE-2019-29
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE Rules 7.6, 7.31, 7.34, 98, 107B and 131A, To Specify Order Behavior for Orders Entered Via the Pillar Phase II Protocols Comments Due: Exhibit 5 Federal Register version (84 FR 25596)
34-85948
May 28, 2019
SR-CboeBZX-2019-044
Notice of Filing of a Proposed Rule Change To Allow the JPMorgan Core Plus Bond ETF of the J.P. Morgan Exchange-Traded Fund Trust To Hold Certain Instruments in a Manner That May Not Comply With Rule 14.11(i), Managed Fund Shares Comments Due: Federal Register version (84 FR 25579)
34-85937
May 24, 2019
SR-NYSE-2019-28
Notice of Filing of Proposed Rule Change Amending Section 303A.08 of the Listed Company Manual Relating to Shareholder Approval of Equity Compensation Plans Comments Due: Exhibit 5 Federal Register version (84 FR 25313)
34-85933
May 24, 2019
SR-NASDAQ-2019-009
Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Revise the Exchange's Initial Listing Standards Related to Liquidity Comments Due: View Received Comments Federal Register version (84 FR 25329)
34-85934
May 24, 2019
SR-MIAX-2019-25
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 1801, Definitions; Rule 503, Openings on the Exchange; and Rule 1802, Designation of an Index Comments Due: Exhibit 5 Federal Register version (84 FR 25329)
34-85940
May 24, 2019
SR-LCHSA-2019-003
Notice of Filing of Proposed Rule Change, as Modified by Amendments No. 1 and 2, To Implement Settled-to-Market Treatment of Variation Margin, Permit the Creation of Multiple Account Structures, Permit Select Members To Provide Clearing Services to Affiliated Firms, and Update the Onboarding Procedures Comments Due: Exhibit 5 Federal Register version (84 FR 25318)
34-85938
May 24, 2019
SR-ICC-2019-005
Notice of Filing of Proposed Rule Change Relating to ICC's Stress Testing Framework Comments Due: Federal Register version (84 FR 25310)
34-85925
May 23, 2019
SR-NYSEAMER-2019-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 967NY Exhibit 5 Federal Register version (84 FR 24831)
34-85924
May 23, 2019
SR-OCC-2019-803
Notice of Filing of Advance Notice Concerning The Options Clearing Corporation's Proposal to Enter Into a New Credit Facility Agreement Comments Due: Federal Register version (84 FR 25089)
34-85922
May 23, 2019
SR-NYSEArca-2019-35
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 6.60-O Comments Due: Exhibit 5 Federal Register version (84 FR 25093)
34-85930
May 23, 2019
SR-NYSE-2019-26
Notice of Filing and Immediate Effectiveness of Proposed Rule Change of New Rule 7.44 To Operate Its Retail Liquidity Program on Pillar, the Exchange's New Technology Trading Platform Comments Due: Exhibit 5 Federal Register version (84 FR 25100)
34-85923
May 23, 2019
SR-ISE-2019-15
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Market Maker Plus Program Under Options 7, Section 3 Comments Due: Exhibit 5 Federal Register version (84 FR 25097)
34-85931
May 23, 2019
SR-C2-2019-011
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Rule 6.11 Comments Due: Exhibit 5 Federal Register version (84 FR 25086)
34-85921
May 23, 2019
4-274
Notice of Filing of an Amendment to the Agreement Between the Financial Industry Regulatory Authority, Inc. and the NYSE Chicago, Inc. Comments Due: Federal Register version (84 FR 25105)
34-85910
May 22, 2019
SR-EMERALD-2019-22
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 503, Openings on the Exchange Comments Due: Exhibit 5 Federal Register version (84 FR 24840)
34-85919
May 22, 2019
SR-NYSEAMER-2019-20
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Independence Policy of the Board of Directors of the Exchange Exhibit 5 Federal Register version (84 FR 24842)
34-85913
May 22, 2019
SR-NYSE-2019-27
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Independence Policy of the Board of Directors of the Exchange Comments Due: Exhibit 5 Federal Register version (84 FR 24853)
34-85912
May 22, 2019
SR-BX-2019-013
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees and Credits at Equity 7, Section 118(a) Comments Due: Exhibit 5 Federal Register version (84 FR 24834)
34-85920
May 22, 2019
SR-PEARL-2019-19
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 515, Execution of Orders Exhibit 5 Federal Register version (84 FR 24843)
34-85911
May 22, 2019
SR-FINRA-2019-008
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Establish a Corporate Bond New Issue Reference Data Service Federal Register version (84 FR 24839)
34-85909
May 21, 2019
SR-EMERALD-2019-21
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (84 FR 24587)
34-85899
May 21, 2019
SR-NYSEArca-2019-36
Notice of Filing of Proposed Rule Change To List and Trade Shares of JPMorgan Income Builder Blend ETF Under NYSE Arca Rule 8.600-E Comments Due: View Received Comments Federal Register version (84 FR 24563)
34-85903
May 21, 2019
SR-NYSEArca-2019-33
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Regarding Certain Changes to Investments of the First Trust TCW Unconstrained Plus Bond ETF Comments Due: View Received Comments Federal Register version (84 FR 24576)
34-85907
May 21, 2019
SR-ICEEU-2019-013
Notice Relating to the ICE Clear Europe Recovery Plan Comments Due: Federal Register version (84 FR 24549)
34-85908
May 21, 2019
SR-ICEEU-2019-010
Notice Relating to Amendments to the ICE Clear Europe Membership Policy Comments Due: Federal Register version (84 FR 24573)
34-85892
May 20, 2019
SR-NASDAQ-2019-004
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt a New MIDP Routing Option Under Rule 4758 and Make Conforming Changes to Rule 4703(e) Comments Due: View Received Comments Federal Register version (84 FR 24191)
34-85887
May 17, 2019
SR-NYSENAT-2019-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates Comments Due: Exhibit 5 Federal Register version (84 FR 23818)
34-85888
May 17, 2019
SR-NYSEARCA-2019-37
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges To Adopt a Higher Credit for the Tier 2 Pricing Tier Comments Due: Exhibit 5 Federal Register version (84 FR 23821)
34-85889
May 17, 2019
SR-NYSE-2019-20
Notice of Filing of Proposed Rule Change Amending Section 302 of the Listed Company Manual To Provide Exemptions for the Issuers of Certain Categories of Securities From the Obligation To Hold Annual Shareholders' Meetings Comments Due: Exhibit 5 Federal Register version (84 FR 23815)
34-85883
May 17, 2019
SR-ISE-2019-14
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Governing the Give Up of a Clearing Member Comments Due: Exhibit 3 , Exhibit 5 Federal Register version (84 FR 23823)
34-85874
May 16, 2019
SR-NYSEAmer-2019-18
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Allow $1 Strike Price Intervals Above $200 on Options on the QQQ and IWM Exchange-Traded Funds Exhibit 5 Federal Register version (84 FR 23610)
34-85875
May 16, 2019
SR-NYSEAMER-2019-17
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Rule 961 and Conforming Changes to Rules 933NY and 995NY Governing the Give Up of a Clearing Broker Exhibit 3a , Exhibit 3b , Exhibit 5 Federal Register version (84 FR 23591)
34-85876
May 16, 2019
SR-Phlx-2019-20
Notice of Filing of Proposed Rule Change Relating to the Allocation and Prioritization of Automatically Executed Trades Comments Due: Federal Register version (84 FR 23595)
34-85871
May 16, 2019
SR-NYSEArca-2019-32
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Rule 6.15-O and Conforming Changes to Rule 6.46-O Governing the Give Up of a Clearing Broker Comments Due: Exhibit 3a , Exhibit 3b , Exhibit 5 Federal Register version (84 FR 23613)
34-85872
May 16, 2019
SR-NYSEArca-2019-34
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Allow $1 Strike Price Intervals Above $200 on Options on the QQQ and IWM Exchange-Traded Funds Comments Due: Exhibit 5 Federal Register version (84 FR 23617)
34-85879
May 16, 2019
SR-CboeEDGX-2019-012
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Introduce Retail Priority Comments Due: View Received Comments Federal Register version (84 FR 23591)
34-85881
May 16, 2019
SR-CboeBZX-2019-042
Notice of Filing and Immediate Effectiveness of a Proposed Rule To Amend the Fees Applicable to Securities Listed on the Exchange, Set Forth in BZX Rule 14.13, Company Listing Fees Comments Due: Exhibit 5 Federal Register version (84 FR 23607)
34-85862
May 15, 2019
SR-Phlx-2019-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees at Equity 7, Section 3 To Adopt a Qualified Market Maker Program and a Related Credit, and To Modify Two Existing Fees Exhibit 5 Federal Register version (84 FR 23112)
34-85863
May 15, 2019
SR-OCC-2019-802
Notice of Filing of Advance Notice Related to the Introduction of a New Liquidation Cost Model in The Options Clearing Corporation's Margin Methodology Comments Due: Federal Register version (84 FR 23090)
34-85870
May 15, 2019
SR-OCC-2019-801
Notice of No Objection to Advance Notice Related to The Options Clearing Corporation's Margin Methodology for Volatility Index Futures Comments Due: Federal Register version (84 FR 23096)
34-85864
May 15, 2019
SR-NYSE-2019-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Comments Due: Exhibit 5 Federal Register version (84 FR 23109)
34-85861
May 15, 2019
SR-NASDAQ-2019-036
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 118(a) Comments Due: Exhibit 5 Federal Register version (84 FR 23105)
34-85866
May 15, 2019
SR-PEARL-2019-18
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 404, Series of Option Contracts Open for Trading Exhibit 5 Federal Register version (84 FR 23122)
34-85865
May 15, 2019
SR-MIAX-2019-24
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 404, Series of Option Contracts Open for Trading Comments Due: Exhibit 5 Federal Register version (84 FR 23098)
34-85868
May 15, 2019
SR-CboeBZX-2019-034
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Allow the Main Sector Rotation ETF, a Series of the Northern Lights Fund Trust IV, To Hold Listed Options Contracts in a Manner That Does Not Comply With Rule 14.11(i), Managed Fund Shares Comments Due: Federal Register version (84 FR 23139)
34-85869
May 15, 2019
SR-CboeBZX-2019-040
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the BZX Equities Fee Schedule To Correct an Inadvertent Drafting Error Introduced in a Previous Rule Filing Comments Due: View Received Comments Exhibit 5 Federal Register version (84 FR 23101)
34-85854
May 14, 2019
SR-NYSEArca-2019-01
Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Shares of the Bitwise Bitcoin ETF Trust Comments Due: View Received Comments Federal Register version (84 FR 23125)
34-85852
May 14, 2019
SR-CboeEDGX-2019-030
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Comments Due: Exhibit 5 Federal Register version (84 FR 22919)
34-85855
May 14, 2019
SR-C2-2019-010
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add Certain Fees Related to the Listing and Trading of Options Contracts on the Dow Jones Industrial Average Index ("DJX") Comments Due: Exhibit 5 Federal Register version (84 FR 22916)
34-85850
May 13, 2019
SR-NASDAQ-2019-037
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule in Options 7, Section 2 Comments Due: Exhibit 5 Federal Register version (84 FR 22542)
34-85848
May 13, 2019
SR-ICEEU-2019-003
Notice Relating to amendments to the ICE Clear Europe Clearing Rules (the "Rules") Comments Due: Exhibit 5 Federal Register version (84 FR 22530)
34-85849
May 13, 2019
SR-CboeEDGA-2019-010
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the EDGA Equities Trading Platform Fee Schedule Comments Due: Exhibit 5 Federal Register version (84 FR 22543)
34-85845
May 13, 2019
SR-CboeBZX-2019-043
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delay the Operative Date of Rule Change Pursuant to SR-CboeBZX-2019-025 Comments Due: Federal Register version (84 FR 22541)
34-85846
May 13, 2019
SR-CboeBZX-2019-038
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (84 FR 22546)
34-85839
May 10, 2019
SR-EMERALD-2019-20
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt System Connectivity Fees Comments Due: View Received Comments Exhibit 5 Federal Register version (84 FR 22192)
34-85829
May 10, 2019
SR-NYSEArca-2019-14
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to Certain Changes Regarding Investments of the PGIM Ultra Short Bond ETF Under NYSE Arca Rule 8.600-E Comments Due: View Received Comments Federal Register version (84 FR 22221)
34-85826
May 10, 2019
SR-NYSE-2019-09
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Exchange Rules 104 and 36 To Require Designated Market Makers To Communicate With a Designed Senior Representative of the Issuers of the DMM's Assigned Securities Comments Due: View Received Comments Federal Register version (84 FR 22173)
34-85837
May 10, 2019
SR-PEARL-2019-17
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule View Received Comments Exhibit 5 Federal Register version (84 FR 22214)
34-85836
May 10, 2019
SR-MIAX-2019-23
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: View Received Comments Exhibit 5 Federal Register version (84 FR 22205)
34-85831
May 10, 2019
SR-CboeEDGX-2019-028
Notice of Filing of a Proposed Rule Change To Adopt Rule 21.22 (Complex Automated Improvement Mechanism) Comments Due: View Received Comments Exhibit 5 Federal Register version (84 FR 22178)
34-85842
May 10, 2019
SR-CboeEDGA-2019-011
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related To Amending its Fee Schedule Assessed on Members To Establish a Monthly Trading Rights Fee Comments Due: View Received Comments Exhibit 5 Federal Register version (84 FR 22212)
34-85825
May 10, 2019
SR-CboeBZX-2019-039
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Applicable to the BZX Equities Trading Platform ("BZX Equities") as It Relates to Pricing for the Use of the TRIM Routing Strategy Comments Due: Exhibit 5 Federal Register version (84 FR 22203)
34-85840
May 10, 2019
SR-CboeBZX-2019-041
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Amending Its Fee Schedule Assessed on Members To Establish a Monthly Trading Rights Fee Comments Due: View Received Comments Exhibit 5 Federal Register version (84 FR 22190)
34-85824
May 10, 2019
SR-CboeBYX-2019-008
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Applicable to the BYX Equities Trading Platform ("BYX Equities") as it Relates to Pricing for the Use of the TRIM Routing Strategy Comments Due: Exhibit 5 Federal Register version (84 FR 22176)
34-85841
May 10, 2019
SR-CboeBYX-2019-009
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related To Amending its Fee Schedule Assessed on Members To Establish a Monthly Trading Rights Fee Comments Due: View Received Comments Exhibit 5 Federal Register version (84 FR 22199)
34-85838
May 10, 2019
SR-CboeEDGX-2019-029
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Amending its Fee Schedule Assessed on Members To Establish a Monthly Trading Rights Fee View Received Comments Exhibit 5 Federal Register version (84 FR 22174)
34-85820
May 9, 2019
SR-NYSEArca-2019-30
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (84 FR 21866)
34-85812
May 9, 2019
SR-NYSE-2019-14
Notice of Filing of Proposed Rule Change To Amend Section 703.18 of the Listed Company Manual To Permit the Listing of Event-Based Contingent Value Rights and Make Other Changes to the Listing Standards for Contingent Value Rights Comments Due: View Received Comments Exhibit 5 Federal Register version (84 FR 21861)
34-85811
May 9, 2019
SR-BX-2019-011
Notice of Filing of Proposed Rule Change To Make Permanent the Pilot Program for the Exchange's Retail Price Improvement Program, Which Is Set To Expire on June 30, 2019 Comments Due: View Received Comments Exhibit 5 Federal Register version (84 FR 21868)
34-85813
May 9, 2019
SR-NASDAQ-2019-033
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Equity 7 Pricing Schedule, Sections 112, 123, 135, 146, 155 and 158 Comments Due: Exhibit 5 Federal Register version (84 FR 21853)
34-85817
May 9, 2019
SR-CBOE-2019-026
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adopt Reduced Subscription Fees for Academics for the Sale of Historical Cboe Open-Close Volume Data Comments Due: Exhibit 5 Federal Register version (84 FR 21863)
34-85806
May 8, 2019
SR-NASDAQ-2019-035
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove the Exchange's Current Primary Contingency Procedure From the Exchange's Rule Book Comments Due: Exhibit 5 Federal Register version (84 FR 21384)
34-85807
May 8, 2019
SR-PEARL-2019-15
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule Exhibit 5 Federal Register version (84 FR 21368)
34-85808
May 8, 2019
SR-MIAX-2019-22
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (84 FR 21371)
34-85804
May 8, 2019
SR-CboeBZX-2019-035
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To List And Trade Under BZX Rule 14.11(c)(4) the Shares of the iShares iBonds 2021 Term High Yield and Income ETF, iShares iBonds 2022 Term High Yield and Income ETF, iShares iBonds 2023 Term High Yield and Income ETF, iShares iBonds 2024 Term High Yield and Income ETF, and iShares iBonds 2025 Term High Yield and Income ETF of iShares Trust Comments Due: Federal Register version (84 FR 21375)
34-85803
May 8, 2019
SR-BOX-2019-16
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt BOX Rule 7620 (Accommodation Transactions) Establishing Cabinet Trading on the Exchange's Trading Floor Comments Due: Exhibit 5 Federal Register version (84 FR 21382)
34-85797
May 7, 2019
SR-CboeEDGX-2019-027
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Exchange's Opening Process and Add a Global Trading Hours Session for XSP Options Comments Due: Exhibit 5 Federal Register version (84 FR 20920)
34-85800
May 7, 2019
SR-CboeEDGX-2019-026
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 11.11 and Rule 11.16, as Well as Its Fee Schedule, To Delete References to the SWPB Routing Option Comments Due: Exhibit 5 Federal Register version (84 FR 20915)
34-85799
May 7, 2019
SR-CboeEDGA-2019-008
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Rule 11.11 and Rule 11.16, as Well as Its Fee Schedule, To Delete References to the SWPB Routing Option Comments Due: Exhibit 5 Federal Register version (84 FR 20917)
34-85795
May 7, 2019
SR-CboeBZX-2019-037
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 11.13 (Order Execution and Routing) and the Fee Schedule To Delete References to the TRIM2 and SWPB Routing Options Comments Due: Exhibit 5 Federal Register version (84 FR 20937)
34-85794
May 7, 2019
SR-CboeBYX-2019-007
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 11.13 (Order Execution and Routing) and Fee Schedule To Delete References to TRIM2 and SWPB Routing Options Comments Due: Exhibit 5 Federal Register version (84 FR 20935)
34-85798
May 7, 2019
SR-BOX-2019-15
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Criteria for Listing an Option on an Underlying Covered Security Comments Due: Exhibit 5 Federal Register version (84 FR 20940)
34-85783
May 6, 2019
SR-EMERALD-2019-19
Notice of Filing of a Proposed Rule Change To Amend Exchange Rule 515A Concerning the PRIME Price Improvement and Solicitation Mechanisms and Rules 516 and 517 Regarding Post-Only Orders and Post-Only Quotes Comments Due: Exhibit 5 Federal Register version (84 FR 20665)
34-85782
May 6, 2019
SR-ICEEU-2019-009
Notice of Filing of Proposed Rule Change Relating to the ICE Clear Europe Operational Risk Management Policy ("ORM Policy") Comments Due: Federal Register version (84 FR 20671)
34-85788
May 6, 2019
SR-C2-2019-009
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Opening Process and Add a Global Trading Hours Session for DJX Options Comments Due: Exhibit 5 Federal Register version (84 FR 20673)
