34-89575
Aug. 17, 2020
SR-ISE-2020-32
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 6, Section 5 (Transfer of Positions) Comments Due: Exhibit 5 Federal Register version (85 FR 51815)
34-89580
Aug. 17, 2020
SR-IEX-2020-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rules 2.220(a)(7) and 11.410(a) To Include MEMX LLC in the List of Away Trading Centers to Which the Exchange Routes and the Market Data Sources the Exchange Will Use To Determine MEMX's Top of Book Quotation Comments Due: Exhibit 5 Federal Register version (85 FR 51828)
34-89579
Aug. 17, 2020
SR-CboeEDGX-2020-040
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Adopt Fees for a New Data Product on Its Equity Options Platform To Be Known as Intraday Open-Close Data Comments Due: Exhibit 5 Federal Register version (85 FR 51796)
34-89583
Aug. 17, 2020
SR-CboeBZX-2020-063
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Adopt Fees for a New Data Product on its Equity Options Platform To Be Known as Intraday Open-Close Data Comments Due: Exhibit 5 Federal Register version (85 FR 51825)
34-89585
Aug. 17, 2020
SR-CBOE-2020-076
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Adopt Fees for a Recently Adopted Data Product Known as Intraday Open-Close Data Comments Due: Exhibit 5 Federal Register version (85 FR 51811)
34-89586
Aug. 17, 2020
SR-C2-2020-012
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Adopt Fees for a Recently Adopted Data Product Known as Intraday Open-Close Data Comments Due: Exhibit 5 Federal Register version (85 FR 51833)
34-89558
Aug. 14, 2020
SR-NSCC-2020-016
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Introduce the Margin Liquidity Adjustment Charge and Include a Bid-Ask Risk Charge in the VaR Charge Comments Due: View Received Comments Exhibit 3 , Exhibit 5 Federal Register version (85 FR 51521)
34-89554
Aug. 14, 2020
SR-BX-2020-018
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Credits, at Equity 7, Section 118(a) Comments Due: Exhibit 5 Federal Register version (85 FR 51518)
34-89562
Aug. 14, 2020
SR-ISE-2020-31
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Add the Consolidated Audit Trail ("CAT") Industry Member Compliance Rules to the List of Minor Rule Violations in its Rulebook Comments Due: Exhibit 5 Federal Register version (85 FR 51528)
34-89560
Aug. 14, 2020
SR-FICC-2020-009
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Introduce the Margin Liquidity Adjustment Charge and Include a Bid-Ask Risk Charge in the VaR Charges Comments Due: View Received Comments Exhibit 3 , Exhibit 5 Federal Register version (85 FR 51503)
34-89564
Aug. 14, 2020
SR-CBOE-2020-075
Notice of Filing of a Proposed Rule Change To Make Qualified Contingent Cross Orders Available for FLEX Trading Comments Due: View Received Comments Exhibit 5 Federal Register version (85 FR 51531)
34-89540
Aug. 13, 2020
SR-CboeEDGX-2020-039
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Comments Due: Exhibit 5 Federal Register version (85 FR 51089)
34-89542
Aug. 13, 2020
SR-CboeEDGX-2020-037
Notice of Filing of a Proposed Rule Change To Amend the Fifth Amended and Restated Bylaws of the Exchange's Parent Corporation, Cboe Global Markets, Inc. Comments Due: View Received Comments Exhibit 5 Federal Register version (85 FR 51132)
34-89539
Aug. 13, 2020
SR-CboeEDGA-2020-023
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Comments Due: Exhibit 5 Federal Register version (85 FR 51113)
34-89541
Aug. 13, 2020
SR-CboeEDGA-2020-021
Notice of Filing of a Proposed Rule Change To Amend the Fifth Amended and Restated Bylaws of the Exchange's Parent Corporation, Cboe Global Markets, Inc. Comments Due: View Received Comments Exhibit 5 Federal Register version (85 FR 51125)
34-89545
Aug. 13, 2020
SR-CboeBZX-2020-053
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the 2x Long VIX Futures ETF, a Series of VS Trust, Under Rule 14.11(f)(4) ("Trust Issued Receipts") Comments Due: View Received Comments Federal Register version (85 FR 51124)
34-89550
Aug. 13, 2020
SR-CboeBZX-2020-060
Notice of Filing of a Proposed Rule Change To Amend the Fifth Amended and Restated Bylaws of the Exchange's Parent Corporation, Cboe Global Markets, Inc. Comments Due: View Received Comments Exhibit 5 Federal Register version (85 FR 51117)
34-89549
Aug. 13, 2020
SR-CboeBYX-2020-022
Notice of Filing of a Proposed Rule Change To Amend the Fifth Amended and Restated Bylaws of the Exchange's Parent Corporation, Cboe Global Markets, Inc. Comments Due: View Received Comments Exhibit 5 Federal Register version (85 FR 51107)
34-89543
Aug. 13, 2020
SR-CBOE-2020-071
Notice of Filing of a Proposed Rule Change To Amend the Fifth Amended and Restated Bylaws of the Exchange's Parent Corporation, Cboe Global Markets, Inc. Comments Due: View Received Comments Exhibit 5 Federal Register version (85 FR 51093)
34-89547
Aug. 13, 2020
SR-C2-2020-011
Notice of Filing of a Proposed Rule Change to Amend the Fifth Amended and Restated Bylaws of the Exchange's Parent Corporation, Cboe Global Markets, Inc. Comments Due: View Received Comments Exhibit 5 Federal Register version (85 FR 51100)
34-89527
Aug. 12, 2020
SR-Phlx-2020-38
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Memorialize Phlx's Business Continuity and Disaster Recovery for Its Trading Floor Comments Due: Exhibit 5 Federal Register version (85 FR 50842)
34-89534
Aug. 12, 2020
SR-OCC-2020-009
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise the Options Clearing Corporation's Schedule of Fees Comments Due: Exhibit 5 , Exhibit 5 Federal Register version (85 FR 50858)
34-89531
Aug. 12, 2020
SR-NYSECHX-2020-05
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes, as Modified by Amendment No. 1, To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Wireless Connectivity Services File Nos.: Comments Due: View Received Comments Federal Register version (85 FR 50861)
34-89531
Aug. 12, 2020
SR-NYSE-2020-11
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes, as Modified by Amendment No. 1, To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Wireless Connectivity Services File Nos.: Comments Due: View Received Comments Federal Register version (85 FR 50861)
34-89531
Aug. 12, 2020
SR-NYSENAT-2020-08
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes, as Modified by Amendment No. 1, To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Wireless Connectivity Services File Nos.: Comments Due: View Received Comments Federal Register version (85 FR 50861)
34-89531
Aug. 12, 2020
SR-NYSEArca-2020-15
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes, as Modified by Amendment No. 1, To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Wireless Connectivity Services File Nos.: Comments Due: View Received Comments Federal Register version (85 FR 50861)
34-89531
Aug. 12, 2020
SR-NYSEAMER-2020-10
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes, as Modified by Amendment No. 1, To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Wireless Connectivity Services File Nos.: Comments Due: Federal Register version (85 FR 50861)
34-89532
Aug. 12, 2020
SR-NYSECHX-2020-02
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes, as Modified by Amendment No. 1, To Establish a Schedule of Wireless Connectivity Fees and Charges With Wireless Connections Between the Mahwah, New Jersey Data Center and Other Data Centers File Nos.: Comments Due: View Received Comments Federal Register version (85 FR 50849)
34-89532
Aug. 12, 2020
SR-NYSE-2020-05
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes, as Modified by Amendment No. 1, To Establish a Schedule of Wireless Connectivity Fees and Charges With Wireless Connections Between the Mahwah, New Jersey Data Center and Other Data Centers File Nos.: Comments Due: View Received Comments Federal Register version (85 FR 50849)
34-89532
Aug. 12, 2020
SR-NYSENAT-2020-03
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes, as Modified by Amendment No. 1, To Establish a Schedule of Wireless Connectivity Fees and Charges With Wireless Connections Between the Mahwah, New Jersey Data Center and Other Data Centers File Nos.: Comments Due: View Received Comments Federal Register version (85 FR 50849)
34-89532
Aug. 12, 2020
SR-NYSEArca-2020-08
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes, as Modified by Amendment No. 1, To Establish a Schedule of Wireless Connectivity Fees and Charges With Wireless Connections Between the Mahwah, New Jersey Data Center and Other Data Centers File Nos.: View Received Comments Federal Register version (85 FR 50849)
34-89530
Aug. 12, 2020
SR-MIAX-2020-26
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (85 FR 50845)
34-89528
Aug. 12, 2020
SR-CBOE-2020-072
Notice of Filing of a Proposed Rule Change To Amend Its Rules Relating to the Processing of Auction Responses Comments Due: View Received Comments Exhibit 5 Federal Register version (85 FR 50855)
34-89536
Aug. 12, 2020
SR-BOX-2020-14
Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Rules Governing the Trading of Equity Securities on the Exchange Through a Facility of the Exchange Known as the Boston Security Token Exchange Comments Due: View Received Comments Exhibit 3a , Exhibit 3b , Exhibit 3c , Exhibit 3d , Exhibit 3e , Exhibit 3f , Exhibit 3g , Exhibit 3h , Exhibit 3i , Exhibit 3j , Exhibit 3k , Exhibit 3l , Exhibit 3m , Exhibit 3n , Exhibit 5a , Exhibit 5b Federal Register version (85 FR 51250)
34-89537
Aug. 12, 2020
SR-BOX-2020-16
Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, in Connection With the Proposed Establishment of the Boston Security Token Exchange LLC as a Facility of the Exchange Comments Due: View Received Comments Federal Register version (85 FR 50850)
34-89525
Aug. 11, 2020
SR-CboeBZX-2020-065
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Fees Schedule Comments Due: Exhibit 5 Federal Register version (85 FR 50055)
34-89520
Aug. 11, 2020
SR-BOX-2020-33
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Rule 16000 Series, the Exchange's Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail To Be Consistent With an Amendment to the CAT NMS Plan Recently Approved by the Commission Comments Due: Exhibit 5 Federal Register version (85 FR 50059)
34-89512
Aug. 10, 2020
SR-Phlx-2020-37
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 3316 and Rule 3215 Commentary Comments Due: Exhibit 5 Federal Register version (85 FR 49693)
34-89515
Aug. 10, 2020
SR-OCC-2020-805
Notice of Filing of Advance Notice Concerning Proposed Changes to Enhance OCC's Stock Loan Close-Out Process Comments Due: Federal Register version (85 FR 49697)
34-89511
Aug. 10, 2020
SR-NYSEArca-2020-72
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Certain Changes Regarding the Underlying Benchmark for the ProShares Ultra Bloomberg Crude Oil ETF and ProShares UltraShort Bloomberg Crude Oil ETF Comments Due: Federal Register version (85 FR 49701)
34-89513
Aug. 10, 2020
SR-BX-2020-015
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4764 and Rule 4765 Comments Due: Exhibit 5 Federal Register version (85 FR 49708)
34-89519
Aug. 10, 2020
SR-CboeEDGX-2020-035
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 20.10 Concerning Off-Floor Transfers Comments Due: Federal Register version (85 FR 49706)
34-89518
Aug. 10, 2020
SR-CboeBZX-2020-058
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 20.10 Concerning Off-Floor Transfers Comments Due: Federal Register version (85 FR 49690)
34-89514
Aug. 10, 2020
SR-CBOE-2020-055
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 5.24 Comments Due: View Received Comments Federal Register version (85 FR 49696)
34-89516
Aug. 10, 2020
SR-C2-2020-009
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 6.61 Concerning Off-Floor Transfers Comments Due: Federal Register version (85 FR 49703)
34-89509
Aug. 7, 2020
SR-MEMX-2020-03
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Amend Rule 8.15 and To Add the Consolidated Audit Trail Industry Member Compliance Rules to the List of Minor Rule Violations in Rule 8.15.01 Comments Due: Exhibit 5 Federal Register version (85 FR 49407)
34-89507
Aug. 7, 2020
SR-CBOE-2020-077
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.34 (Order and Quote Price Protection Mechanisms and Risk Controls) in Connection With Sell Market Orders in No-Bid Series Comments Due: View Received Comments Exhibit 5 Federal Register version (85 FR 49403)
34-89490
Aug. 6, 2020
SR-NYSEAMER-2020-61
Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (85 FR 48749)
34-89500
Aug. 6, 2020
SR-NYSE-2020-66
Notice of Filing of Proposed Rule Change To Amend Rule 122 Comments Due: View Received Comments Exhibit 5 Federal Register version (85 FR 48738)
34-89502
Aug. 6, 2020
SR-PEARL-2020-03
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Establish Rules Governing the Trading of Equity Securities View Received Comments Federal Register version (85 FR 48746)
34-89491
Aug. 6, 2020
SR-ICC-2020-010
Notice of Filing of Proposed Rule Change Relating to the ICC Risk Management Model Description Comments Due: Exhibit 5 Federal Register version (85 FR 48741)
34-89498
Aug. 6, 2020
SR-CboeEDGX-2020-036
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Introduce a New Data Product To Be Known As Intraday Open-Close Data Comments Due: Exhibit 5 Federal Register version (85 FR 48735)
34-89497
Aug. 6, 2020
SR-CboeBZX-2020-059
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Introduce a New Data Product To Be Known As Intraday Open-Close Data Comments Due: Exhibit 5 Federal Register version (85 FR 48747)
34-89494
Aug. 6, 2020
SR-CBOE-2020-070
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Introduce a New Data Product To Be Known as Intraday Open-Close Data Comments Due: Federal Register version (85 FR 48733)
34-89496
Aug. 6, 2020
SR-C2-2020-010
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Introduce a New Data Product To Be Known as Intraday Open-Close Data Comments Due: Federal Register version (85 FR 48743)
34-89482
Aug. 5, 2020
SR-NYSEAMER-2020-58
Notice of Filing and Immediate Effectiveness of Proposed Change To Modify the NYSE American Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (85 FR 48575)
34-89483
Aug. 5, 2020
SR-NYSEAMER-2020-62
Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (85 FR 48587)
34-89480
Aug. 5, 2020
SR-NYSEArca-2020-69
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (85 FR 48591)
34-89468
Aug. 4, 2020
SR-NYSECHX-2020-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Governing Liability of Directors and of the Exchange Comments Due: Exhibit 5 Federal Register version (85 FR 48303)
34-89476
Aug. 4, 2020
SR-BX-2020-017
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Various BX Rules in Connection With a Technology Migration Comments Due: Exhibit 5 Federal Register version (85 FR 48274)
34-89464
Aug. 4, 2020
SR-NASDAQ-2020-017
Notice of Filing of a Proposed Rule Change To Amend Nasdaq Rule 5704 Comments Due: View Received Comments Exhibit 5 Federal Register version (85 FR 48012)
34-89467
Aug. 4, 2020
SR-NASDAQ-2020-046
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Compliance Rule Under General 7 of the Exchange's Rulebook Comments Due: View Received Comments Exhibit 5 Federal Register version (85 FR 48309)
34-89465
Aug. 4, 2020
SR-LCHSA-2020-003
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to LCH SA's Governance Arrangements Comments Due: Exhibit 5 Federal Register version (85 FR 48295)
34-89466
Aug. 4, 2020
SR-IEX-2020-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Rule Series 11.600, the Exchange's Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail to be Consistent With an Amendment Recently Approved by the Commission Comments Due: Exhibit 5 Federal Register version (85 FR 48315)
34-89471
Aug. 4, 2020
SR-CboeBZX-2020-057
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Options Regulatory Fee Comments Due: View Received Comments Exhibit 5 Federal Register version (85 FR 57266)
34-89469
Aug. 4, 2020
SR-CBOE-2020-069
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Options Regulatory Fee Comments Due: View Received Comments Exhibit 5 Federal Register version (85 FR 48306)
34-89470
Aug. 4, 2020
SR-C2-2020-008
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Options Regulatory Fee Comments Due: View Received Comments Exhibit 5 Federal Register version (85 FR 48312)
34-89459
Aug. 3, 2020
SR-NYSEAMER-2020-10
Notice of Filing of Partial Amendment No. 1 to Proposed Rule Change To Amend the Schedule of Wireless Connectivity Fees and Charges to Add Wireless Connectivity Services Comments Due: Exhibit 4a , Exhibit 4b , Exhibit 5a , Exhibit 5b Federal Register version (85 FR 48052)
34-89457
Aug. 3, 2020
SR-NYSENAT-2020-03
Notice of Filing of Partial Amendment No. 1 To Proposed Rule Change To Establish a Wireless Fee Schedule Setting Forth Available Wireless Bandwidth Connections and Associated Fees Comments Due: View Received Comments Exhibit 4a , Exhibit 4b , Exhibit 5a , Exhibit 5b Federal Register version (85 FR 47997)
34-89462
Aug. 3, 2020
SR-NYSENAT-2020-08
Notice of Filing of Partial Amendment No. 1 to Proposed Rule Change To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Wireless Connectivity Services Comments Due: View Received Comments Exhibit 4a , Exhibit 4b , Exhibit 5a , Exhibit 5b Federal Register version (85 FR 48008)
34-89456
Aug. 3, 2020
SR-NYSECHX-2020-02
Notice of Filing of Partial Amendment No. 1 to Proposed Rule Change To Establish a Wireless Fee Schedule Setting Forth Available Wireless Bandwidth Connections and Associated Fees Comments Due: View Received Comments Exhibit 4a , Exhibit 4b , Exhibit 5a , Exhibit 5b Federal Register version (85 FR 48024)
34-89461
Aug. 3, 2020
SR-NYSECHX-2020-05
Notice of Filing of Partial Amendment No. 1 to Proposed Rule Change To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Wireless Connectivity Services Comments Due: View Received Comments Exhibit 4a , Exhibit 4b , Exhibit 5a , Exhibit 5b Federal Register version (85 FR 48039)
34-89455
Aug. 3, 2020
SR-NYSEArca-2020-08
Notice of Filing of Partial Amendment No. 1 to Proposed Rule Change To Establish a Wireless Fee Schedule Setting Forth Available Wireless Bandwidth Connections and Associated Fees View Received Comments Exhibit 4a , Exhibit 4b , Exhibit 5a , Exhibit 5b Federal Register version (85 FR 48035)
34-89460
Aug. 3, 2020
SR-NYSEArca-2020-15
Notice of Filing of Partial Amendment No. 1 to Proposed Rule Change To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Wireless Connectivity Services Comments Due: View Received Comments Exhibit 4a , Exhibit 4b , Exhibit 5a , Exhibit 5b Federal Register version (85 FR 48017)
34-89453
Aug. 3, 2020
SR-NYSE-2020-05
Notice of Filing of Partial Amendment No. 1 to Proposed Rule Change To Establish a Wireless Fee Schedule Setting Forth Available Wireless Bandwidth Connections and Associated Fees Comments Due: View Received Comments Exhibit 4a , Exhibit 4b , Exhibit 5a , Exhibit 5b Federal Register version (85 FR 47992)
34-89458
Aug. 3, 2020
SR-NYSE-2020-11
Notice of Filing of Partial Amendment No. 1 To Proposed Rule Change To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Wireless Connectivity Services Comments Due: View Received Comments Exhibit 4a , Exhibit 4b , Exhibit 5a , Exhibit 5b Federal Register version (85 FR 48045)
34-89449
Aug. 3, 2020
SR-CboeEDGX-2020-038
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Rule 4.5, Which Is Part of the Exchange's Compliance Rule ("Compliance Rule") Regarding the National Market System Plan Governing the Consolidated Audit Trail (the "CAT NMS Plan" or "Plan") To Be Consistent With an Amendment to the CAT NMS Plan Recently Approved by the Securities and Exchange Commission (the "Commission") Comments Due: Federal Register version (85 FR 48049)
34-89450
Aug. 3, 2020
SR-CboeEDGA-2020-022
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Rule 4.5, Which Is Part of the Exchange's Compliance Rule ("Compliance Rule") Regarding the National Market System Plan Governing the Consolidated Audit Trail (the "CAT NMS Plan" or "Plan") To Be Consistent With an Amendment to the CAT NMS Plan Recently Approved by the Securities and Exchange Commission (the "Commission") Comments Due: Federal Register version (85 FR 48032)
34-89451
Aug. 3, 2020
SR-CboeBZX-2020-061
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 4.5, Which is Part of the Exchange's Compliance Rule ("Compliance Rule") Regarding the National Market System Plan Governing the Consolidated Audit Trail (the "CAT NMS Plan" or "Plan") to be Consistent with an Amendment to the CAT NMS Plan Recently Approved by the Securities and Exchange Commission (the "Commission") Comments Due: Federal Register version (85 FR 48021)
34-89452
Aug. 3, 2020
SR-CboeBYX-2020-023
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Rule 4.5, Which Is Part of the Exchange's Compliance Rule ("Compliance Rule") Regarding the National Market System Plan Governing the Consolidated Audit Trail (the "CAT NMS Plan" or "Plan") To Be Consistent With an Amendment to the CAT NMS Plan Recently Approved by the Securities and Exchange Commission (the "Commission") Comments Due: Federal Register version (85 FR 48029)
34-89439
July 31, 2020
SR-NYSEAMER-2020-60
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Rule 6800 Series Comments Due: Exhibit 5 Federal Register version (85 FR 47813)
34-89447
July 31, 2020
SR-MEMX-2020-02
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Rule 4.5 Regarding the National Market System Plan Governing the Consolidated Audit Trail Comments Due: Exhibit 5 Federal Register version (85 FR 47831)
34-89440
July 31, 2020
SR-LTSE-2020-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Compliance Rule Regarding the CAT NMS Plan Comments Due: Exhibit 5 Federal Register version (85 FR 47834)
34-89441
July 31, 2020
SR-FINRA-2020-023
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the FINRA Rule 6800 Series (Consolidated Audit Trail Compliance Rule) Comments Due: Exhibit 5 Federal Register version (85 FR 47824)
34-89446
July 31, 2020
SR-CBOE-2020-073
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Chapter 7, Section B of the Rules, Which Is the Exchange's Compliance Rule ("Compliance Rule") Regarding the National Market System Plan Governing the Consolidated Audit Trail (the "CAT NMS Plan" or "Plan") To Be Consistent With an Amendment to the CAT NMS Plan Recently Approved by the Securities and Exchange Commission ("Commission") Comments Due: Federal Register version (85 FR 47816)
34-89437
July 31, 2020
SR-BOX-2020-30
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make a Number of Non-Substantive Changes to the Rulebook Comments Due: Exhibit 5 Federal Register version (85 FR 47819)
34-89426
July 30, 2020
SR-NYSEAMER-2020-59
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 904 To Increase Position Limits for Options on Certain Exchange-Traded Funds Comments Due: Exhibit 5 Federal Register version (85 FR 47431)
34-89434
July 30, 2020
SR-NYSENAT-2020-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Rule 6.6800 Series Comments Due: Exhibit 5 Federal Register version (85 FR 47437)
34-89433
July 30, 2020
SR-NYSECHX-2020-23
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Rule 6.6800 Series Comments Due: Exhibit 5 Federal Register version (85 FR 47454)
34-89427
July 30, 2020
SR-NYSEArca-2020-70
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 6.8-O To Increase Position Limits for Options on Certain Exchange-Traded Funds Comments Due: Exhibit 5 Federal Register version (85 FR 47457)
34-89432
July 30, 2020
SR-NYSEArca-2020-71
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Rule 11.6800 Series Comments Due: Exhibit 5 Federal Register version (85 FR 47443)
34-89425
July 30, 2020
SR-NYSE-2020-63
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Temporary Period for Specified Commentaries to Rules 7.35, 7.35A, 7.35B, and 7.35C and Temporary Rule Relief in Rule 36.30 Comments Due: Exhibit 5 Federal Register version (85 FR 47446)
34-89431
July 30, 2020
SR-NYSE-2020-62
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Rule 6800 Series Comments Due: Exhibit 5 Federal Register version (85 FR 47448)
34-89435
July 30, 2020
SR-MIAX-2020-27
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Chapter XVII, Consolidated Audit Trail Compliance Rule. Comments Due: Exhibit 5 Federal Register version (85 FR 47451)
34-89418
July 29, 2020
4-518
Notice of Filing and Immediate Effectiveness of Amendment to the Plan Establishing Procedures Under Rule 605 of Regulation NMS To Add the MEMX LLC as a Participant Comments Due: Federal Register version (85 FR 46746)
34-89419
July 29, 2020
4-533
Notice of Filing and Immediate Effectiveness of Amendment to the National Market System Plan for the Selection and Reservation of Securities Symbols to Add MEMX LLC as a Party Thereto Comments Due: Federal Register. View Received Comments Federal Register version (85 FR 46767)
34-89420
July 29, 2020
4-631
Notice of Filing and Immediate Effectiveness of Amendment to the Plan To Address Extraordinary Market Volatility To Add MEMX LLC as a Participant Comments Due: View Received Comments Federal Register version (85 FR 46762)
34-89417
July 29, 2020
S7-24-89
Notice of Filing and Immediate Effectiveness of the Forty-Eighth Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis Comments Due: Federal Register version (85 FR 46771)
34-89416
July 29, 2020
SR-CTA/CQ-2020-01
Notice of Filing and Immediate Effectiveness of the Thirty-Fourth Substantive Amendment to the Second Restatement of the CTA Plan and Twenty-Fifth Substantive Amendment to the Restated CQ Plan Comments Due: Federal Register version (85 FR 46766)
34-89421
July 29, 2020
SR-ISE-2020-30
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Sections 1, 3, and 6 Comments Due: Exhibit 5 Federal Register version (85 FR 47280)
