34-89832
Sept. 11, 2020
SR-NYSE-2020-74
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37 To Specify the Exchange's Source of Data Feeds From MIAX PEARL, LLC. Comments Due: Exhibit 5 Federal Register version (85 FR 58095)
34-89830
Sept. 11, 2020
SR-CBOE-2020-085
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Adopt Fees for a Recently Adopted New Version of the Silexx Platform Comments Due: Exhibit 5 Federal Register version (85 FR 58093)
34-89831
Sept. 11, 2020
SR-CBOE-2020-084
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Fees Schedule With Respect to Its Strategy Fee Cap Comments Due: Exhibit 5 Federal Register version (85 FR 58096)
34-89828
Sept. 11, 2020
SR-C2-2020-013
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend its Fees Schedule Comments Due: Exhibit 5 Federal Register version (85 FR 58078)
34-89825
Sept. 10, 2020
SR-NYSENAT-2020-29
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37 To Update the Exchange's Source of Data Feeds From MIAX PEARL, LLC Comments Due: Exhibit 5 Federal Register version (85 FR 57896)
34-89824
Sept. 10, 2020
SR-NYSEArca-2020-83
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37-E To Update the Exchange's Source of Data Feeds From MIAX PEARL, LLC Comments Due: Exhibit 5 Federal Register version (85 FR 57892)
34-89819
Sept. 10, 2020
SR-BX-2020-027
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Decommission TradeInfo Comments Due: Exhibit 5 Federal Register version (85 FR 62778)
34-89823
Sept. 10, 2020
SR-NASDAQ-2020-017
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Nasdaq Rule 5704 Comments Due: View Received Comments Federal Register version (85 FR 57895)
34-89820
Sept. 10, 2020
SR-CboeBYX-2020-021
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Introduce Periodic Auctions for the Trading of U.S. Equity Securities Comments Due: View Received Comments Federal Register version (85 FR 57891)
34-89826
Sept. 10, 2020
SR-CBOE-2020-086
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fees Schedule in Connection With Migration Comments Due: View Received Comments Exhibit 5a , Exhibit 5b Federal Register version (85 FR 57900)
34-89792
Sept. 9, 2020
SR-OCC-2020-805
Notice of No Objection to Advance Notice Concerning Proposed Changes to Enhance OCC's Stock Loan Close-Out Process Comments Due: Federal Register version (85 FR 57276)
34-89797
Sept. 9, 2020
SR-NYSEArca-2020-81
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges Comments Due: Exhibit 5 Federal Register version (85 FR 57274)
34-89798
Sept. 9, 2020
SR-NYSE-2020-72
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Comments Due: Exhibit 5 Federal Register version (85 FR 57263)
34-89794
Sept. 9, 2020
SR-NASDAQ-2020-026
Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt a New Requirement Related to the Qualification of Management for Companies From Restrictive Markets Comments Due: View Received Comments Federal Register version (85 FR 57260)
34-89796
Sept. 9, 2020
SR-IEX-2020-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct Two Typographical Errors in IEX Rules 2.220(a)(7) and 11.410(a) Comments Due: Exhibit 5 Federal Register version (85 FR 57280)
34-89795
Sept. 9, 2020
SR-CboeBZX-2020-003
Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 3, To List and Trade Shares of the -1x Short VIX Futures ETF Under BZX Rule 14.11(f)(4), Trust Issued Receipts Comments Due: View Received Comments Federal Register version (85 FR 57273)
34-89782
Sept. 8, 2020
SR-Phlx-2020-42
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 3304 Comments Due: Exhibit 5 Federal Register version (85 FR 56661)
34-89787
Sept. 8, 2020
SR-NYSEArca-2020-78
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (85 FR 56653)
34-89783
Sept. 8, 2020
SR-BX-2020-024
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4759 Comments Due: Exhibit 5 Federal Register version (85 FR 56677)
34-89781
Sept. 8, 2020
SR-NASDAQ-2020-059
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 114(e) and Equity 7, Section 118 of the Fee Schedule Comments Due: Exhibit 5 Federal Register version (85 FR 56663)
34-89786
Sept. 8, 2020
SR-MIAX-2020-30
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Exchange Rule 1326, Transfer of Positions Comments Due: Exhibit 5 Federal Register version (85 FR 56668)
34-89784
Sept. 8, 2020
SR-MEMX-2020-06
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 15.3, Collection of Exchange Fees and Other Claims and Billing Policy Comments Due: Exhibit 5 Federal Register version (85 FR 56672)
34-89776
Sept. 8, 2020
SR-CboeEDGA-2020-025
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Rule 13.4(a), Stating It Will Utilize MIAX PEARL Market Data From the CQSUQDF for Purposes of Order Handling, Routing, Execution, and Related Compliance Processes Comments Due: Exhibit 5 Federal Register version (85 FR 56657)
34-89779
Sept. 8, 2020
SR-CboeBZX-2020-068
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Rule 11.26(a), Stating It Will Utilize MIAX PEARL Market Data From the CQSUQDF for Purposes of Order Handling, Routing, Execution, and Related Compliance Processes Comments Due: Exhibit 5 Federal Register version (85 FR 56678)
34-89778
Sept. 8, 2020
SR-CboeBYX-2020-025
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.26(a), Stating It Will Utilize MIAX PEARL Market Data From the CQSUQDF for Purposes of Order Handling, Routing, Execution, and Related Compliance Processes Comments Due: Exhibit 5 Federal Register version (85 FR 56644)
34-89789
Sept. 8, 2020
SR-CBOE-2020-081
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.24 Comments Due: Federal Register version (85 FR 56658)
34-89788
Sept. 8, 2020
4-678
Notice of Filing and Order Approving and Declaring Effective an Amended Proposed Plan for the Allocation of Regulatory Responsibilities Among the Financial Industry Regulatory Authority, Inc., Miami International Securities Exchange, LLC, MIAX PEARL, LLC, and MIAX Emerald, LLC Comments Due:
34-89773
Sept. 4, 2020
SR-NYSE-2020-40
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section 902.02 of the NYSE Listed Company Manual To Waive Initial Listing Fees and First Partial Year Annual Listing Fees for Any Issuer Not Listed on a National Securities Exchange That Is Listing Upon Closing of Its Acquisition of a SPAC Listed on the NYSE Comments Due: Exhibit 5 Federal Register version (85 FR 55902)
34-89774
Sept. 4, 2020
SR-PEARL-2020-12
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule Comments Due: View Received Comments Exhibit 5 Federal Register version (85 FR 56281)
34-89769
Sept. 4, 2020
SR-MIAX-2020-29
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Increase the Number of Additional Limited Service MIAX Express Interface Ports Available to Market Makers Comments Due: View Received Comments Exhibit 5 Federal Register version (85 FR 55905)
34-89771
Sept. 4, 2020
SR-MIAX-2020-28
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (85 FR 55873)
34-89759
Sept. 3, 2020
SR-BX-2020-023
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules in Connection With a Technology Migration To Enhanced Nasdaq, Inc. Functionality Comments Due: Exhibit 5 Federal Register version (85 FR 55877)
34-89767
Sept. 3, 2020
SR-NASDAQ-2020-056
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Proposed Rule Change To Amend The NASDAQ Options Market LLC Pricing Schedule at Options 7, Section 2 and Update Other Rule Text Within Options 7, Section 1 and Options 7, Section 5 Comments Due: Exhibit 5 Federal Register version (85 FR 55887)
34-89763
Sept. 3, 2020
SR-MEMX-2020-05
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Corporate Documents of the Exchange's Parent Company Comments Due: Exhibit 5 Federal Register version (85 FR 55915)
34-89766
Sept. 3, 2020
SR-LTSE-2020-15
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Continue Suspending the Application of Order Price Collars in Rule 11.190(f)(1) Until October 8, 2020 Comments Due: Federal Register version (85 FR 55872)
34-89760
Sept. 3, 2020
SR-LCHSA-2020-004
Notice of Filing of Proposed Rule Change Relating to the Clearing of Single Name Credit Default Swaps Referencing Monoline Insurance Companies and the Amendment of LCH SA's Rules in Accordance With its Risk Policies Comments Due: Exhibit 3 , Exhibit 5 Federal Register version (85 FR 55908)
34-89765
Sept. 3, 2020
SR-CBOE-2020-014
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt a Delta-Adjusted at Close Order Instruction Comments Due: View Received Comments Federal Register version (85 FR 55905)
34-89741
Sept. 2, 2020
SR-NYSEArca-2020-79
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (85 FR 55540)
34-89754
Sept. 2, 2020
SR-NYSE-2020-71
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Comments Due: Exhibit 5 Federal Register version (85 FR 55550)
34-89745
Sept. 2, 2020
SR-NASDAQ-2020-002
Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Procedures Governing the Introduction of Legal Arguments and Material Information by Companies in a Proceeding Before a Hearings Panel Comments Due: View Received Comments Federal Register version (85 FR 55728)
34-89736
Sept. 2, 2020
SR-PEARL-2020-14
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Designation of Members for Mandatory Disaster Recovery Testing Pursuant to Regulation SCI for Calendar Year 2020 Comments Due: Exhibit 5 Federal Register version (85 FR 55730)
34-89747
Sept. 2, 2020
SR-PEARL-2020-11
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 2613 Usage of Data Feeds Comments Due: Federal Register version (85 FR 55704)
34-89737
Sept. 2, 2020
SR-FINRA-2020-027
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Temporarily Amend FINRA Rules 1015, 9261, 9524 and 9830 To Permit Hearings Under Those Rules To Be Conducted by Video Conference Comments Due: View Received Comments Federal Register version (85 FR 55712)
34-89751
Sept. 2, 2020
SR-CboeEDGX-2020-042
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Rule 13.4(a), Stating It Will Utilize MEMX Market Data From the CQS/UQDF for Purposes of Order Handling, Routing, Execution, and Related Compliance Processes Comments Due: Exhibit 5 Federal Register version (85 FR 55726)
34-89750
Sept. 2, 2020
SR-CboeEDGA-2020-024
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Rule 13.4(a), Stating It Will Utilize MEMX Market Data From the CQS/UQDF for Purposes of Order Handling, Routing, Execution, and Related Compliance Processes Comments Due: Exhibit 5 Federal Register version (85 FR 55728)
34-89752
Sept. 2, 2020
SR-CboeBZX-2020-067
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Rule 11.26(a), Stating It Will Utilize MEMX Market Data From the CQS/UQDF for Purposes of Order Handling, Routing, Execution, and Related Compliance Processes Comments Due: Exhibit 5 Federal Register version (85 FR 55539)
34-89753
Sept. 2, 2020
SR-CboeBYX-2020-024
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Rule 11.26(a), Stating It Will Utilize MEMX Market Data From the CQS/UQDF for Purposes of Order Handling, Routing, Execution, and Related Compliance Processes Comments Due: Exhibit 5 Federal Register version (85 FR 55718)
34-89743
Sept. 2, 2020
SR-CBOE-2020-034
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Authorize for Trading Flexible Exchange Options on Full-Value Indexes With a Contract Multiplier of One Comments Due: View Received Comments Federal Register version (85 FR 55717)
34-89749
Sept. 2, 2020
SR-CBOE-2020-080
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To List and Trade Options That Overlie the S&P 500 ESG Index Comments Due: Federal Register version (85 FR 55723)
34-89723
Sept. 1, 2020
SR-NYSEAMER-2020-64
Notice of Filing of Proposed Rule Change To Modify Rules 971.1NY and 971.2NY View Received Comments Exhibit 5 Federal Register version (85 FR 55562)
34-89725
Sept. 1, 2020
SR-Phlx-2020-41
Notice of Filing of Proposed Rule Change To List and Trade Options on a Nasdaq-100 Volatility Index Comments Due: View Received Comments Exhibit 5 , Exhibit 3-1 , Exhibit 3-2 Federal Register version (85 FR 55544)
34-89724
Sept. 1, 2020
SR-NYSEArca-2020-59
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) and To Permit the Listing and Trading of Shares of the United States Gold and Treasury Investment Trust Under NYSE Arca Rule 8.201-E Comments Due: View Received Comments Federal Register version (85 FR 55535)
34-89719
Sept. 1, 2020
SR-NSCC-2020-804
Notice of Filing of Advance Notice, as Modified by Amendment No. 1, to Introduce the Margin Liquidity Adjustment Charge and Include a Bid-Ask Risk Charge in the VaR Charge Comments Due: Federal Register version (85 FR 55332)
34-89730
Sept. 1, 2020
SR-PEARL-2020-10
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Implement a Second Equity Rights Program Comments Due: Federal Register version (85 FR 55530)
34-89732
Sept. 1, 2020
SR-FINRA-2020-026
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Temporarily Adopt (1) Supplementary Material .12 (Temporary Extension of the Limited Period for Registered Persons To Function as Principals) Under FINRA Rule 1210 and (2) Supplementary Material .07 (Temporary Extension of the Limited Period for Persons To Function as Operations Professionals) Under FINRA Rule 1220 Comments Due: Federal Register version (85 FR 55535)
34-89718
Sept. 1, 2020
SR-FICC-2020-802
Notice of Filing of Advance Notice, as Modified by Amendment No. 1, to Introduce the Margin Liquidity Adjustment Charge and Include a Bid-Ask Risk Charge in the VaR Charges Comments Due: Federal Register version (85 FR 55341)
34-89710
Aug. 28, 2020
SR-LTSE-2020-14
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Temporarily Suspend the Application of Order Price Collars in Rule 11.190(f)(1) Until September 8, 2020 Comments Due: Federal Register version (85 FR 55052)
34-89705
Aug. 28, 2020
SR-IEX-2020-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rules 2.220(a)(7) and 11.410(a) To Include MIAX PEARL, LLC in the List of Away Trading Centers To Which the Exchange Routes and the Market Data Sources the Exchange Will Use To Determine MIAX PEARL's Top of Book Quotation Comments Due: Exhibit 5 Federal Register version (85 FR 55050)
34-89703
Aug. 28, 2020
SR-FINRA-2020-025
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Security Futures Risk Disclosure Statement Comments Due: Exhibit 3a , Exhibit 3b Federal Register version (85 FR 55054)
34-89707
Aug. 28, 2020
SR-CBOE-2020-074
Notice of Filing of a Proposed Rule Change Relating To Adopt Compression Orders Comments Due: View Received Comments Exhibit 5 Federal Register version (85 FR 55040)
34-89692
Aug. 27, 2020
SR-NYSEAMER-2020-65
Notice of Filing and Immediate Effectiveness of Proposed Change To Modify the NYSE American Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (85 FR 54611)
34-89694
Aug. 27, 2020
SR-NYSEArca-2020-76
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (85 FR 54608)
34-89679
Aug. 26, 2020
SR-FINRA-2020-024
Notice of Filing of a Proposed Rule Change To Delete the FINRA Order Audit Trail System (OATS) Rules Comments Due: View Received Comments Exhibit 5 Federal Register version (85 FR 54461)
34-89673
Aug. 26, 2020
SR-CboeBZX-2020-066
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Comments Due: Exhibit 5 Federal Register version (85 FR 54468)
34-89651
Aug. 25, 2020
SR-NYSEAMER-2020-63
Notice of Filing and Immediate Effectiveness of Proposed Change To Extend the Temporary Waiver of the Co-Location Hot Hands Fee Comments Due: Exhibit 5 Federal Register version (85 FR 53896)
34-89667
Aug. 25, 2020
SR-Phlx-2020-40
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Add the Consolidated Audit Trail Industry Member Compliance Rules to the List of Minor Rule Violations Comments Due: Exhibit 5 Federal Register version (85 FR 53876)
34-89653
Aug. 25, 2020
SR-NYSENAT-2020-26
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Temporary Waiver of the Co-Location Hot Hands Fee Comments Due: Exhibit 5 Federal Register version (85 FR 53874)
34-89654
Aug. 25, 2020
SR-NYSECHX-2020-25
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Temporary Waiver of the Co-location Hot Hands Fee Comments Due: Exhibit 5 Federal Register version (85 FR 53879)
34-89652
Aug. 25, 2020
SR-NYSEArca-2020-74
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Temporary Waiver of the Co-Location Hot Hands Fee Comments Due: Exhibit 5 Federal Register version (85 FR 53885)
34-89655
Aug. 25, 2020
SR-NYSE-2020-69
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Temporary Waiver of the Co-Location Hot Hands Fee Comments Due: Exhibit 5 Federal Register version (85 FR 53872)
34-89662
Aug. 25, 2020
SR-BX-2020-019
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Add the Consolidated Audit Trail Industry Member Compliance Rules to the List of Minor Rule Violations Comments Due: Exhibit 5 Federal Register version (85 FR 53866)
34-89668
Aug. 25, 2020
SR-LTSE-2020-13
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.410(a) Comments Due: Exhibit 5 Federal Register version (85 FR 53881)
34-89664
Aug. 25, 2020
SR-BOX-2020-35
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rule 7160 (Transfer of Positions) Comments Due: View Received Comments Exhibit 5 Federal Register version (85 FR 53883)
34-89640
Aug. 21, 2020
SR-NYSENAT-2020-27
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates Comments Due: Exhibit 5 Federal Register version (85 FR 53041)
34-89631
Aug. 21, 2020
SR-FICC-2020-011
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify the Government Securities Division Schedule of Timeframes and Schedule of GCF Repo Timeframes and Make Other Changes Comments Due: Exhibit 5 Federal Register version (85 FR 53054)
34-89635
Aug. 21, 2020
SR-CBOE-2020-050
Notice of Filing of Amendment Nos. 1 and 2 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Amend Rules 5.37 and 5.73 Related to the Solicitation of Market Makers for SPX Initiating Orders in the Automated Improvement Mechanism and FLEX Automated Improvement Mechanism Comments Due: View Received Comments Federal Register version (85 FR 53051)
34-89636
Aug. 21, 2020
SR-CBOE-2020-051
Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Its Automated Price Improvement Auction Rules in Connection With Agency Order Size Requirements Comments Due: View Received Comments Federal Register version (85 FR 53029)
34-89638
Aug. 21, 2020
SR-CBOE-2020-052
Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rules 5.37, 5.38, and 5.73 Related to Auction Notification Messages and Index Combo Orders in SPX in the Automated Improvement Mechanism, Complex Automated Improvement Mechanism, and FLEX Automated Improvement Mechanism Comments Due: View Received Comments Federal Register version (85 FR 53045)
34-89623
Aug. 20, 2020
SR-NASDAQ-2020-045
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Obsolete References to NASD Rules in the Nasdaq Rulebook Comments Due: Exhibit 5 Federal Register version (85 FR 52645)
34-89621
Aug. 20, 2020
SR-ICEEU-2020-008
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Futures and Options Stress Testing Policy and the Adoption of the Futures and Options Stress Testing Methodology Document Comments Due: Federal Register version (85 FR 52650)
34-89622
Aug. 20, 2020
SR-BOX-2020-34
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility To Amend the Liquidity Fees and Credits for SPY PIP and COPIP Transactions Comments Due: Exhibit 5 Federal Register version (85 FR 52654)
34-89615
Aug. 19, 2020
SR-NYSE-2020-67
Notice of Filing of Proposed Rule Change To Amend Article IV, Section 4.05 of the Thirteenth Amended and Restated Operating Agreement of the Exchange Comments Due: Exhibit 5 Federal Register version (85 FR 52392)
34-89614
Aug. 19, 2020
SR-BX-2020-022
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BX Pricing Schedule at Options 7, Section 2, and Options 7, Section 3 Comments Due: Exhibit 5 Federal Register version (85 FR 52396)
34-89616
Aug. 19, 2020
SR-FICC-2020-010
Notice of Filing of Proposed Rule Change To Describe Key Components of the Mortgage-Backed Securities Division Stress Testing Program Comments Due: Exhibit 5 Federal Register version (85 FR 52387)
34-89590
Aug. 18, 2020
SR-OCC-2020-010
Notice of Filing of Proposed Rule Change Concerning the Commingling of Certain Non-Customer Margin Assets with Clearing Fund Contributions in The Options Clearing Corporation's Account at the Federal Reserve Bank of Chicago Comments Due: Exhibit 5 , Exhibit 5 Federal Register version (85 FR 52176)
34-89592
Aug. 18, 2020
SR-NYSENAT-2020-05
Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Establish Fees for the NYSE National Integrated Feed Comments Due: View Received Comments Federal Register version (85 FR 52174)
34-89607
Aug. 18, 2020
SR-NYSEArca-2020-75
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Fees and Charges Comments Due: Exhibit 5 Federal Register version (85 FR 52179)
34-89591
Aug. 18, 2020
SR-NYSE-2020-68
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Regarding Port Fees Comments Due: Exhibit 5 Federal Register version (85 FR 52159)
34-89594
Aug. 18, 2020
SR-NASDAQ-2020-051
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4759 Comments Due: Exhibit 5 Federal Register version (85 FR 52167)
34-89603
Aug. 18, 2020
SR-NASDAQ-2020-043
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4759 Comments Due: Exhibit 5 Federal Register version (85 FR 52174)
34-89605
Aug. 18, 2020
SR-NASDAQ-2020-037
Notice of Withdrawal of a Proposed Rule Change To Adopt a New "Early Market On Close" Order Type Comments Due: View Received Comments Federal Register version (85 FR 52174)
34-89597
Aug. 18, 2020
SR-CboeEDGX-2020-041
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend its Fees Schedule Comments Due: Exhibit 5 Federal Register version (85 FR 52171)
34-89596
Aug. 18, 2020
SR-CBOE-2020-078
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule To Adopt a New Fee Code Related to the Execution of an Equity Leg of a Stock-Option Order Comments Due: Exhibit 5 Federal Register version (85 FR 52168)
34-89582
Aug. 17, 2020
SR-Phlx-2020-39
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 6, Section 5 (Transfer of Positions) Comments Due: Exhibit 5 Federal Register version (85 FR 51817)
34-89584
Aug. 17, 2020
SR-NYSEArca-2020-56
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend NYSE Arca Rules 5.2-E(j)(3), 5.2-E(j)(8), 5.5-E(g)(2), 8.600-E, and 8.900-E Comments Due: View Received Comments Federal Register version (85 FR 51817)
34-89576
Aug. 17, 2020
SR-GEMX-2020-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 6, Section 5 (Transfer of Positions) Comments Due: Exhibit 5 Federal Register version (85 FR 51809)
34-89578
Aug. 17, 2020
SR-BX-2020-020
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 6, Section 5 (Transfer of Positions) Comments Due: Exhibit 5 Federal Register version (85 FR 51830)
34-89574
Aug. 17, 2020
SR-NASDAQ-2020-050
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 6, Section 5 (Transfer of Positions) Comments Due: Exhibit 5 Federal Register version (85 FR 51820)
34-89577
Aug. 17, 2020
SR-MRX-2020-15
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 6, Section 5 (Transfer of Positions) Comments Due: Exhibit 5 Federal Register version (85 FR 51822)
34-89581
Aug. 17, 2020
SR-MEMX-2020-04
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Various Exchange Rules To Make Changes To Proposed Exchange System Functionality Prior to the Launch of the Exchange Comments Due: Exhibit 5 Federal Register version (85 FR 51799)
