34-94503
March 24, 2022
SR-OCC-2022-001
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Concerning the Options Clearing Corporation's Margin Methodology for Incorporating Variations in Implied Volatility Comments Due: View Received Comments Federal Register version (87 FR 18451)
34-94504
March 24, 2022
SR-OCC-2022-801
Notice of Extension of Review Period of Advance Notice Concerning The Options Clearing Corporation's Margin Methodology for Incorporating Variations in Implied Volatility Comments Due: Federal Register version (87 FR 18414)
34-94505
March 24, 2022
SR-LCHSA-2022-003
Notice of Filing of Proposed Rule Change Relating to the Restructuring Notification Process for Swaptions Comments Due: Exhibit 5 Federal Register version (87 FR 18416)
34-94508
March 24, 2022
SR-CboeEDGX-2022-014
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 18441)
34-94509
March 24, 2022
SR-CboeEDGX-2022-015
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 18436)
34-94506
March 24, 2022
SR-CboeBZX-2022-020
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 18427)
34-94511
March 24, 2022
SR-CboeBZX-2022-021
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 18411)
34-94507
March 24, 2022
SR-CboeBYX-2022-004
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 18439)
34-94516
March 24, 2022
SR-NYSE-2021-42
Notice of Withdrawal of Proposed Rule Change To Amend the Requirements of Section 102.06 of the NYSE Listed Company Manual To Allow an Acquisition Company To Contribute a Portion of Its Trust Account to a New Acquisition Company and Spin-Off the New Acquisition Company to Its Shareholders Comments Due: View Received Comments Federal Register version (87 FR 18413)
34-94515
March 24, 2022
SR-LTSE-2022-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Continuing Education Requirements Comments Due: Federal Register version (87 FR 18419)
34-94512
March 24, 2022
SR-CBOE-2022-011
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 18425)
34-94513
March 24, 2022
SR-CBOE-2022-012
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Relating to the Continuing Education for Registered Persons as Provided Under Exchange Rule 3.33 and To Amend Related Registration Requirements as Provided Under Rule 3.30 Comments Due: Federal Register version (87 FR 18446)
34-94514
March 24, 2022
SR-C2-2022-007
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 18422)
34-94498
March 23, 2022
SR-FINRA-2022-006
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Trade Reporting Fees Applicable to Participants That Use the FINRA/NYSE Trade Reporting Facility Comments Due: Exhibit 5 Federal Register version (87 FR 18430)
34-94496
March 23, 2022
SR-CboeEDGX-2022-004
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Codify Certain Practices and Requirements Related to the Exchange's Port Message Rate Thresholds Comments Due: Federal Register version (87 FR 18410)
34-94492
March 23, 2022
SR-NASDAQ-2022-020
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4756(a)(3), in Light of Planned Changes to the System as Well as To Address Existing Issues Comments Due: Exhibit 5 Federal Register version (87 FR 18405)
34-94489
March 22, 2022
SR-EMERALD-2022-11
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make a Formatting Change to Exchange Rule 531, Reports, Market Data Products and Services Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 17347)
34-94487
March 22, 2022
SR-NYSEAMER-2022-15
Notice of Filing of Proposed Rule Change To Amend Rule 7.31E(h)(3) View Received Comments Exhibit 5 Federal Register version (87 FR 17349)
34-94485
March 22, 2022
SR-ICEEU-2022-007
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Amendments to the ICE Clear Europe Delivery Procedures Comments Due: Exhibit 5 Federal Register version (87 FR 17374)
34-94486
March 22, 2022
SR-NYSEArca-2022-14
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade Shares of the Columbia Seligman Semiconductor and Technology ETF Under NYSE Arca Rule 8.601 (Active Proxy Portfolio Shares) Comments Due: Federal Register version (87 FR 17351)
34-94490
March 22, 2022
SR-NYSEArca-2022-13
Notice of Filing of Proposed Rule Change To Amend Rule 7.31-E(h)(3) View Received Comments Exhibit 5 Federal Register version (87 FR 17376)
34-94484
March 22, 2022
SR-CBOE-2021-071
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, To Adopt a New Trading Session That Will Operate After the Close of the Regular Trading Hours Session Comments Due: View Received Comments Federal Register version (87 FR 17359)
34-94468
March 18, 2022
SR-ISE-2022-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Qualifications for the Market Maker Plus Program in Options 7, Section 3 Comments Due: Exhibit 5 Federal Register version (87 FR 16816)
34-94462
March 18, 2022
SR-CboeEDGX-2022-019
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.16 to April 18, 2022 Comments Due: Exhibit 5 Federal Register version (87 FR 16805)
34-94470
March 18, 2022
SR-CboeEDGX-2021-052
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 25.3, Which Governs the Exchange's Minor Rule Violation Plan, in Connection With Certain Minor Rule Violations and Applicable Fines Comments Due: Federal Register version (87 FR 16778)
34-94464
March 18, 2022
SR-CboeBZX-2022-023
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.18 to April 18, 2022 Comments Due: Exhibit 5 Federal Register version (87 FR 16809)
34-94474
March 18, 2022
SR-CboeBZX-2021-083
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, To Amend Rule 25.3, Which Governs the Exchange's Minor Rule Violation Plan, in Connection With Certain Minor Rule Violations and Applicable Fines Comments Due: View Received Comments Federal Register version (87 FR 16794)
34-94476
March 18, 2022
SR-CboeBZX-2022-006
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the WisdomTree Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: View Received Comments Federal Register version (87 FR 16800)
34-94475
March 18, 2022
SR-NYSEArca-2021-67
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the One River Carbon Neutral Bitcoin Trust Under NYSE Arca Rule 8.201-E Comments Due: View Received Comments Federal Register version (87 FR 16808)
34-94467
March 18, 2022
SR-NYSE-2022-13
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change for Certain Amendments to the Preamble to Rule 9217 Comments Due: Exhibit 5 Federal Register version (87 FR 16773)
34-94466
March 18, 2022
SR-NASDAQ-2022-024
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Create a Monthly Media Enterprise License for the Distribution of Nasdaq Basic to the General Investing Public for Display Usage Comments Due: Exhibit 5 Federal Register version (87 FR 16811)
34-94471
March 18, 2022
SR-NASDAQ-2022-015
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Exempt Non-Convertible Bonds Listed Under Rule 5702 From Certain Corporate Governance Requirements View Received Comments Federal Register version (87 FR 16778)
34-94473
March 18, 2022
SR-NASDAQ-2022-022
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend General 3, Rule 1002, Qualifications of Exchange Members and Associated Persons; Registration of Branch Offices and Designation of Office of Supervisory Jurisdiction Comments Due: Federal Register version (87 FR 16804)
34-94465
March 18, 2022
SR-LTSE-2021-08
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Modify and Expand the Package of Products and Services Provided to Companies and Clarify Existing Practice Under Rule 14.602 Comments Due: Federal Register version (87 FR 16800)
34-94463
March 18, 2022
SR-CboeEDGA-2022-006
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.16 to April 18, 2022 Comments Due: Exhibit 5 Federal Register version (87 FR 16775)
34-94445
March 17, 2022
SR-ISE-2022-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Harmonize Various Processes Under Options 3, Section 20 Across the Affiliated Nasdaq Options Exchanges Comments Due: Exhibit 5 Federal Register version (87 FR 16539)
34-94448
March 17, 2022
SR-IEX-2022-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period for the Market Wide Circuit Breaker to April 18, 2022 Comments Due: Exhibit 5 Federal Register version (87 FR 16515)
34-94456
March 17, 2022
SR-CboeBYX-2022-008
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.18 to April 18, 2022 Comments Due: Exhibit 5 Federal Register version (87 FR 16507)
34-94453
March 17, 2022
SR-Phlx-2022-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Open Outcry Options Transaction Charges View Received Comments Exhibit 5 Federal Register version (87 FR 16529)
34-94457
March 17, 2022
SR-NYSE-2021-44
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Rules 7.31, 7.35, 7.35B, 7.35C, 98, and 104 Relating to the Closing Auction Comments Due: View Received Comments Federal Register version (87 FR 16539)
34-94444
March 17, 2022
SR-GEMX-2022-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Harmonize Various Processes Under Options 3, Section 20 Across the Affiliated Nasdaq Options Exchanges Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 16525)
34-94446
March 17, 2022
SR-BX-2022-004
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Harmonize Various Processes Under Options 3, Section 20 Across the Affiliated Nasdaq Options Exchanges Comments Due: Exhibit 5 Federal Register version (87 FR 16528)
34-94447
March 17, 2022
SR-NASDAQ-2022-023
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Harmonize Various Processes Under Options 3, Section 20 Across the Affiliated Nasdaq Options Exchanges Comments Due: Exhibit 5 Federal Register version (87 FR 16502)
34-94451
March 17, 2022
SR-NASDAQ-2022-025
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees and Credits at Equity 7, Sections 114 and 118 March 17, 2022 Comments Due: Exhibit 5 Federal Register version (87 FR 16521)
34-94443
March 17, 2022
SR-MRX-2022-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Harmonize Various Processes Under Options 3, Section 20 Across the Affiliated Nasdaq Options Exchanges Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 16533)
34-94452
March 17, 2022
SR-PEARL-2022-08
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend Exchange Rule 2622, Limit Up-Limit Down Plan and Trading Halts Comments Due: Exhibit 5 Federal Register version (87 FR 16509)
34-94449
March 17, 2022
SR-MEMX-2022-04
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Related to the Market Wide Circuit Breaker Until April 18, 2022 Comments Due: Exhibit 5 Federal Register version (87 FR 16535)
34-94454
March 17, 2022
SR-CBOE-2022-013
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period Related to the Market-Wide Circuit Breaker in Rule 5.22 to April 18, 2022 Comments Due: Exhibit 5 Federal Register version (87 FR 16512)
34-94455
March 17, 2022
SR-C2-2022-008
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period Related to the Market-Wide Circuit Breaker in Rule 5.20.01 to April 18, 2022 Comments Due: Exhibit 5 Federal Register version (87 FR 16504)
34-94428
March 16, 2022
SR-FINRA-2022-005
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period Related to FINRA Rule 6121.02 (Market-Wide Circuit Breakers in NMS Stocks) Comments Due: Exhibit 5 Federal Register version (87 FR 16265)
34-94430
March 16, 2022
SR-FINRA-2022-004
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Expiration Date of the Temporary Amendments Set Forth in SR-FINRA-2020-015 and SR-FINRA-2020-027 Comments Due: Federal Register version (87 FR 16262)
34-94427
March 16, 2022
SR-ISE-2022-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Market Maker Plus Tier 1b Rebate for SPY, QQQ, and IWM Comments Due: Exhibit 5 Federal Register version (87 FR 16274)
34-94437
March 16, 2022
SR-CboeEDGX-2022-013
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 16296)
34-94432
March 16, 2022
SR-CboeBZX-2022-015
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Applicable to Various Market Data Products Comments Due: Exhibit 5 Federal Register version (87 FR 16277)
34-94435
March 16, 2022
SR-Phlx-2022-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Market-Wide Circuit Breaker Pilot to April 18, 2022 Comments Due: Exhibit 5 Federal Register version (87 FR 16281)
34-94441
March 16, 2022
SR-NYSE-2021-40
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 To Adopt on a Permanent Basis the Pilot Program for Market-Wide Circuit Breakers in Rule 7.12 Comments Due: View Received Comments Federal Register version (87 FR 16286)
34-94434
March 16, 2022
SR-BX-2022-005
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Market-Wide Circuit Breaker Pilot to April 18, 2022 Comments Due: Exhibit 5 Federal Register version (87 FR 16299)
34-94433
March 16, 2022
SR-NASDAQ-2022-026
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Market-Wide Circuit Breaker Pilot to April 18, 2022 Comments Due: Exhibit 5 Federal Register version (87 FR 16283)
34-94429
March 16, 2022
SR-MEMX-2022-05
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Continuing Education Requirements Comments Due: Federal Register version (87 FR 16268)
34-94436
March 16, 2022
SR-CboeEDGA-2022-003
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Applicable to Various Market Data Products Comments Due: Exhibit 5 Federal Register version (87 FR 16272)
34-94415
March 15, 2022
SR-NYSEAMER-2022-14
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 7.12E Comments Due: Exhibit 5 Federal Register version (87 FR 16040)
34-94420
March 15, 2022
SR-NYSECHX-2022-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 7.12 Comments Due: Exhibit 5 Federal Register version (87 FR 16060)
34-94423
March 15, 2022
SR-LCHSA-2022-002
Notice of Filing of Proposed Rule Change Relating to the CDS Clearing Rule Book, Supplement, and Procedures Comments Due: Exhibit 5 Federal Register version (87 FR 16035)
34-94418
March 15, 2022
SR-NYSENAT-2022-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 7.12 Comments Due: Exhibit 5 Federal Register version (87 FR 16043)
34-94417
March 15, 2022
SR-NYSEARCA-2022-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 7.12-E Comments Due: Exhibit 5 Federal Register version (87 FR 16057)
34-94419
March 15, 2022
SR-MEMX-2022-02
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Adopt Connectivity Fees Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 16046)
34-94416
March 15, 2022
SR-BOX-2022-09
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility Comments Due: Exhibit 5 Federal Register version (87 FR 16039)
34-94406
March 14, 2022
SR-EMERALD-2022-10
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 15460)
34-94408
March 14, 2022
SR-CboeBZX-2022-019
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the External Subscriber Fees Applicable to Cboe One Summary Derived Data API Service Comments Due: Exhibit 5 Federal Register version (87 FR 15464)
34-94404
March 11, 2022
SR-ICEEU-2022-006
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Delivery Procedures Comments Due: Exhibit 5 Federal Register version (87 FR 15277)
34-94405
March 11, 2022
SR-CboeEDGX-2022-008
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the External Subscriber Fees Applicable To Cboe One Summary Derived Data API Service Comments Due: Exhibit 5 Federal Register version (87 FR 15292)
34-94401
March 11, 2022
SR-CboeBZX-2022-018
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit Certain Series of Tracking Fund Shares Issued by Fidelity Covington Trust, Which Are Listed and Traded on the Exchange Pursuant to Rule 14.11(m), To Use Custom Baskets Comments Due: Federal Register version (87 FR 15296)
34-94402
March 11, 2022
SR-CboeBZX-2022-016
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reflect a Modification to the Permitted Components of the Tracking Basket of the Hartford Large Cap Growth ETF, and To Permit the Use of Custom Baskets by the Hartford Large Cap Growth ETF, the Invesco US Large Cap Core ETF, and the Invesco Real Assets ESG ETF Comments Due: Federal Register version (87 FR 15283)
34-94400
March 11, 2022
SR-NASDAQ-2022-021
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange Registration Rules in General 4 Comments Due: Federal Register version (87 FR 15286)
34-94403
March 11, 2022
SR-LTSE-2022-01
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Date of the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.280 Comments Due: Exhibit 5 Federal Register version (87 FR 15279)
34-94394
March 10, 2022
SR-MEMX-2022-01
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 14923)
34-94386
March 9, 2022
SR-EMERALD-2022-08
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Emerald Fee Schedule To Adopt Fees for a New Data Product Called the Liquidity Taker Event Report-Complex Orders Comments Due: Exhibit 5 Federal Register version (87 FR 14603)
34-94383
March 9, 2022
SR-MSRB-2022-01
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Further Extend the Regulatory Relief and Permit Dealers To Conduct Office Inspections Remotely Until December 31, 2022 Pursuant to MSRB Rule G-27, on Supervision Comments Due: Exhibit 5 Federal Register version (87 FR 14596)
34-94388
March 9, 2022
SR-NYSE-2022-11
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Amend the NYSE Listed Company Manual To Provide a Limited Exemption From the Shareholder Approval Requirements for Closed-End Management Investment Companies With Equity Securities Listed Under Section 102.04 of the Listed Company Manual View Received Comments Exhibit 5 Federal Register version (87 FR 14589)
34-94392
March 9, 2022
SR-NYSE-2022-04
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rules 5P, 5.2(j)(8)(e), 8P, and 98 View Received Comments Federal Register version (87 FR 14592)
34-94384
March 9, 2022
SR-MIAX-2022-11
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Options Fee Schedule To Adopt Fees for a New Data Product Called the Liquidity Taker Event Report-Complex Orders Comments Due: Exhibit 5 Federal Register version (87 FR 14598)
34-94377
March 8, 2022
SR-CboeBZX-2022-011
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 14310)
34-94379
March 8, 2022
SR-CboeBZX-2022-014
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 14308)
34-94378
March 8, 2022
SR-NYSE-2022-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Sections 902.03 and 902.11 of the NYSE Listed Company Manual To Establish Fees for the Listing of Rights Comments Due: Exhibit 5 Federal Register version (87 FR 14312)
34-94376
March 8, 2022
SR-CBOE-2022-008
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 14307)
34-94368
March 7, 2022
SR-EMERALD-2022-09
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Emerald Fee Schedule To Amend the Excessive Quoting Fee Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 14051)
34-94374
March 7, 2022
SR-CboeBZX-2022-017
Notice of Filing of a Proposed Rule Change Relating to Amend BZX Rule 11.17, Clearly Erroneous Executions Comments Due: Exhibit 5 Federal Register version (87 FR 14062)
34-94370
March 7, 2022
SR-NASDAQ-2022-017
Notice of Filing of Proposed Rule Change To Modify Equity 4, Section 4120 To Add Categories of Regulatory and Operational Halts, To Reorganize the Remaining Text of the Rule, and To Make Conforming Changes to Related Rules View Received Comments Exhibit 5 Federal Register version (87 FR 14071)
34-94365
March 4, 2022
SR-FINRA-2021-030
Notice of Filing of Amendment No. 1 and Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, Relating to TRACE Reporting of Corporate Bond Trades That Are Part of a Larger Portfolio Trade Comments Due: Federal Register version (87 FR 13781)
34-94362
March 4, 2022
SR-NYSE-2021-42
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Requirements of Section 102.06 of the NYSE Listed Company Manual To Allow an Acquisition Company To Contribute a Portion of Its Trust Account to a New Acquisition Company and Spin-Off the New Acquisition Company to Its Shareholders Comments Due: View Received Comments Federal Register version (87 FR 13780)
34-94363
March 4, 2022
SR-NYSE-2021-45
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, To Adopt Listing Standards for Subscription Warrants Issued by a Company Organized Solely for the Purpose of Identifying an Acquisition Target Comments Due: View Received Comments Federal Register version (87 FR 13779)
34-94354
March 3, 2022
SR-ISE-2022-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Index Options Rules Comments Due: Exhibit 5 Federal Register version (87 FR 13350)
34-94353
March 3, 2022
SR-MIAX-2021-58
Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Adopt Exchange Rule 532, Order and Quote Price Protection Mechanisms and Risk Controls Comments Due: View Received Comments Federal Register version (87 FR 13339)
34-94356
March 3, 2022
SR-FINRA-2022-003
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Implementation Date of Certain Amendments to FINRA Rule 4210 Approved Pursuant to SR-FINRA-2015-036 Comments Due: Federal Register version (87 FR 13337)
34-94351
March 2, 2022
4-533
Notice of Filing of Amendment No. 4 to the National Market System Plan for the Selection and Reservation of Securities Symbols Comments Due: View Received Comments Appendix A - Symbology Plan Federal Register version (87 FR 13027)
34-94349
March 2, 2022
SR-NYSE-2021-45
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 2, To Adopt Listing Standards for Subscription Warrants Issued by a Company Organized Solely for the Purpose of Identifying an Acquisition Target Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 13036)
34-94335
March 1, 2022
SR-EMERALD-2021-38
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Exchange Rule 531 To Provide for a New Service Called the High Precision Network Time Signal Service View Received Comments Federal Register version (87 FR 12756)
34-94334
March 1, 2022
SR-NYSEAMER-2022-11
Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Options Proprietary Market Data Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 12748)
34-94336
March 1, 2022
SR-NYSEArca-2022-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Proprietary Market Data Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 12752)
34-94324
Feb. 28, 2022
SR-NYSEAMER-2022-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE American Options Proprietary Market Data Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 12503)
