Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change to Amend Rule 25.3, which Governs the Exchange’s Minor Rule Violation Plan, in
Connection with Certain Minor Rule Violations and Applicable Fines
[Release No. 34-93834; File No. SR-CboeBZX-2021-083]
Oct. 12, 2022 | Anonymous |
Oct. 8, 2022 | Randall Evans, Quality Assurance, Forge Biologics |
Oct. 8, 2022 | Kayden L. Fox, Optum |
Mar. 8, 2022 | Laura G. Dickman, VP, Associate General Counsel, CBOE |
Dec. 21, 2021 | Simon L. |