Comments on FINRA Rulemaking
Notice of Filing of a Proposed Rule Change to Delete the FINRA Order Audit Trail System (OATS) Rules
[Release No. 34-89679; File No. SR-FINRA-2020-024]
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| Nov. 16, 2020 | Lisa C. Horrigan, Associate General Counsel, FINRA |
| Oct. 29, 2020 | Lisa C. Horrigan, Associate General Counsel, Financial Industry Regulatory Authority, Inc. |
| Sep. 24, 2020 | Ellen Greene, Managing Director, Equity & Options Market Structure, Securities Industry and Financial Markets Association |
| Sep. 22, 2020 | Will Leahey, Head of Regulatory Compliance, Refinitiv Wealth Management |
| Sep. 22, 2020 | Howard Meyerson, Managing Director, Financial Information Forum |
