34-89423
July 29, 2020
SR-FINRA-2020-022
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Further Extend the Expiration Date of the Temporary Amendments Set Forth in SR-FINRA-2020-015 Comments Due: Federal Register version (85 FR 47278)
34-89424
July 29, 2020
SR-CboeBYX-2020-021
Notice of Filing of a Proposed Rule Change To Introduce Periodic Auctions for the Trading of U.S. Equity Securities Comments Due: View Received Comments Exhibit 5 Federal Register version (85 FR 47262)
34-89422
July 29, 2020
SR-BOX-2020-29
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility To Amend Section IX.C (Trading Floor Participant Fees) and Remove Section IX.D (Trading Floor Booth Space Fee) Comments Due: Exhibit 5 Federal Register version (85 FR 47274)
34-89411
July 28, 2020
SR-NYSENAT-2020-22
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Add the Consolidated Audit Trail Industry Member Compliance Rules To the List of Minor Rule Violations in Rule 10.9217 Comments Due: Exhibit 5 Federal Register version (85 FR 46738)
34-89410
July 28, 2020
SR-NYSECHX-2020-21
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Add the Consolidated Audit Trail Industry Member Compliance Rules to the List of Minor Rule Violations in Article 12, Rule 8 Comments Due: Exhibit 5 Federal Register version (85 FR 46741)
34-89412
July 28, 2020
SR-NYSEArca-2020-46
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend NYSE Arca Rule 5.2-E(j)(6) Relating to Options-Linked Securities Comments Due: Federal Register version (85 FR 46744)
34-89415
July 28, 2020
SR-NYSEARCA-2020-66
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Add the Consolidated Audit Trail Industry Member Compliance Rules To the List of Minor Rule Violations in Rule 10.9217 Comments Due: Exhibit 5 Federal Register version (85 FR 46772)
34-89408
July 28, 2020
SR-NSCC-2020-015
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Fees for the Subscription-Based Portfolio Composition File Reporting Service Comments Due: Exhibit 3 , Exhibit 5 Federal Register version (85 FR 46768)
34-89413
July 28, 2020
SR-NASDAQ-2020-044
Notice of Filing of Proposed Rule Change To Adopt Listing Rule IM-5900-8 To Offer a Complimentary Global Targeting Tool to Acquisition Companies Listed Pursuant to Nasdaq IM-5101-2 that Have Publicly Announced Entering Into a Binding Agreement for a Business Combination Comments Due: View Received Comments Exhibit 5 Federal Register version (85 FR 46759)
34-89402
July 27, 2020
SR-NYSEAMER-2020-52
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Adding the Consolidated Audit Trail Industry Member Compliance Rules to the List of Minor Rule Violations in Rule 9217 Comments Due: Exhibit 5 Federal Register version (85 FR 46203)
34-89403
July 27, 2020
SR-NASDAQ-2020-038
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Defer Entry Fees for Acquisition Companies Comments Due: Exhibit 5 Federal Register version (85 FR 46198)
34-89398
July 27, 2020
SR-CBOE-2020-050
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Amend Rules 5.37 and 5.73 Comments Due: View Received Comments Federal Register version (85 FR 46197)
34-89399
July 27, 2020
SR-CBOE-2020-051
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Its Automated Price Improvement Auction Rules in Connection With Agency Order Size Requirements Comments Due: View Received Comments Federal Register version (85 FR 46202)
34-89400
July 27, 2020
SR-CBOE-2020-052
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rules 5.37, 5.38, and 5.73 Comments Due: View Received Comments Federal Register version (85 FR 46202)
34-89401
July 27, 2020
SR-CBOE-2020-068
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Rule 10.3 by Extending the Credit Option Margin Pilot Program Through September 1, 2021 Comments Due: Exhibit 5 Federal Register version (85 FR 46200)
34-89392
July 24, 2020
SR-OCC-2020-007
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning The Options Clearing Corporation's Synthetic Futures Model Comments Due: Federal Register version (85 FR 45938)
34-89393
July 24, 2020
SR-OCC-2020-008
Notice of Filing of Proposed Rule Change To Enhance OCC's Stock Loan Close-Out Process Comments Due: Exhibit 5 , Exhibit 5 Federal Register version (85 FR 45943)
34-89391
July 24, 2020
SR-GEMX-2020-18
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 3 Comments Due: Exhibit 5 Federal Register version (85 FR 45933)
34-89388
July 23, 2020
SR-NYSENAT-2020-23
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37 To Add the Data Source for MEMX Comments Due: Exhibit 5 Federal Register version (85 FR 45711)
34-89382
July 23, 2020
SR-NYSECHX-2020-22
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37 To Add the Data Source for MEMX Comments Due: Exhibit 5 Federal Register version (85 FR 45719)
34-89387
July 23, 2020
SR-NYSEARCA-2020-67
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37-E To Add the Data Source for MEMX Comments Due: Exhibit 5 Federal Register version (85 FR 45722)
34-89386
July 23, 2020
SR-NASDAQ-2020-039
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Listing Rule IM-5900-4 To Waive the All-Inclusive Annual Listing Fee for Any Company Not Listed on a National Securities Exchange That Is Listing Upon Closing of Its Acquisition of a Special Purpose Acquisition Company Listed on Another National Securities Exchange Comments Due: Exhibit 5 Federal Register version (85 FR 45720)
34-89389
July 23, 2020
SR-CBOE-2020-067
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 6.7 Concerning Off-Floor Transfers Comments Due: View Received Comments Federal Register version (85 FR 45709)
34-89376
July 22, 2020
SR-NYSEAMER-2020-57
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE American Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (85 FR 45456)
34-89379
July 22, 2020
SR-NYSENAT-2020-21
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1.1 To Include Active Proxy Portfolio Shares, Tracking Fund Shares, Proxy Portfolio Shares, and Index Fund Shares Comments Due: Exhibit 5 Federal Register version (85 FR 45454)
34-89378
July 22, 2020
SR-NYSECHX-2020-20
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1.1 To Include Active Proxy Portfolio Shares, Tracking Fund Shares, Proxy Portfolio Shares, and Index Fund Shares Comments Due: Exhibit 5 Federal Register version (85 FR 45453)
34-89381
July 22, 2020
SR-FINRA-2020-021
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 2360 (Options) To Increase Position Limits on Options on Certain Exchange-Traded Funds Comments Due: Federal Register version (85 FR 45713)
34-89367
July 21, 2020
SR-NYSEAMER-2020-49
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1.1E To Include Active Proxy Portfolio Shares, Tracking Fund Shares, Proxy Portfolio Shares, and Index Fund Shares Comments Due: Exhibit 5 Federal Register version (85 FR 45267)
34-89370
July 21, 2020
SR-NYSEAMER-2020-56
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37E Comments Due: Exhibit 5 Federal Register version (85 FR 45283)
34-89359
July 21, 2020
SR-NYSEArca-2020-68
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the NYSE Arca Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (85 FR 45285)
34-89366
July 21, 2020
SR-NYSEArca-2020-61
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 1.1 to Include Active Proxy Portfolio Shares, Tracking Fund Shares, Proxy Portfolio Shares, and Index Fund Shares Comments Due: Exhibit 5 Federal Register version (85 FR 45274)
34-89357
July 21, 2020
SR-NYSE-2020-57
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1.1 To Include Active Proxy Portfolio Shares, Tracking Fund Shares, Proxy Portfolio Shares, and Index Fund Shares Comments Due: Exhibit 5 Federal Register version (85 FR 45268)
34-89368
July 21, 2020
SR-NYSE-2020-61
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Supplementary Material .20 to Rule 76 Comments Due: Exhibit 5 Federal Register version (85 FR 45272)
34-89369
July 21, 2020
SR-NYSE-2020-60
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37 Comments Due: Exhibit 5 Federal Register version (85 FR 45270)
34-89360
July 21, 2020
SR-NSCC-2020-014
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Clearing Agency Policy on Capital Requirements Comments Due: Exhibit 5 Federal Register version (85 FR 45280)
34-89356
July 21, 2020
SR-BX-2020-016
Notice of Filing of Proposed Rule Change To Amend BX's Opening Process in Connection With a Technology Migration Comments Due: Exhibit 5 Federal Register version (85 FR 45243)
34-89358
July 21, 2020
SR-NASDAQ-2020-027
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Apply Additional Initial Listing Criteria for Companies Primarily Operating in Restrictive Markets Comments Due: View Received Comments Federal Register version (85 FR 45275)
34-89363
July 21, 2020
SR-FICC-2020-008
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Revise the Clearing Agency Policy on Capital Requirements Comments Due: Exhibit 5 Federal Register version (85 FR 45276)
34-89361
July 21, 2020
SR-DTC-2020-010
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Clearing Agency Policy on Capital Requirements Comments Due: Exhibit 5 Federal Register version (85 FR 45263)
34-89341
July 20, 2020
SR-Phlx-2020-36
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Equity 7, Section 3 Comments Due: Exhibit 5 Federal Register version (85 FR 44945)
34-89342
July 20, 2020
SR-NASDAQ-2020-026
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt a New Requirement Related to the Qualification of Management for Companies From Restrictive Markets Comments Due: View Received Comments Federal Register version (85 FR 44951)
34-89343
July 20, 2020
SR-NASDAQ-2020-041
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 118(a) Comments Due: Exhibit 5 Federal Register version (85 FR 44941)
34-89344
July 20, 2020
SR-NASDAQ-2020-028
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend IM-5101-1 (Use of Discretionary Authority) To Deny Listing or Continued Listing or To Apply Additional and More Stringent Criteria to an Applicant or Listed Company Based on Considerations Related to the Company's Auditor or When a Company's Business Is Principally Administered in a Jurisdiction That Is a Restrictive Market Comments Due: View Received Comments Federal Register version (85 FR 44951)
34-89351
July 20, 2020
SR-ICEEU-2020-011
Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Relating to Amendments to Delivery Fees on UK Electricity Futures Contracts and Amendments to Clearing Fees of Certain Natural Gas Spot and Natural Gas Daily Futures Contracts Comments Due: Exhibit 5a , Exhibit 5b Federal Register version (85 FR 44948)
34-89338
July 17, 2020
SR-NYSEAMER-2020-55
Notice of Filing and Immediate Effectiveness of Proposed Change To Modify the NYSE American Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (85 FR 44552)
34-89339
July 17, 2020
SR-NASDAQ-2020-042
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Add the Consolidated Audit Trail Industry Member Compliance Rules to the List of Minor Rule Violations Comments Due: Exhibit 5 Federal Register version (85 FR 44556)
34-89335
July 16, 2020
SR-NYSEAMER-2020-54
Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (85 FR 44349)
34-89330
July 16, 2020
SR-BX-2020-014
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BX's Routing Functionality Comments Due: Federal Register version (85 FR 44338)
34-89334
July 16, 2020
SR-NASDAQ-2020-037
Notice of Filing of Proposed Rule Change To Adopt a New "Early Market On Close" Order Type Comments Due: View Received Comments Exhibit 5 Federal Register version (85 FR 44333)
34-89331
July 16, 2020
SR-NASDAQ-2019-091
Notice of Withdrawal of Proposed Rule Change To Adopt a New Rule Concerning Nasdaq's Ability To Request Information From a Listed Company Regarding the Number of Unrestricted Publicly Held Shares in Certain Circumstances and Halt Trading in the Company's Security Upon the Request, and in Certain Circumstances Request a Plan To Increase the Number of Unrestricted Publicly Held Shares To an Amount That Is Higher Than the Applicable Publicly Held Shares Requirement Comments Due: View Received Comments Federal Register version (85 FR 44333)
34-89328
July 16, 2020
SR-BOX-2020-14
Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change to Adopt Rules Governing the Trading of Equity Securities on the Exchange Through a Facility of the Exchange Known as the Boston Security Token Exchange LLC Comments Due: View Received Comments Federal Register version (85 FR 44338)
34-89329
July 16, 2020
SR-BOX-2020-16
Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change in Connection With the Proposed Commencement of Operations of Boston Security Token Exchange LLC ("BSTX") as a Facility of the Exchange Comments Due: View Received Comments Federal Register version (85 FR 44333)
34-89324
July 15, 2020
SR-NYSE-2020-59
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Comments Due: Exhibit 5 Federal Register version (85 FR 44129)
34-89322
July 15, 2020
SR-NSCC-2020-013
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Remove the NSCC Equity Options and Bond Options Service From Addendum M of the NSCC Rules & Procedures Comments Due: Exhibit 5 Federal Register version (85 FR 44137)
34-89320
July 15, 2020
SR-MRX-2020-14
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Pricing Schedule at Options 7, Section 5, Other Options Fees and Rebates, in Connection With the Pricing for Orders Entered Into the Exchanges Price Improvement Mechanism Comments Due: Exhibit 5 Federal Register version (85 FR 44135)
34-89321
July 15, 2020
SR-ISE-2020-26
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Options 7 Comments Due: Exhibit 5 Federal Register version (85 FR 44114)
34-89325
July 15, 2020
SR-CBOE-2020-060
Notice of Filing of a Proposed Rule Change Relating to Adopt Related Futures Cross ("RFC") Orders Comments Due: View Received Comments Exhibit 5 Federal Register version (85 FR 44125)
34-89310
July 14, 2020
SR-NYSEArca-2020-59
Notice of Filing of Proposed Rule Change To Amend NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) and To Permit the Listing and Trading of Shares of the United States Gold and Treasury Investment Trust Under NYSE Arca Rule 8.201-E Comments Due: View Received Comments Exhibit 5 Federal Register version (85 FR 43932)
34-89309
July 14, 2020
SR-NASDAQ-2020-002
Notice of Filing of Proposed Rule Change To Amend the Procedures Governing the Introduction of Legal Arguments and Material Information by Companies in a Proceeding Before a Hearings Panel Comments Due: View Received Comments Exhibit 5 Federal Register version (85 FR 43900)
34-89316
July 14, 2020
SR-PEARL-2020-09
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule Comments Due: View Received Comments Exhibit 5 Federal Register version (85 FR 43898)
34-89317
July 14, 2020
SR-MIAX-2020-23
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule to Increase the Number of Additional Limited Service MIAX Express Interface Ports Available to Market Makers Comments Due: View Received Comments Exhibit 5 Federal Register version (85 FR 43918)
34-89312
July 14, 2020
SR-CboeEDGX-2020-031
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Adopt Rules Regarding Off-Floor Transactions and Transfers Comments Due: Exhibit 5 Federal Register version (85 FR 43887)
34-89313
July 14, 2020
SR-CboeBZX-2020-054
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Adopt Rules Regarding Off-Floor Transactions and Transfers Comments Due: Exhibit 5 Federal Register version (85 FR 43907)
34-89319
July 14, 2020
SR-CboeBZX-2020-055
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Comments Due: Exhibit 5 Federal Register version (85 FR 43905)
34-89307
July 14, 2020
SR-CBOE-2020-066
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.24 Comments Due: Federal Register version (85 FR 43938)
34-89308
July 14, 2020
SR-CBOE-2020-034
Notice of Filing of a Proposed Rule Change Relating To Authorize for Trading Flexible Exchange Options ("FLEX options") on Full-Value Indexes With a Contract Multiplier of One Comments Due: View Received Comments Exhibit 5 Federal Register version (85 FR 43923)
34-89315
July 14, 2020
SR-BOX-2020-27
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Sections I.C.2 (Strategy Order Facilitation and Solicitation Transactions) and II.D (Strategy QOO Order Fee Cap and Rebate) of the Fee Schedule on the BOX Options Market LLC Facility Comments Due: Exhibit 5 Federal Register version (85 FR 43921)
34-89301
July 13, 2020
SR-EMERALD-2020-06
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (85 FR 43631)
34-89306
July 13, 2020
4-698
Notice of Filing and Immediate Effectiveness of Amendment to the National Market System Plan Governing the Consolidated Audit Trail To Add MEMX LLC as a Participant Comments Due: View Received Comments Federal Register version (85 FR 43626)
34-89302
July 13, 2020
SR-PEARL-2020-08
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Fee Schedule Comments Due: Exhibit 5 Federal Register version (85 FR 43623)
34-89303
July 13, 2020
SR-MIAX-2020-21
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Fee Schedule Comments Due: Exhibit 5 Federal Register version (85 FR 43632)
34-89304
July 13, 2020
SR-CboeBZX-2020-003
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, to List and Trade Shares of the "1x Short VIX Futures ETF Under BZX Rule 14.11(f)(4), Trust Issued Receipts Comments Due: View Received Comments Federal Register version (85 FR 43622)
34-89289
July 10, 2020
SR-MIAX-2020-22
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (85 FR 43279)
34-89286
July 10, 2020
SR-ICC-2020-009
Notice of Proposed Rule Change Relating to the ICC Risk Management Framework, ICC Risk Management Model Description, ICC Risk Parameter Setting and Review Policy, ICC Stress Testing Framework, and ICC Liquidity Risk Management Framework Comments Due: Federal Register version (85 FR 43272)
34-89292
July 10, 2020
SR-CboeEDGX-2020-032
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Applicable to Its Equities Trading Platform To Introduce a Flat Charge for the Execution of MDOs That Are Entered With the QDP Instruction Comments Due: Exhibit 5 Federal Register version (85 FR 43276)
34-89291
July 10, 2020
SR-CboeEDGA-2020-019
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Applicable to Its Equities Trading Platform To Introduce a Flat Charge for the Execution of MDOs That Are Entered With the QDP Instruction Comments Due: Exhibit 5 Federal Register version (85 FR 43269)
34-89285
July 10, 2020
SR-CBOE-2020-062
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Silexx Trading Platform Fees Schedule Comments Due: Exhibit 5 Federal Register version (85 FR 43284)
34-89274
July 9, 2020
SR-NYSEArca-2020-62
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Charges To Adopt Listing and Annual Fees for Actively Managed Proxy Shares Listed Under Rule 8.601-E and Managed Portfolio Shares Listed Under Rule 8.900-E Comments Due: Exhibit 5 Federal Register version (85 FR 42922)
34-89279
July 9, 2020
SR-NYSEArca-2020-48
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of Gabelli ETFs Under Rule 8.900-E, Managed Portfolio Shares Comments Due: View Received Comments Federal Register version (85 FR 42925)
34-89271
July 9, 2020
SR-NSCC-2020-012
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Clearing Agency Risk Management Framework Comments Due: Exhibit 5 Federal Register version (85 FR 42933)
34-89268
July 9, 2020
SR-LCHSA-2020-002
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Introduction of Clearing of the New Markit iTraxx MSCI ESG Screened Europe Index Contracts Comments Due: Exhibit 5 Federal Register version (85 FR 42959)
34-89270
July 9, 2020
SR-FICC-2020-007
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Clearing Agency Risk Management Framework Comments Due: Exhibit 5 Federal Register version (85 FR 42927)
34-89269
July 9, 2020
SR-DTC-2020-009
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Clearing Agency Risk Management Framework Comments Due: Exhibit 5 Federal Register version (85 FR 42954)
34-89272
July 9, 2020
SR-CboeEDGX-2020-034
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Add the Consolidated Audit Trail Industry Member Compliance Rules to the List of Minor Rule Violations in Rules 8.15 and 25.3 Comments Due: Exhibit 5 Federal Register version (85 FR 42943)
34-89282
July 9, 2020
SR-CboeEDGX-2020-033
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Fees Schedule Comments Due: Exhibit 5 Federal Register version (85 FR 42946)
34-89267
July 9, 2020
SR-CboeBZX-2020-042
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Accommodate Exchange Listing and Trading of Options-Linked Securities Comments Due: Federal Register version (85 FR 42933)
34-89273
July 9, 2020
SR-CboeBZX-2020-056
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Add the Consolidated Audit Trail Industry Member Compliance Rules to the List of Minor Rule Violations in Rules 8.15 and 25.3 Comments Due: Exhibit 5 Federal Register version (85 FR 42951)
34-89281
July 9, 2020
SR-CBOE-2020-061
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Fees Schedule With Respect To Expiring Fee Waivers and Incentive Programs Comments Due: Exhibit 5 Federal Register version (85 FR 42939)
34-89247
July 8, 2020
SR-Phlx-2020-35
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Temporarily Extend the Filing Requirements for Certain Written Reports Pursuant to Options 10, Section 7 Comments Due: Exhibit 5 Federal Register version (85 FR 42474)
34-89256
July 8, 2020
SR-Phlx-2020-33
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Phlx's Pricing Schedule To Waive Certain Fees Comments Due: Exhibit 5 Federal Register version (85 FR 42459)
34-89255
July 8, 2020
SR-NYSEArca-2020-64
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (85 FR 42455)
34-89261
July 8, 2020
SR-MIAX-2020-24
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Temporarily Extend Filing Deadlines for Certain Supervision-Related Reports Comments Due: Exhibit 5 Federal Register version (85 FR 42447)
34-89254
July 8, 2020
SR-LTSE-2020-11
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Add the Consolidated Audit Trail Industry Member Compliance Rules to the List of Minor Rule Violations Comments Due: Exhibit 5 Federal Register version (85 FR 42462)
34-89246
July 8, 2020
SR-ISE-2020-28
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Temporarily Extend the Filing Requirements for Certain Written Reports Pursuant to Options 10, Section 7 Comments Due: Exhibit 5 Federal Register version (85 FR 42476)
34-89262
July 8, 2020
SR-CboeEDGX-2020-005
Notice of Withdrawal of a Proposed Rule Change To Amend Certain Rules Within Rules 4.5 Through 4.16, Which Contains the Exchange's Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail ("CAT NMS Plan"), To Be Consistent With Certain Proposed Amendments to and Exemptions From the CAT NMS Plan as Well as To Facilitate the Retirement of Certain Existing Regulatory Systems Comments Due: Federal Register version (85 FR 42465)
34-89258
July 8, 2020
SR-CboeEDGA-2020-003
Notice of Withdrawal of a Proposed Rule Change To Amend Certain Rules Within Rules 4.5 Through 4.16, Which Contains the Exchange's Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail ("CAT NMS Plan"), To Be Consistent With Certain Proposed Amendments to and Exemptions From the CAT NMS Plan as Well as To Facilitate the Retirement of Certain Existing Regulatory Systems Comments Due: Federal Register version (85 FR 42452)
34-89263
July 8, 2020
SR-CboeBZX-2020-011
Notice of Withdrawal of a Proposed Rule Change To Amend Certain Rules Within Rules 4.5 Through 4.16, Which Contains the Exchange's Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail ("CAT NMS Plan"), To Be Consistent With Certain Proposed Amendments to and Exemptions From the CAT NMS Plan as Well as To Facilitate the Retirement of Certain Existing Regulatory Systems Comments Due: Federal Register version (85 FR 42446)
34-89259
July 8, 2020
SR-CboeBYX-2020-005
Notice of Withdrawal of a Proposed Rule Change To Amend Certain Rules Within Rules 4.5 Through 4.16, Which Contains the Exchange's Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail ("CAT NMS Plan"), To Be Consistent With Certain Proposed Amendments to and Exemptions From the CAT NMS Plan as Well as To Facilitate the Retirement of Certain Existing Regulatory Systems Comments Due: Federal Register version (85 FR 42446)
34-89248
July 8, 2020
SR-CBOE-2020-063
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 8.16 and Rule 9.2 to Temporarily Extend the Filing Deadline for Certain Supervision-Related Reports Comments Due: Exhibit 5 Federal Register version (85 FR 42453)
34-89257
July 8, 2020
SR-CBOE-2020-065
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Add the Consolidated Audit Trail Industry Member Compliance Rules to the List of Minor Rule Violations in Rule 13.15 Comments Due: Federal Register version (85 FR 42449)
