34-94319
Feb. 28, 2022
SR-NYSEArca-2022-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Proprietary Market Data Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 12743)
34-94330
Feb. 28, 2022
SR-ICC-2022-001
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to ICC's Fee Schedules Comments Due: Exhibit 5 Federal Register version (87 FR 12508)
34-94329
Feb. 28, 2022
SR-CboeEDGX-2022-007
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify How Drill-Through Price Protection Applies to Users' Orders When Multiple Stop Orders and Stop-Limit Orders Are Triggered by the Same Price Comments Due: Exhibit 5 Federal Register version (87 FR 12521)
34-94328
Feb. 28, 2022
SR-CboeBZX-2022-009
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Modify How Drill-Through Price Protection Applies to Users' Orders When Multiple Stop Order and Stop-Limit Orders Are Triggered by the Same Price Comments Due: Exhibit 5 Federal Register version (87 FR 12510)
34-94327
Feb. 28, 2022
SR-CBOE-2022-006
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify How Drill-Through Price Protection Applies to Users' Orders When Multiple Stop (Stop-Loss) and Stop-Limit Orders Are Triggered by the Same Price Comments Due: Exhibit 5 Federal Register version (87 FR 12518)
34-94325
Feb. 28, 2022
SR-C2-2022-005
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Modify How Drill-Through Price Protection Applies to Users' Orders When Multiple Stop (Stop-Loss) and Stop-Limit Orders Are Triggered by the Same Price Comments Due: Exhibit 5 Federal Register version (87 FR 12523)
34-94316
Feb. 25, 2022
SR-NASDAQ-2021-066
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the Valkyrie XBTO Bitcoin Futures Fund Under Nasdaq Rule 5711(g) Comments Due: Federal Register version (87 FR 12211)
34-94302
Feb. 23, 2022
SR-NYSEArca-2021-73
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Franklin Responsibly Sourced Gold ETF Under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) Comments Due: Federal Register version (87 FR 11761)
34-94301
Feb. 23, 2022
SR-PEARL-2022-06
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 2617(b) To Adopt Two New Routing Options, and To Make Related Changes and Clarifications to Rules 2614(a)(2)(B) and 2617(b)(2) Comments Due: Exhibit 5 Federal Register version (87 FR 11739)
34-94293
Feb. 22, 2022
SR-Phlx-2022-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Strategy Caps for Reversal and Conversion and Jelly Roll Strategies Comments Due: Exhibit 5 Federal Register version (87 FR 11108)
34-94298
Feb. 22, 2022
SR-NYSECHX-2022-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Article I, Rule 5 To Replace References to Employees and Officers of Intercontinental Exchange Group, Inc. Comments Due: Exhibit 5 Federal Register version (87 FR 11100)
34-94297
Feb. 22, 2022
SR-NYSE-2022-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1 To Replace References to Employees and Officers of Intercontinental Exchange Group, Inc. Comments Due: Exhibit 5 Federal Register version (87 FR 11106)
34-94292
Feb. 22, 2022
SR-CBOE-2022-005
Notice of Filing of a Proposed Rule Change To Permit P.M.-Settled S&P 500 Index Options That Expire on Tuesday or Thursday Under Its Nonstandard Expirations Pilot Program Comments Due: Exhibit 5 Federal Register version (87 FR 11102)
34-94284
Feb. 18, 2022
SR-EMERALD-2022-07
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 10856)
34-94283
Feb. 18, 2022
SR-OCC-2022-002
Notice of Filing of Proposed Rule Change Concerning the Options Clearing Corporation's Governance Arrangements Comments Due: View Received Comments Exhibit 5a , Exhibit 5b , Exhibit 5c , Exhibit 5d , Exhibit 5e , Exhibit 5f , Exhibit 5g , Exhibit 5h , Exhibit 5a , Exhibit 5b , Exhibit 5c , Exhibit 5d , Exhibit 5e , Exhibit 5f , Exhibit 5g , Exhibit 5h Federal Register version (87 FR 10881)
34-94286
Feb. 18, 2022
SR-PEARL-2022-04
Notice of Filing of a Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Increase the Monthly Fees for MIAX Express Network Full Service Port; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change Comments Due: Exhibit 5 Federal Register version (87 FR 10860)
34-94287
Feb. 18, 2022
SR-PEARL-2022-05
Notice of Filing of a Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Remove Certain Credits and Increase Trading Permit Fees; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change Comments Due: Exhibit 5 Federal Register version (87 FR 10837)
34-94280
Feb. 18, 2022
SR-ICEEU-2022-004
Notice of Filing of Proposed Rule Change Relating to Amendments to the ICE Clear Europe CDS Clearing Stress Testing Policy and CDS Clearing Back-Testing Policy Comments Due: Exhibit 5 Federal Register version (87 FR 10878)
34-94281
Feb. 18, 2022
SR-ICEEU-2022-005
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Rate of Return on Euro and Pound Sterling Cash Margin and Guaranty Fund Deposits Comments Due: Exhibit 5 Federal Register version (87 FR 10835)
34-94270
Feb. 17, 2022
SR-OCC-2021-803
Notice of No Objection to Advance Notice Concerning The Options Clearing Corporation's Cash and Investment Management Comments Due: View Received Comments Federal Register version (87 FR 10262)
34-94272
Feb. 17, 2022
SR-NSCC-2022-001
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Clearing Agency Model Risk Management Framework Comments Due: View Received Comments Federal Register version (87 FR 10419)
34-94271
Feb. 17, 2022
SR-FICC-2022-001
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Clearing Agency Model Risk Management Framework Comments Due: Federal Register version (87 FR 10411)
34-94273
Feb. 17, 2022
SR-DTC-2022-001
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Clearing Agency Model Risk Management Framework Comments Due: View Received Comments Federal Register version (87 FR 10395)
34-94278
Feb. 17, 2022
SR-BOX-2021-14
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, in Connection With the Proposed Establishment of BSTX LLC as a Facility of the Exchange Comments Due: View Received Comments Federal Register version (87 FR 10401)
34-94265
Feb. 16, 2022
SR-NASDAQ-2022-015
Notice of Filing of Proposed Rule Change To Exempt Non-Convertible Bonds Listed Under Rule 5702 From Certain Corporate Governance Requirements View Received Comments Exhibit 5 Federal Register version (87 FR 10265)
34-94264
Feb. 16, 2022
SR-BOX-2022-07
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility To Adopt Electronic Market Maker Trading Permit Fees Comments Due: Exhibit 5 Federal Register version (87 FR 10268)
34-94257
Feb. 15, 2022
SR-EMERALD-2022-04
Notice of Filing of a Proposed Rule Change To Amend the MIAX Emerald Fee Schedule To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change View Received Comments Exhibit 5 Federal Register version (87 FR 9678)
34-94260
Feb. 15, 2022
SR-EMERALD-2022-05
Notice of Filing of a Proposed Rule Change To Amend Its Fee Schedule To Adopt a Tiered-Pricing Structure for Additional Limited Service MIAX Emerald Express Interface Ports; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change View Received Comments Exhibit 5 Federal Register version (87 FR 9695)
34-94263
Feb. 15, 2022
SR-EMERALD-2022-06
Notice of Filing of a Proposed Rule Change To Establish Fees for the Exchange's cToM Market Data Product; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change Comments Due: Exhibit 5 Federal Register version (87 FR 9766)
34-94258
Feb. 15, 2022
SR-PEARL-2022-03
Notice of Filing of a Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change Comments Due: Exhibit 5 Federal Register version (87 FR 9659)
34-94251
Feb. 15, 2022
SR-MIAX-2022-09
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC To Amend Exchange Rule 1308, Supervision of Accounts Comments Due: Federal Register version (87 FR 9764)
34-94256
Feb. 15, 2022
SR-MIAX-2022-07
Notice of Filing of a Proposed Rule Change To Amend the MIAX Fee Schedule To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change Comments Due: Exhibit 5 Federal Register version (87 FR 9711)
34-94259
Feb. 15, 2022
SR-MIAX-2022-08
Notice of Filing of a Proposed Rule Change To Amend Its Fee Schedule To Adopt a Tiered-Pricing Structure for Additional Limited Service MIAX Express Interface Ports; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change Comments Due: Exhibit 5 Federal Register version (87 FR 9747)
34-94262
Feb. 15, 2022
SR-MIAX-2022-10
Notice of Filing of a Proposed Rule Change To Establish Fees for the Exchange's cToM Market Data Product; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change Comments Due: Exhibit 5 Federal Register version (87 FR 9733)
34-94252
Feb. 15, 2022
SR-CboeBZX-2022-008
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 9780)
34-94237
Feb. 14, 2022
SR-CboeEDGX-2022-005
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 9399)
34-94238
Feb. 14, 2022
SR-CboeBZX-2021-086
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend the Opening Auction Process Provided Under Rule 11.23(b)(2)(B) View Received Comments Federal Register version (87 FR 9399)
34-94233
Feb. 11, 2022
SR-NYSEArca-2022-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 9093)
34-94226
Feb. 11, 2022
SR-NASDAQ-2022-012
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 115 of the Fee Schedule Comments Due: Federal Register version (87 FR 9096)
34-94219
Feb. 10, 2022
SR-Phlx-2022-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fee Schedule, at Equity 7, Section 3 Comments Due: Exhibit 5
34-94222
Feb. 10, 2022
SR-NYSE-2021-68
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Revise the Suite of Complimentary Products and Services Offered To Listed Companies Comments Due: View Received Comments Federal Register version (87 FR 8886)
34-94223
Feb. 10, 2022
SR-NYSE-2022-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Comments Due: Exhibit 5 Federal Register version (87 FR 8891)
34-94218
Feb. 10, 2022
SR-NASDAQ-2022-013
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Credits at Equity 7, Section 118 Comments Due: Exhibit 5 Federal Register version (87 FR 8903)
34-94203
Feb. 9, 2022
SR-NSCC-2021-803
Notice of Extension of Review Period of Advance Notice to Establish the Securities Financing Transaction Clearing Service and Make Other Changes Comments Due: View Received Comments Second Memo regarding the Commission's Request for Additional Information Federal Register version (87 FR 8624)
34-94202
Feb. 9, 2022
SR-CboeBZX-2021-052
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Global X Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: View Received Comments Federal Register version (87 FR 8628)
34-94201
Feb. 9, 2022
SR-CBOE-2022-004
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 8621)
34-94204
Feb. 9, 2022
SR-CBOE-2021-046
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Cboe Rule 5.4 and Make Corresponding Changes to Other Rules Comments Due: View Received Comments Federal Register version (87 FR 8625)
34-94184
Feb. 8, 2022
SR-CboeBZX-2022-006
Notice of Filing of a Proposed Rule Change To List and Trade Shares of the WisdomTree Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: View Received Comments Federal Register version (87 FR 8318)
34-94181
Feb. 8, 2022
SR-NYSE-2021-74
Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Provisions of Rule 7.35B View Received Comments
34-94189
Feb. 8, 2022
SR-MEMX-2021-10
Notice of Filing of Amendment No. 1 to, and Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove, a Proposed Rule Change To Establish a Retail Midpoint Liquidity Program Comments Due: View Received Comments Exhibit 4 , Exhibit 5 Federal Register version (87 FR 8305)
34-94186
Feb. 8, 2022
SR-CboeEDGX-2022-006
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 8316)
34-94185
Feb. 8, 2022
SR-C2-2022-004
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 8314)
34-94165
Feb. 7, 2022
SR-OCC-2022-001
Notice of Filing of Proposed Rule Change Concerning the Options Clearing Corporation's Margin Methodology for Incorporating Variations in Implied Volatility Comments Due: View Received Comments Federal Register version (87 FR 8072)
34-94166
Feb. 7, 2022
SR-OCC-2022-801
Notice of Filing of Advance Notice Concerning The Options Clearing Corporation's Margin Methodology for Incorporating Variations in Implied Volatility Comments Due: Federal Register version (87 FR 8063)
34-94168
Feb. 7, 2022
SR-NSCC-2021-010
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Establish the Securities Financing Transaction Clearing Service and Make Other Changes Comments Due: View Received Comments Federal Register version (87 FR 8062)
34-94167
Feb. 7, 2022
SR-DTC-2021-014
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Provide Settlement Services for Transactions Entered Into Under the Proposed Securities Financing Transaction Clearing Service of the National Securities Clearing Corporation Comments Due: Federal Register version (87 FR 8061)
34-94159
Feb. 4, 2022
SR-EMERALD-2021-42
Notice of Withdrawal of Proposed Rule Change To Amend the MIAX Emerald Fee Schedule To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees View Received Comments Federal Register version (87 FR 7882)
34-94152
Feb. 4, 2022
SR-NYSEAMER-2022-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 975NY Comments Due: Exhibit 5 Federal Register version (87 FR 7885)
34-94155
Feb. 4, 2022
SR-EMERALD-2021-43
Notice of Withdrawal of Proposed Rule Changes To Amend Fee Schedules To Adopt Tiered-Pricing Structures for Additional Limited Service MIAX and MIAX Emerald Express Interface Ports File Nos.: Comments Due: View Received Comments Federal Register version (87 FR 7885)
34-94155
Feb. 4, 2022
SR-MIAX-2021-60
Notice of Withdrawal of Proposed Rule Changes To Amend Fee Schedules To Adopt Tiered-Pricing Structures for Additional Limited Service MIAX and MIAX Emerald Express Interface Ports File Nos.: Comments Due: View Received Comments Federal Register version (87 FR 7885)
34-94157
Feb. 4, 2022
SR-PEARL-2021-57
Notice of Withdrawal of Proposed Rule Changes To Amend the Fee Schedules To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees File Nos.: Comments Due: View Received Comments Federal Register version (87 FR 7885)
34-94157
Feb. 4, 2022
SR-MIAX-2021-59
Notice of Withdrawal of Proposed Rule Changes To Amend the Fee Schedules To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees File Nos.: Comments Due: View Received Comments Federal Register version (87 FR 7885)
34-94156
Feb. 4, 2022
SR-FINRA-2022-002
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate the Transaction Query Fee for the FINRA/Nasdaq TRF Comments Due: Exhibit 5 Federal Register version (87 FR 7883)
34-94141
Feb. 3, 2022
SR-NYSEARCA-2021-68
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt New NYSE Arca Rule 6.91P-O Comments Due: Federal Register version (87 FR 7517)
34-94145
Feb. 3, 2022
SR-NASDAQ-2021-099
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend Nasdaq Rule 5815 Regarding the Use of a Panel Monitor Following a Compliance Determination by a Nasdaq Listings Qualification Hearings Panel Comments Due: Federal Register version (87 FR 7521)
34-94140
Feb. 3, 2022
SR-LTSE-2021-08
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Modify and Expand the Package of Products and Services Provided to Companies and Clarify Existing Practice Under Rule 14.602 Comments Due: Federal Register version (87 FR 7521)
34-94143
Feb. 3, 2022
SR-CboeEDGX-2021-052
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend Rule 25.3, Which Governs the Exchange's Minor Rule Violation Plan, in Connection With Certain Minor Rule Violations and Applicable Fines Comments Due: Federal Register version (87 FR 7518)
34-94144
Feb. 3, 2022
SR-CboeEDGX-2022-004
Notice of Filing of a Proposed Rule Change To Codify Certain Practices and Requirements Related to the Exchange's Port Message Rate Thresholds Comments Due: Exhibit 5 Federal Register version (87 FR 7519)
34-94142
Feb. 3, 2022
SR-CboeBZX-2021-083
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend Rule 25.3, Which Governs the Exchange's Minor Rule Violation Plan, in Connection With Certain Minor Rule Violations and Applicable Fines Comments Due: View Received Comments Federal Register version (87 FR 7518)
34-94136
Feb. 2, 2022
SR-EMERALD-2022-02
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 531 To Provide for the New Liquidity Taker Event Report-Complex Orders Comments Due: Exhibit 5 Federal Register version (87 FR 7223)
34-94135
Feb. 2, 2022
SR-MIAX-2022-06
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 531 To Provide for the New Liquidity Taker Event Report-Complex Orders Comments Due: Exhibit 5 Federal Register version (87 FR 7217)
34-94121
Feb. 1, 2022
SR-NYSEARCA-2022-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules To Add New Subparagraph (i)(4) to Rule 7.31-E Comments Due: Exhibit 5 Federal Register version (87 FR 6900)
34-94125
Feb. 1, 2022
SR-NYSEArca-2022-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 6910)
34-94120
Feb. 1, 2022
SR-GEMX-2022-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Obvious Error Rule Comments Due: Exhibit 5 Federal Register version (87 FR 6921)
34-94123
Feb. 1, 2022
SR-BX-2022-003
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Obvious Error Rule Comments Due: Exhibit 5 Federal Register version (87 FR 6896)
34-94116
Feb. 1, 2022
SR-NASDAQ-2022-010
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Obvious Error Rule Comments Due: Exhibit 5 Federal Register version (87 FR 6913)
34-94117
Feb. 1, 2022
SR-MRX-2022-02
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Proposed Rule Change To Update the Obvious Error Rule Comments Due: Exhibit 5 Federal Register version (87 FR 6906)
34-94118
Feb. 1, 2022
SR-ISE-2022-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Obvious Error Rule Comments Due: Exhibit 5 Federal Register version (87 FR 6917)
34-94124
Feb. 1, 2022
SR-BOX-2022-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BOX Rule 7170 (Nullification and Adjustment of Options Transactions Including Obvious Errors) To Improve the Operation of the Rule Comments Due: Exhibit 5 Federal Register version (87 FR 6925)
34-94104
Jan. 31, 2022
SR-NYSEAMER-2022-09
Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 6639)
34-94096
Jan. 31, 2022
SR-Phlx-2022-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Proposed Rule Change To Update the Obvious Error Rule Comments Due: Exhibit 5 Federal Register version (87 FR 6633)
34-94109
Jan. 31, 2022
SR-NYSECHX-2022-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules To Remove Obsolete References Comments Due: Exhibit 5 Federal Register version (87 FR 6637)
34-94101
Jan. 31, 2022
SR-ICEEU-2022-001
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Clearing Fees for ICE Futures Europe FTSE 100 Index Futures and Options, FTSE 100 Dividend Index Futures and the Clearing Fee Caps for FTSE 100 Index Option Comments Due: Exhibit 5 Federal Register version (87 FR 6630)
34-94093
Jan. 28, 2022
SR-NYSEAMER-2022-08
Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 6212)
34-94095
Jan. 28, 2022
SR-NYSEArca-2022-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 6216)
34-94097
Jan. 28, 2022
SR-NASDAQ-2022-011
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 114 and Section 118 of the Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 6218)
34-94094
Jan. 28, 2022
SR-CboeBZX-2022-005
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade Shares of the Goldman Sachs Physical Gold ETF Under BZX Rule 14.11(e)(4) (Commodity-Based Trust Shares) Comments Due: Federal Register version (87 FR 6206)
34-94083
Jan. 27, 2022
SR-NYSEAMER-2022-07
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the NYSE American Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 5923)
34-94086
Jan. 27, 2022
SR-NYSEAMER-2022-06
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the NYSE American Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 5906)
34-94075
Jan. 27, 2022
SR-NYSE-2022-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Listing Standard for Rights Comments Due: Exhibit 5 Federal Register version (87 FR 5915)
34-94076
Jan. 27, 2022
SR-NASDAQ-2022-006
Notice of Filing of Proposed Rule Change To Enable Exchange Members To Enter Midpoint Extended Life Orders and M-ELO Plus Continuous Book Orders With an Immediate-or-Cancel Time-in-Force Instruction Comments Due: Exhibit 5 Federal Register version (87 FR 5926)
34-94079
Jan. 27, 2022
SR-ICEEU-2022-002
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Delivery Procedures Comments Due: Exhibit 5 Federal Register version (87 FR 5878)
34-94082
Jan. 27, 2022
SR-CBOE-2021-071
Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Adopt a New Trading Session That Will Operate After the Close of the Regular Trading Hours Session Comments Due: View Received Comments Federal Register version (87 FR 5878)
34-94092
Jan. 27, 2022
SR-BOX-2021-06
Notice of Filing of Amendment Nos. 2 and 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 2 and 3, To Adopt Rules Governing the Trading of Equity Securities on the Exchange Through a Facility of the Exchange Known as BSTX LLC Comments Due: View Received Comments Federal Register version (87 FR 5881)
34-94065
Jan. 26, 2022
SR-Phlx-2022-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce Phlx's Options Regulatory Fee Comments Due: Exhibit 5 Federal Register version (87 FR 5548)
34-94072
Jan. 26, 2022
SR-NYSEArca-2021-47
Notice of Filing of Amendment No. 4 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 4, To Adopt New Rules 6.1P-O, 6.37AP-O, 6.40P-O, 6.41P-O, 6.62P-O, 6.64P-O, 6.76P-O, and 6.76AP-O and Amendments to Rules 1.1, 6.1-O, 6.1A-O, 6.37-O, 6.65A-O and 6.96-O Comments Due: View Received Comments Federal Register version (87 FR 5592)
34-94068
Jan. 26, 2022
SR-NSCC-2021-016
Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Enhance Capital Requirements and Make Other Changes Comments Due: View Received Comments Federal Register version (87 FR 5544)
34-94069
Jan. 26, 2022
SR-GEMX-2022-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce GEMX's Options Regulatory Fee Comments Due: Exhibit 5 Federal Register version (87 FR 5545)
34-94064
Jan. 26, 2022
SR-NASDAQ-2022-007
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce NOM's Options Regulatory Fee Comments Due: Exhibit 5 Federal Register version (87 FR 5541)
34-94071
Jan. 26, 2022
SR-NASDAQ-2022-004
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Listing Fees at Rule 5910(b) To Adopt a $15,000 All-Inclusive Annual Listing Fee Applicable to a Dually-Listed Company Comments Due: Federal Register version (87 FR 5552)
