34-95822
Sept. 19, 2022
SR-NYSE-2022-44
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.10 Comments Due: Exhibit 5 Federal Register version (87 FR 58140)
34-95810
Sept. 16, 2022
SR-EMERALD-2022-28
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 519, MIAX Emerald Order Monitor Comments Due: Exhibit 5 Federal Register version (87 FR 57944)
34-95813
Sept. 16, 2022
SR-NYSEAMER-2022-40
Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Its Equities Price List Comments Due: Exhibit 5 Federal Register version (87 FR 57948)
34-95806
Sept. 16, 2022
SR-FICC-2022-006
Notice of Filing of Proposed Rule Change To Increase the Minimum Required Fund Deposit for GSD Netting Members and Sponsoring Members, and Make Other Changes Comments Due: Exhibit 5 Federal Register version (87 FR 57960)
34-95808
Sept. 16, 2022
SR-LCHSA-2022-005
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Relating to the CDSClear CCP Switch Programme Comments Due: Exhibit 5 Federal Register version (87 FR 57931)
34-95811
Sept. 16, 2022
SR-NASDAQ-2022-027
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 2, To Modify Certain Pricing Limitations for Companies Listing in Connection With a Direct Listing With a Capital Raise View Received Comments Exhibit 4 , Exhibit 5 Federal Register version (87 FR 57951)
34-95807
Sept. 16, 2022
SR-MRX-2022-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain Rules in Connection With a Technology Migration to Enhanced Nasdaq Functionality Comments Due: Exhibit 5 Federal Register version (87 FR 57933)
34-95814
Sept. 16, 2022
SR-MIAX-2022-29
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange LLC To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 57930)
34-95798
Sept. 15, 2022
SR-NYSE-2022-43
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Reflect the Fee for Directed Orders Routed by the Exchange to an Alternative Trading System Comments Due: Exhibit 5 Federal Register version (87 FR 57741)
34-95781
Sept. 15, 2022
SR-MRX-2022-07
Notice of Withdrawal of Proposed Rule Change To Amend Options 7, Section 5 To Add Membership Fees View Received Comments Federal Register version (87 FR 57741)
34-95782
Sept. 15, 2022
SR-MRX-2022-08
Notice of Withdrawal of Proposed Rule Change To Amend Options 7, Section 7 To Add Fees for Market Data View Received Comments Federal Register version (87 FR 57730)
34-95783
Sept. 15, 2022
SR-MRX-2022-15
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Port-Related Fees at Options 7, Section 6 Comments Due: Exhibit 5 Federal Register version (87 FR 57728)
34-95789
Sept. 15, 2022
SR-MRX-2022-09
Notice of Withdrawal of Proposed Rule Change To Amend Options 7, Section 6 to Add Port Fees View Received Comments Federal Register version (87 FR 57741)
34-95780
Sept. 15, 2022
SR-PEARL-2022-39
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Trading Permit Fees in the MIAX PEARL Options Fee Schedule Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 57732)
34-95770
Sept. 14, 2022
SR-NYSEAMER-2022-38
Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Its Equities Price List Comments Due: Exhibit 5 Federal Register version (87 FR 57532)
34-95771
Sept. 14, 2022
SR-ISE-2022-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Port-Related Fees at Options 7, Section 7 Comments Due: Exhibit 5 Federal Register version (87 FR 57548)
34-95769
Sept. 14, 2022
SR-PHLX-2022-35
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rules 3100, 3301A and 3301B Comments Due: Exhibit 5 Federal Register version (87 FR 57527)
34-95773
Sept. 14, 2022
SR-NYSE-2022-41
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Comments Due: Exhibit 5 Federal Register version (87 FR 57541)
34-95772
Sept. 14, 2022
SR-GEMX-2022-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Port-Related Fees at Options 7, Section 6 Comments Due: Exhibit 5 Federal Register version (87 FR 57539)
34-95768
Sept. 14, 2022
SR-NASDAQ-2022-051
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rules 4120, 4702 and 4703 in Light of Planned Changes to the System Comments Due: Exhibit 5 Federal Register version (87 FR 57534)
34-95774
Sept. 14, 2022
SR-PEARL-2022-30
Notice of Withdrawal of Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Remove Certain Credits and Increase Trading Permit Fees View Received Comments Federal Register version (87 FR 57548)
34-95775
Sept. 14, 2022
SR-PEARL-2022-35
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Remove Certain Credits Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 57544)
34-95752
Sept. 13, 2022
SR-NYSEARCA-2022-58
Notice of Filing and Immediate Effectiveness of Proposed Rule Change in Connection With the iShares Gold Trust Micro Comments Due: Federal Register version (87 FR 57244)
34-95760
Sept. 13, 2022
SR-NYSEARCA-2022-59
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges Comments Due: Exhibit 5 Federal Register version (87 FR 57228)
34-95761
Sept. 13, 2022
SR-NYSE-2022-42
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Comments Due: Exhibit 5 Federal Register version (87 FR 57233)
34-95754
Sept. 13, 2022
SR-MEMX-2022-25
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MEMX Rule 11.15, Clearly Erroneous Executions Comments Due: Exhibit 5 Federal Register version (87 FR 57238)
34-95742
Sept. 12, 2022
SR-NYSENAT-2022-17
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE National Schedule of Fees and Rebates Comments Due: Exhibit 5 Federal Register version (87 FR 57008)
34-95735
Sept. 12, 2022
SR-CboeEDGX-2022-038
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Relating to the Sale of Open-Close Volume Data Comments Due: Exhibit 5 Federal Register version (87 FR 56996)
34-95734
Sept. 12, 2022
SR-CboeBZX-2022-047
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Relating to the Sale of Open-Close Volume Data Comments Due: Exhibit 5 Federal Register version (87 FR 56999)
34-95741
Sept. 12, 2022
SR-PEARL-2022-36
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 56990)
34-95739
Sept. 12, 2022
SR-MEMX-2022-17
Notice of Withdrawal of a Proposed Rule Change To Amend Its Fee Schedule To Adopt Connectivity Fees View Received Comments Federal Register version (87 FR 57010)
34-95736
Sept. 12, 2022
SR-CBOE-2022-044
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Relating to the Sale of Open-Close Volume Data Comments Due: Exhibit 5 Federal Register version (87 FR 57005)
34-95737
Sept. 12, 2022
SR-C2-2022-016
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Relating to the Sale of Open-Close Volume Data Comments Due: Exhibit 5 Federal Register version (87 FR 57002)
34-95717
Sept. 9, 2022
SR-OCC-2022-009
Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Partial Amendment No. 1, by The Options Clearing Corporation Concerning One Multiplier Options Comments Due: Federal Register version (87 FR 56719)
34-95723
Sept. 9, 2022
SR-NSCC-2022-012
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make a Number of Clarifications and Enhancements to NSCC's Rules & Procedures Comments Due: Exhibit 5 Federal Register version (87 FR 56724)
34-95722
Sept. 9, 2022
SR-PHLX-2022-34
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Port-Related Fees, at Equity 7, Section 3, and Options 7, Section 9 Comments Due: Exhibit 5 Federal Register version (87 FR 56717)
34-95716
Sept. 9, 2022
SR-NYSE-2022-11
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the NYSE Listed Company Manual To Provide a Limited Exemption From the Shareholder Approval Requirements for Closed-End Management Investment Companies With Equity Securities Listed Under Section 102.04 of the Listed Company Manual View Received Comments Federal Register version (87 FR 56716)
34-95721
Sept. 9, 2022
SR-BX-2022-016
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Port-Related Fees, at Equity 7, Section 115, and Options 7, Section 3 Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 56737)
34-95718
Sept. 9, 2022
SR-NASDAQ-2022-050
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Credits at Equity 7, Section 118 and Clarify Its Port-related Fees at Options 7, Section 3 Comments Due: Exhibit 5 Federal Register version (87 FR 56721)
34-95704
Sept. 8, 2022
SR-MRX-2022-10
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to Complex Orders in Connection With a Technology Migration View Received Comments Federal Register version (87 FR 56457)
34-95708
Sept. 8, 2022
SR-MRX-2022-14
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend MRX's Pricing Schedule at Options 7, Section 7 View Received Comments Exhibit 5 Federal Register version (87 FR 56457)
34-95709
Sept. 8, 2022
SR-MRX-2022-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 5 View Received Comments Exhibit 5 Federal Register version (87 FR 56449)
34-95710
Sept. 8, 2022
SR-MRX-2022-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend MRX's Pricing Schedule at Options 7, Section 6 View Received Comments Exhibit 5 Federal Register version (87 FR 56464)
34-95694
Sept. 7, 2022
SR-NYSEAMER-2022-39
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE American Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 56103)
34-95699
Sept. 7, 2022
SR-NYSEAMER-2022-37
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Transfer the Services and Fees Related to Colocation Comments Due: Exhibit 5 Federal Register version (87 FR 56126)
34-95697
Sept. 7, 2022
SR-NYSECHX-2022-20
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Transfer the Services and Fees Related to Colocation Comments Due: Exhibit 5 Federal Register version (87 FR 56107)
34-95682
Sept. 7, 2022
SR-ICEEU-2022-018
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Delivery Procedures and the ICE Clear Europe Clearing Procedures Comments Due: Exhibit 5 Federal Register version (87 FR 56118)
34-95683
Sept. 7, 2022
SR-ICEEU-2022-010
Notice of Filing of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Clearing Membership Procedures Comments Due: Exhibit 5 Federal Register version (87 FR 56110)
34-95684
Sept. 7, 2022
SR-MSRB-2022-07
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MSRB Rule G-3 Continuing Education Program Requirements To Harmonize With Industry-Wide Transformation Comments Due: Exhibit 2 , Exhibit 5 Federal Register version (87 FR 56137)
34-95696
Sept. 7, 2022
SR-NYSENAT-2022-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Transfer the Services and Fees Related to Colocation Comments Due: Exhibit 5 Federal Register version (87 FR 56145)
34-95687
Sept. 7, 2022
SR-NYSEARCA-2022-57
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 6.62P-O(a)(4) Comments Due: Exhibit 5 Federal Register version (87 FR 56097)
34-95698
Sept. 7, 2022
SR-NYSEARCA-2022-56
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Transfer the Services and Fees Related to Colocation Comments Due: Exhibit 5 Federal Register version (87 FR 56115)
34-96700
Sept. 7, 2022
SR-NYSE-2022-40
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Relating to the CDSClear Fee Grid for 2023 Comments Due: Exhibit 5 Federal Register version (88 FR 4271)
34-95695
Sept. 7, 2022
SR-BX-2022-015
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rules 4120, 4702 and 4703 Comments Due: Exhibit 5 Federal Register version (87 FR 56122)
34-95688
Sept. 7, 2022
SR-MEMX-2022-23
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 56132)
34-95674
Sept. 6, 2022
SR-LCHSA-2022-007
Notice of Filing of Proposed Rule Change Relating To Providing Clearing Services for Additional Index and Single Name CDS Comments Due: Exhibit 5 Federal Register version (87 FR 55872)
34-95676
Sept. 6, 2022
SR-BX-2022-014
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enhance the BX Retail Price Improvement Program Comments Due: Exhibit 5 Federal Register version (87 FR 55863)
34-95679
Sept. 6, 2022
SR-PEARL-2022-34
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 2614, Orders and Order Instructions, To Adopt the Primary Peg Order Type Comments Due: Exhibit 5 Federal Register version (87 FR 55866)
34-95669
Sept. 2, 2022
SR-OCC-2022-802
Notice of No Objection to Advance Notice Related to a Master Repurchase Agreement as Part of The Options Clearing Corporation's Overall Liquidity Plan Federal Register version (87 FR 55064)
34-95670
Sept. 2, 2022
SR-OCC-2022-803
Notice of No Objection to Advance Notice Related to an Expansion of The Options Clearing Corporation's Non-Bank Liquidity Facility Program as Part of Its Overall Liquidity Plan Federal Register version (87 FR 55048)
34-95664
Sept. 2, 2022
SR-MRX-2022-11
Notice of Filing of Proposed Rule Change To Adopt Rules Related to ISO Functionality Comments Due: Exhibit 5 Federal Register version (87 FR 55055)
34-95650
Sept. 1, 2022
SR-NSCC-2022-009
Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Adopt Intraday Volatility Charge and Eliminate Intraday Backtesting Charge Federal Register version (87 FR 55054)
34-95655
Sept. 1, 2022
SR-CboeBZX-2022-043
Notice of Filing of a Proposed Rule Change To Amend Exchange Rule 14.11(d) To Accommodate Exchange Listing and Trading of Options-Linked Securities Comments Due: Exhibit 5 Federal Register version (87 FR 55068)
34-95646
Aug. 31, 2022
SR-NYSEAMER-2022-36
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt New Rules 997NY, 997.1NY, 997.2NY and 997.3NY and Delete Paragraph (d) to Rule 957NY Comments Due: Exhibit 5 Federal Register version (87 FR 54720)
34-95644
Aug. 31, 2022
SR-NYSEARCA-2022-55
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 6.78-O and Adopt New Rules Related Thereto and Delete Paragraph (d) to Rule 6.69-O Comments Due: Exhibit 5 Federal Register version (87 FR 54727)
34-95647
Aug. 31, 2022
SR-CBOE-2022-043
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rule Relating to Minimum Market-Maker Quote Size Comments Due: Federal Register version (87 FR 54746)
34-95637
Aug. 30, 2022
SR-ISE-2022-17
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt New Conflicts of Interest Rules Comments Due:
34-95613
Aug. 26, 2022
SR-NYSE-2022-38
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section 902.05 of the NYSE Listed Company Manual To Establish a Cap on Listing Fees Billed When a Structured Product Is Issued as a Dividend Comments Due: Exhibit 5 Federal Register version (87 FR 53805)
34-95614
Aug. 26, 2022
SR-PEARL-2022-33
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 53813)
34-95601
Aug. 25, 2022
SR-CboeBZX-2022-045
Notice of Filing of a Proposed Rule Change to Amend the Opening Auction Process Provided under Rule 11.23(b)(2)(B) View Received Comments Exhibit 5
34-95604
Aug. 25, 2022
SR-NASDAQ-2022-049
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Port-Related Fees, at Equity 7, Section 115, and Options 7, Section 3 Comments Due: Exhibit 5 Federal Register version (87 FR 53531)
34-95590
Aug. 24, 2022
SR-ISE-2022-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Options 7 Comments Due: Exhibit 5 Federal Register version (87 FR 53025)
34-95596
Aug. 24, 2022
SR-CboeBZX-2022-035
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the VanEck Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Federal Register version (87 FR 53038)
34-95579
Aug. 23, 2022
SR-NYSENAT-2022-15
Notice of Filing and Immediate Effectiveness of Proposed Rule To Change the Name of Its Business Conduct Committee Comments Due: Exhibit 5 Federal Register version (87 FR 52823)
34-95584
Aug. 23, 2022
SR-NYSEARCA-2022-54
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31-E Comments Due: Exhibit 5 Federal Register version (87 FR 52826)
34-95551
Aug. 18, 2022
SR-CboeEDGX-2022-036
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a New Data Product To Be Known as the Short Volume Report Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 52084)
34-95546
Aug. 18, 2022
SR-CboeBZX-2022-044
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a New Data Product To Be Known as the Short Volume Report Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 52099)
34-95548
Aug. 18, 2022
SR-CboeBYX-2022-019
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a New Data Product To Be Known as the Short Volume Report Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 52087)
34-95552
Aug. 18, 2022
SR-CboeEDGA-2022-011
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a New Data Product To Be Known as the Short Volume Report Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 52089)
34-95529
Aug. 17, 2022
SR-CboeBZX-2022-038
Notice of Filing of a Proposed Rule Change To Amend Rule 11.28(a) To Extend the MOC Cut-Off Time View Received Comments Exhibit 5 Federal Register version (87 FR 52092)
34-95526
Aug. 17, 2022
SR-NYSEARCA-2022-51
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade Shares of the Thrivent Small-Mid Cap ESG ETF Under NYSE Arca Rule 8.601-E Comments Due: Federal Register version (87 FR 51706)
34-95520
Aug. 17, 2022
SR-CBOE-2022-041
Notice of Filing of a Proposed Rule Change To Amend Rule 5.34(b) Related to Price Protections and Risk Controls for Complex Orders Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 51723)
34-95530
Aug. 17, 2022
SR-CBOE-2022-042
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Facility Fees Section in the Fees Schedule in Connection With the Exchange's New Trading Floor Comments Due: View Received Comments Exhibit 3 , Exhibit 5a , Exhibit 5b Federal Register version (87 FR 51713)
34-95501
Aug. 15, 2022
SR-NYSEARCA-2022-52
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 6.64P-O Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 51181)
34-95499
Aug. 12, 2022
SR-NYSEAMER-2022-35
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Current Rule 7.39E Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 50894)
34-95494
Aug. 12, 2022
SR-FINRA-2022-025
Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 11880 (Settlement of Syndicate Accounts) To Revise the Syndicate Account Settlement Timeframe for Corporate Debt Offerings Comments Due: View Received Comments Exhibit 2b , Exhibit 5 Federal Register version (87 FR 50896)
34-95497
Aug. 12, 2022
SR-CboeEDGX-2022-004
Notice of Withdrawal of a Proposed Rule Change To Codify Certain Practices and Requirements Related to the Exchange's Port Message Rate Thresholds Comments Due: Federal Register version (87 FR 50902)
34-95498
Aug. 12, 2022
SR-NYSE-2022-37
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Rule 7.39 and Delete Current Rules 900-907 Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 50906)
34-95495
Aug. 12, 2022
SR-NASDAQ-2022-047
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule Nasdaq Equity 6, Section 5 Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 50902)
34-95474
Aug. 11, 2022
SR-NYSEAMER-2022-34
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 9261 and 9830 Comments Due: View Received Comments Federal Register version (87 FR 50665)
34-95477
Aug. 11, 2022
SR-NYSECHX-2022-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Harmonize Rules 10.9261 and 10.9830 With Recent Changes by the Financial Industry Regulatory Authority, Inc. Comments Due: Exhibit 5 Federal Register version (87 FR 50680)
34-95476
Aug. 11, 2022
SR-NYSENAT-2022-14
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830 Comments Due: Federal Register version (87 FR 50668)
34-95479
Aug. 11, 2022
SR-Phlx-2022-33
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 4 Comments Due: Exhibit 5 Federal Register version (87 FR 50652)
34-95471
Aug. 11, 2022
SR-NYSEARCA-2022-50
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (87 FR 50662)
34-95475
Aug. 11, 2022
SR-NYSEARCA-2022-44
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830 Comments Due: Federal Register version (87 FR 50673)
34-95481
Aug. 11, 2022
SR-NYSEARCA-2022-49
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the NYSE Arca Equities Proprietary Market Data Fees To Adopt an Enterprise Fee for Broker-Dealer Subscribers of NYSE ArcaBook Comments Due: View Received Comments Exhibit 5 Federal Register version (87 FR 50677)
34-95473
Aug. 11, 2022
SR-NYSE-2022-35
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 9261 and 9830 Comments Due: Federal Register version (87 FR 50648)
34-95478
Aug. 11, 2022
SR-MIAX-2022-27
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Amend Certain Fees and Rebates for Transactions in SPIKES Options Comments Due: Exhibit 5 Federal Register version (87 FR 50657)
34-95463
Aug. 10, 2022
SR-IEX-2022-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add a New Order Type That Pegs to the Contra-Side Primary Quote, With the Option of Using a Passive Offset Amount Comments Due: Exhibit 5 Federal Register version (87 FR 50362)
34-95466
Aug. 10, 2022
SR-NYSE-2022-34
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend and Update Rule 35 Comments Due: Exhibit 5 Federal Register version (87 FR 50366)
