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(Click here for meetings with SEC officials)
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| Nov. 10, 2020 | Kelvin To, Founder and President, Data Boiler Technologies, LLC |
| Sep. 29, 2020 | Martha Redding, Associate General Counsel, Assistant Secretary, NYSE |
| Sep. 25, 2020 | Joanna Mallers, Secretary, FIA Principal Traders Group |
| Sep. 21, 2020 | Jim Considine, Chief Financial Officer, McKay Brothers, LLC |
| Sep. 14, 2020 | Doris Choi, Co-General Counsel, ICE Data Services |
| Sep. 11, 2020 | Tyler Gellasch, Executive Director, Healthy Markets Association |
| Sep. 10, 2020 | Martha Redding, Associate General Counsel, Assistant Secretary, NYSE |
| Sep. 2, 2020 | Ellen Greene, Managing Director, Equity and Options Market Structure, Securities Industry and Financial Markets Association |
| Aug. 28, 2020 | Gregory Babyak, Global Head of Regulatory Affairs, Bloomberg L.P. |
| Aug. 28, 2020 | Jim Considine, Chief Financial Officer, McKay Brothers, LLC |
| Jul. 31, 2020 | Elizabeth K. King, Chief Regulatory Officer, ICE and General Counsel & Corporate Secretary, NYSE |
| Jul. 28, 2020 | Martha Redding, Associate General Counsel, Assistant Secretary, NYSE |
| Jun. 12, 2020 | Gregory Babyak, Global Head of Regulatory Affairs, Bloomberg L.P. |
| Jun. 12, 2020 | Jim Considine, Chief Financial Officer, McKay Brothers LLC |
| Jun. 12, 2020 | Stephen Berger, Managing Director, Global Head of Government and Regulatory Policy, Citadel Securities |
| May 8, 2020 | Joanna Mallers, FIA Principal Traders Group |
| May 8, 2020 | Elizabeth K. King, Chief Regulatory Officer, ICE and General Counsel & Corporate Secretary, NYSE |
| Apr. 3, 2020 | Ellen Greene, Managing Director, SIFMA |
| Mar. 17, 2020 | Jim Considine, Chief Financial Officer, McKay Brothers, LLC |
| Mar. 12, 2020 | Andrew Stevens, General Counsel, IMC |
| Mar. 10, 2020 | Thomas M. Merritt, Deputy General Counsel, Virtu Financial, Inc. |
| Mar. 9, 2020 | Tyler Gellasch, Executive Director, Healthy Markets |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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| Aug. 20, 2020 | Memorandum from the Office of Commissioner Hester M. Peirce regarding an August 7, 2020 meeeting with representatives of Intercontinental Exchange |
| Aug. 10, 2020 | Memorandum from the Office of Commissioner Roisman regarding an August 10, 2020 meeeting with representatives of Intercontinental Exchange and NYSE |
| Jul. 20, 2020 | Memorandum from the Office of the Chairman regarding a June 18, 2020, telephone conference with representatives of the McKay Brothers LLC |
| Jun. 15, 2020 | Memorandum from the Office of Commissioner Allison Herren Lee regarding a June 15, 2020 meeting with representatives of MFA |
| Jun. 12, 2020 | Memorandum from the Offices of Commissioner Elad Roisman and Commissioner Hester Peirce regarding a June 5, 2020 meeting with Representatives of McKay Brothers LLC |
| May 22, 2020 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a March 3, 2020 meeting with representatives of Intercontinental Exchange and New York Stock Exchange |
| May 22, 2020 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a May 13, 2020 conference call with representatives of Intercontinental Exchange and New York Stock Exchange |
| May 15, 2020 | Memorandum from the Division of Trading and Markets regarding an April 23, 2020 meeting with representatives of McKay Brothers LLC |
| May 11, 2020 | Memorandum from the Office of Commissioner Allison Herren Lee regarding a May 11, 2020, meeting with representatives of Intercontinental Exchange (ICE) |
| May 11, 2020 | Memorandum from the Office of the Chairman regarding a May 8, 2020 meeting with a representative of Intercontinental Exchange |
| May 11, 2020 | Memorandum from the Office of Commissioner Roisman regarding a May 11, 2020 meeting with a representative of NYSE |
| Apr. 3, 2020 | Ellen Greene, Managing Director, SIFMA |
| Mar. 23, 2020 | Memorandum from the Office of the Chairman regarding a March 3, 2020 meeting with representatives of Intercontinental Exchange and New York Stock Exchange |
| Mar. 4, 2020 | Memorandum from the Office of Commissioner Allison Herren Lee regarding a March 3, 2020, meeting with representatives of Intercontinental Exchange (ICE) |
| Mar. 3, 2020 | Memorandum from the Office of Commissioner Elad L. Roisman regarding a March 3, 2020, meeting with representatives of Intercontinental Exchange and New York Stock
Exchange |
