34-53853
May 23, 2006
SR-Amex-2006-46
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Elimination of the Prohibition on Computer Generated Orders Comments Due: Federal Register version (71 FR 30971)
34-53850
May 23, 2006
SR-ISE-2006-21
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exposure Period for Crossing Orders Comments Due: Federal Register version (71 FR 30703)
34-53852
May 23, 2006
SR-FICC-2006-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify Provisions in the Rules of the Government Securities Division Relating to the GCF Forward Mark Component of the Funds-Only Settlement Process Comments Due: Federal Register version (71 FR 30701)
34-53842
May 19, 2006
SR-Amex-2006-45
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Prohibition Against the Entry of Multiple Options Orders Comments Due: Federal Register version (71 FR 30204)
34-53843
May 19, 2006
SR-Amex-2006-49
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend Until June 5, 2007, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals Comments Due: Federal Register version (71 FR 30455)
34-53841
May 19, 2006
SR-Phlx-2006-33
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to its Payment for Order Flow Pilot Program Comments Due: Federal Register version (71 FR 30461)
34-53846
May 19, 2006
SR-Phlx-2005-65
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Exchange's Business Conduct Committee and Disciplinary Rules Comments Due: Rel. No. 34-54011 Federal Register version (71 FR 30462)
34-53840
May 19, 2006
SR-NYSE-2005-58
Notice of Filing of Proposed Rule Change Relating to Exchange Rule 312(f) Regarding Changes Within Member Organizations Comments Due: View Received Comments Rel. No. 34-54368 Federal Register version (71 FR 30458)
34-53836
May 18, 2006
SR-BSE-2006-17
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Change Its Hours of Operation for Trading in Nasdaq Securities Comments Due: Federal Register version (71 FR 30206)
34-53838
May 18, 2006
SR-NASD-2006-059
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Related to Non-NASD Member Broker/Dealer Access to Nasdaq's Brut and INET Facilities Comments Due: Federal Register version (71 FR 30209)
34-53831
May 18, 2006
SR-Phlx-2006-26
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Regulatory Services Agreements Comments Due: Federal Register version (71 FR 30213)
34-53826
May 18, 2006
SR-NYSE-2005-90
Notice of Filing of Proposed Rule Change and Amendment No. 1 To Allow Certain Institutional Customers To Elect Not To Receive Account Statements Comments Due: View Received Comments Rel. No. 34-54810A , Rel. No. 34-54810 Federal Register version (71 FR 30211)
34-53834
May 18, 2006
SR-NYSE-2006-32
Notice of Filing of Proposed Rule Change Relating to the NYSE Retail Trading Product and the NYSE Program Trading Product Comments Due: Rel. No. 34-54055 Federal Register version (71 FR 30011)
34-53835
May 18, 2006
SR-NYSE-2006-31
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the NYSE Retail Trading Product and the NYSE Program Trading Product Comments Due: Federal Register version (71 FR 30456)
34-53833
May 18, 2006
SR-NASDAQ-2006-010
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change To Establish Certain Fees With Respect to Transactions Executed Through the Intermarket Trading System Comments Due: Federal Register version (71 FR 30207)
34-53832
May 18, 2006
SR-CBOE-2006-46
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 15.9, Regulatory Cooperation Comments Due: Federal Register version (71 FR 30007)
34-53824
May 17, 2006
SR-Amex-2006-43
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To List for Trading Options on the iShares MSCI Emerging Markets Index Fund Comments Due: Federal Register version (71 FR 30003)
34-53818
May 17, 2006
SR-NASD-2006-062
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reflect the Revised Effective Date of Certain Amendments to NASD's Order Audit Trail System Rules Comments Due: Federal Register version (71 FR 29695)
34-53819
May 17, 2006
SR-NASD-2006-052
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Reflect the Revised Effective Date of Certain Amendments to NASD's Order Audit Trail System Rules Comments Due: Federal Register version (71 FR 29697)
34-53822
May 17, 2006
SR-Phlx-2006-32
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Zero Bid Options Comments Due: Federal Register version (71 FR 29701)
34-53825
May 17, 2006
SR-NYSE-2006-38
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exchange's Financial Listing Criteria Comments Due: Federal Register version (71 FR 30009)
34-53816
May 17, 2006
SR-CBOE-2006-50
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend CBOE Rule 8.4 Relating to Remote Market-Maker Appointments Comments Due: Federal Register version (71 FR 30006)
34-53809
May 16, 2006
SR-BSE-2006-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Correction of Erroneous Cross References in the Rules of the Boston Options Exchange Facility Comments Due: Federal Register version (71 FR 29370)
34-53812
May 16, 2006
SR-OCC-2006-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Effect Certain Fee Changes to Ancillary Services Program Comments Due: Federal Register version (71 FR 29699)
34-53810
May 16, 2006
SR-DTC-2006-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Relating to Changes to Its SMART/Track for Buy-Ins Service Comments Due: Federal Register version (71 FR 29692)
34-53808
May 16, 2006
SR-CBOE-2006-33
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Accommodation Liquidations (Cabinet Trades) Comments Due: Federal Register version (71 FR 29371)
34-53807
May 15, 2006
SR-NYSEArca-2006-14
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend Until June 5, 2007, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals Comments Due: Federal Register version (71 FR 29373)
34-53800
May 15, 2006
SR-NYSE-2006-26
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Establishment of a NYSE TradeWorks Usage Fee Comments Due: Federal Register version (71 FR 29205)
34-53806
May 15, 2006
SR-ISE-2006-20
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend Until June 5, 2007, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals Comments Due: Federal Register version (71 FR 29694)
34-53805
May 15, 2006
SR-CBOE-2006-31
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend Until June 5, 2007, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals Comments Due: Federal Register version (71 FR 29690)
34-53798
May 12, 2006
SR-Amex-2006-25
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Manner in Which Executed Contracts Are Allocated Comments Due: Federal Register version (71 FR 29193)
34-53795
May 12, 2006
SR-Phlx-2005-61
Notice of Filing of Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, Relating to the Deletion of Certain Exchange Rules Comments Due: Rel. No. 34-54036 Federal Register version (71 FR 28893)
34-53799
May 12, 2006
SR-NASDAQ-2006-007
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto to Create the Nasdaq Global Select Market and Rename the Nasdaq National Market Comments Due: View Received Comments Federal Register version (71 FR 29195)
34-53786
May 11, 2006
SR-Amex-2006-39
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Adoption of a Licensing Fee for Options on the Vanguard Dividend Appreciation VIPERs Comments Due: Federal Register version (71 FR 28717)
34-53787
May 11, 2006
SR-NASD-2006-053
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto To Establish Additional Routing Options in the INET System for Securities Listed on the New York Stock Exchange or the American Stock Exchange Comments Due: Federal Register version (71 FR 28730)
34-53794
May 11, 2006
SR-OCC-2005-23
Notice of Filing of a Proposed Rule Change Relating to the Use of Margin Deposit in the Event of a Clearing Member Liquidation Comments Due: Rel. No. 34-54382 , Rel. No. 34-54382 Federal Register version (71 FR 29206)
34-53789
May 11, 2006
SR-NYSE-2006-05
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to the Interpretation of NYSE Rule 345 (Employees-Registration, Approval, Records) Comments Due: Rel. No. 34-54012 Federal Register version (71 FR 28735)
34-53791
May 11, 2006
SR-NYSE-2006-33
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Pilot Program Beginning on May 12, 2006 and Ending on October 31, 2006 or Sooner, To Implement Certain Hybrid Market Changes and Amend Certain Changes to Approved Hybrid Market Rules Comments Due: Federal Register version (71 FR 28732)
34-53788
May 11, 2006
SR-ISE-2006-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to PrecISE Fees Comments Due: Federal Register version (71 FR 28728)
34-53784
May 10, 2006
SR-Amex-2006-41
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Shares of the ProShares Trust Comments Due: Rel. No. 34-54040 Federal Register version (71 FR 28721)
34-53781
May 10, 2006
SR-CHX-2006-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participant Fees and Credits. Comments Due: Federal Register version (71 FR 28727)
34-53780
May 10, 2006
SR-NYSE-2006-24
Notice of Filing of Proposed Rule Change Relating to Exchange Rule 104(d) Governing Specialist Trading in the NYSE Hybrid Market Comments Due: Rel. No. 34-54086 Federal Register version (71 FR 28398)
34-53782
May 10, 2006
SR-NYSE-2006-07
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend Exchange Rule 104 Regarding the Requirement That Specialists Obtain Floor Official Approval for Destabilizing Dealer Account Transactions That Match the National Best Bid or Offer Comments Due: View Received Comments Rel. No. 34-54362 Federal Register version (71 FR 28399)
34-53783
May 10, 2006
SR-ISE-2005-60
Notice of Filing of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Criteria for Securities that Underlie Options Traded on the Exchange Comments Due: Rel. No. 34-54087 Federal Register version (71 FR 28394)
34-53774
May 9, 2006
SR-BSE-2006-10
Notice of Filing of Proposed Rule Change To Establish Fees Per Contract Traded for Improvement Orders Submitted Into a Price Improvement Period by a Public Customer That Are Not Submitted as Customer PIP Orders Comments Due: View Received Comments Rel. No. 34-54328 Federal Register version (71 FR 28058)
34-53776
May 9, 2006
SR-Phlx-2005-73
Notice of Filing of a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Exchange's Obvious Error Rule Comments Due: Rel. No. 34-54070 Federal Register version (71 FR 28060)
34-53777
May 9, 2006
SR-NYSE-2006-27
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Pilot Program Amending Listed Company Manual Section 102.01A Comments Due: Federal Register version (71 FR 28059)
34-53769
May 8, 2006
SR-NASD-2006-041
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment No. 1 thereto, To Eliminate From The Nasdaq Stock Market Inc.'s Corporate Organizational Documents Certain Series of Preferred Stock Comments Due: Federal Register version (71 FR 27763)
34-53770
May 8, 2006
SR-NASD-2006-030
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Establish an Annual Administrative Fee for Market Data Distributors That Are Recipients of Nasdaq Proprietary Data Products Comments Due: Rel. No. 34-54005 Federal Register version (71 FR 27762)
34-53767
May 8, 2006
SR-CBOE-2006-43
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Its Marketing Fee Program Comments Due: Federal Register version (71 FR 27756)
34-53771
May 8, 2006
SR-CBOE-2006-39
Notice of Filing of a Proposed Rule Change Regarding the e-DPM Membership Ownership Requirement Comments Due: Rel. No. 34-53976 Federal Register version (71 FR 27757)
34-53761
May 5, 2006
SR-Phlx-2006-20
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 2 Thereto Establishing a Pilot Option Transaction Charge Credit for Specialists That Send Certain Principal Acting as Agent Orders for Execution Via the Intermarket Option Linkage Comments Due: Federal Register version (71 FR 27768)
34-53764
May 5, 2006
SR-PCX-2006-16
Notice of Filing of Proposed Rule Change and Amendments No. 1 and No. 2 Thereto To Revise Fees for Equity Securities Issued by Operating Companies Listed on the Archipelago Exchange Comments Due: Rel. No. 34-54007 Federal Register version (71 FR 27764)
34-53763
May 5, 2006
4-208
Intermarket Trading System; Notice of Filing and Immediate Effectiveness of the Twenty Third Amendment to the ITS Plan Relating to the Interaction of Chicago Stock Exchange, Inc. With ITS, the Change in Opening of Trading in a Halted Security, and the Change in Name from the New York Stock Exchange, Inc. to New York Stock Exchange LLC and From Pacific Exchange, Inc. to NYSE Arca, Inc. Comments Due: Federal Register version (71 FR 27754)
34-53754
May 3, 2006
SR-Phlx-2006-25
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to its Equity Options Payment for Order Flow Program Comments Due: Federal Register version (71 FR 27301)
34-53757
May 3, 2006
SR-Phlx-2005-69
Notice of Filing of Proposed Rule Change To Amend Phlx Rule 784, Reports of Options Comments Due: Rel. No. 34-53981 Federal Register version (71 FR 27303)
34-53749
May 2, 2006
SR-Amex-2006-34
Notice of Filing of Proposed Rule Change Relating to Minor Rule Violations and the Bunching of Odd-Lot Orders Comments Due: Rel. No. 34-53973 Federal Register version (71 FR 27298)
34-53750
May 2, 2006
SR-Amex-2006-33
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Section 141 of the Company Guide Comments Due: Federal Register version (71 FR 27525)
34-53748
May 2, 2006
SR-NASD-2006-055
Notice of Filing of a Proposed Rule Change to Require Members to Report All Transactions that Must Be Reported to NASD and Are Subject to a Regulatory Transaction Fee to the Nasdaq Market Center and/or the Trade Reporting and Comparison Service Comments Due: Rel. No. 34-53977
34-53753
May 2, 2006
SR-OPRA-2006-01
Notice of Filing and Immediate Effectiveness of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Revise OPRA's Professional Subscriber Agreement and Its Direct Circuit Connection Rider and Indirect Circuit Connection Rider Comments Due: Federal Register version (71 FR 27296)
34-53745
May 1, 2006
SR-NASD-2005-140
Notice of Filing of Proposed Rule Change Regarding the Nasdaq Crossing Network Comments Due: Rel. No. 34-54101 Federal Register version (71 FR 26579)
34-53746
May 1, 2006
SR-MSRB-2006-01
Notice of Filing of Proposed Rule Change and Amendment No. 1 Relating to Withdrawal of Obsolete Question-and-Answer Interpretive Guidance Under Former Rule G-38, on Consultants, and Certain Question-and-Answer Interpretive Guidance Relating to the Definition of "Solicitation" Under Rule G-37, on Political Contributions and Prohibitions on Municipal Securities Business Comments Due: Rel. No. 34-53960 , Rel. No. 34-52948 Federal Register version (71 FR 26577)
34-53747
May 1, 2006
SR-MSRB-2005-11
Notice of Filing of Amendment No. 2 to Proposed Rule Change Relating to Definition of Solicitation Under MSRB Rules G-37 and G-38 Comments Due: View Received Comments Rel. No. 34-53961 Federal Register version (71 FR 26575)
34-53743
April 28, 2006
SR-NASD-2006-045
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Rule 2520 (Margin Requirements) Comments Due: Federal Register version (71 FR 26797)
34-53742
April 28, 2006
SR-NSCC-2006-04
Notice of Filing of Proposed Rule Change Relating to Trade Submission Requirements and Fees and Pre-Netting Comments Due: View Received Comments Federal Register version (71 FR 26804)
34-53735
April 27, 2006
SR-Amex-2006-20
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Amend the Annual Fee for Certain Listed Bonds and Debentures Comments Due: Rel. No. 34-53945 Federal Register version (71 FR 26574)
34-53736
April 27, 2006
SR-PCX-2006-22
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Trading of the DB Commodity Index Tracking Fund Pursuant to Unlisted Trading Privileges Comments Due: Federal Register version (71 FR 26582)
34-53733
April 27, 2006
4-208
Intermarket Trading System; Notice of Filing and Immediate Effectiveness of the Twenty Second Amendment to the ITS Plan Relating to the Change in Name From the Cincinnati Stock Exchange, Inc., to the National Stock Exchange and to the Admission of the NASDAQ Stock Market LLC as an ITS Participant Comments Due: Federal Register version (71 FR 26573)
34-53730
April 26, 2006
SR-NASD-2006-054
Notice of Filing and Immediate Effectiveness of Proposed Rule Change for Handling by INET and Brut of Sub-Penny Orders in Securities Listed on the New York Stock Exchange LLC or the American Stock Exchange LLC Comments Due: Federal Register version (71 FR 25876)
34-53729
April 26, 2006
SR-ISE-2006-15
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Execution of Complex Orders Comments Due: Federal Register version (71 FR 26154)
34-53727
April 26, 2006
SR-CBOE-2006-37
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend CBOE Rule 8.4 Relating to Remote Market-Maker Appointments Comments Due: Federal Register version (71 FR 26152)
34-53728
April 26, 2006
SR-CBOE-2006-14
Notice of Extension of Comment Periods for the Proposed Rule Changes Relating to Customer Portfolio Margining Requirements File Nos.: Comments Due: Rel. No. 34-54919 , Rel. No. 34-53576 , Rel. No. 34-53577 , Rel. No. 34-54918 Federal Register version (71 FR 25878)
34-53723
April 25, 2006
SR-Amex-2005-105
Notice of Filing of a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of Principal Protected Notes Linked to the Metals-China Basket Comments Due: Rel. No. 34-54033 Federal Register version (71 FR 26146)
34-53720
April 25, 2006
SR-NASD-2006-051
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Maximum Single Order Share Amount in Nasdaq's INET Facility Comments Due: Federal Register version (71 FR 25875)
34-53721
April 25, 2006
SR-NSX-2006-03
National Stock ExchangeSM Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-53963 Federal Register version (71 FR 26155)
34-53715
April 25, 2006
SR-MSRB-2006-03
Notice of Filing of Proposed Rule Change Consisting of Interpretive Guidance on Customer Protection Obligations of Brokers, Dealers and Municipal Securities Dealers Relating to the Marketing of 529 College Savings Plans Comments Due: View Received Comments Rel. No. 34-53959 Federal Register version (71 FR 25867)
34-53708
April 24, 2006
SR-Amex-2005-116
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Written Compliance and Supervisory Controls Comments Due: Rel. No. 34-53917 Federal Register version (71 FR 25254)
34-53701
April 21, 2006
SR-Amex-2006-30
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 2 Thereto Relating to the Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock (QQQQ) Comments Due: Federal Register version (71 FR 25253)
34-53704
April 21, 2006
SR-Amex-2006-37
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Floor Participant Technology Fee Comments Due: Federal Register version (71 FR 25256)
34-53696
April 21, 2006
SR-NASD-2006-047
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NASD Rule 4500 Series To Describe an Application of Nasdaq's Authority To Waive Fees and To Make Certain Technical Changes Comments Due: Federal Register version (71 FR 25273)
34-53699
April 21, 2006
SR-NASD-2006-050
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Operation of NASD's Alternative Display Facility as a Temporary Pilot Comments Due: Federal Register version (71 FR 25271)
34-53703
April 21, 2006
SR-NYSEArca-2006-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Arca Equities Inc. Rule 5.1(c) Comments Due: Federal Register version (71 FR 25274)
34-53697
April 21, 2006
SR-NASDAQ-2006-006
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Regarding Restrictions on Affiliation Between Nasdaq and Its Members Comments Due: View Received Comments Rel. No. 34-54170 Federal Register version (71 FR 25265)
34-53688
April 20, 2006
SR-Phlx-2006-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fees Associated With Participation in the Web Central Registration Depository Comments Due: Federal Register version (71 FR 24885)
34-53689
April 20, 2006
SR-NYSE-2005-60
Notice of Filing of Proposed Rule Change and Amendment No. 2 Thereto Relating to Proposed New Rules 342.24 ("Annual Branch Office Inspection") and 342.25 ("Risk-Based Surveillance and Branch Office Identification") to Permit Member Organizations to Classify Appropriate Branch Offices for Cyclical Inspections and Proposed New Rule 342.26 ("Criteria for Inspection Programs") Comments Due: Rel. No. 34-53983 Federal Register version (71 FR 24881)
34-53691
April 20, 2006
4-518
Notice of Filing and Order Granting Temporary Effectiveness of Amendment To Plan Establishing Procedures Under Rule 605 of Regulation NMS Comments Due: Federal Register version (71 FR 24875)
34-53678
April 19, 2006
SR-Amex-2006-36
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Adoption of a Licensing Fee for Options on the First Trust IPOX-100 Index Fund Shares Comments Due: Federal Register version (71 FR 23974)
34-53679
April 19, 2006
SR-DTC-2006-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide Centralized Billing Process Relating to the Profile Modification System in DRS Comments Due: Federal Register version (71 FR 24770)
34-53669
April 18, 2006
SR-NASD-2006-046
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Amendments to Rule 3080 (Disclosure to Associated Persons When Signing Form U-4) Comments Due: Federal Register version (71 FR 21062)
34-53675
April 18, 2006
SR-NASD-2006-049
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Brut's Routing Order Process Comments Due: Federal Register version (71 FR 23975)
34-53670
April 18, 2006
SR-Phlx-2006-21
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Delaying Implementation of Its Cancellation Fee Comments Due: Federal Register version (71 FR 21087)
34-53671
April 18, 2006
SR-NSCC-2006-03
Notice of Filing of Proposed Rule Changes To Institute a Clearing Fund Premium Based Upon a Member's Clearing Fund Requirement To Excess Regulatory Capital Ratio File Nos.: Comments Due: View Received Comments Rel. No. 34-54457 Federal Register version (71 FR 21060)
34-53672
April 18, 2006
SR-CBOE-2005-63
Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Nullification and Adjustment of Equity Options Transactions Comments Due: View Received Comments Rel. No. 34-54004 Federal Register version (71 FR 24767)
34-53663
April 17, 2006
SR-NSX-2006-05
Notice of Filing of Proposed Rule Change To Prohibit Tape Shredding Comments Due: Rel. No. 34-53861 Federal Register version (71 FR 21063)
34-53659
April 17, 2006
SR-NYSE-2006-17
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To List and Trade Shares of the iShares GSCI Commodity Indexed Trust Under New Rules 1300B and 1301B, et seq. Comments Due: View Received Comments Rel. No. 34-54013 Federal Register version (71 FR 21074)
34-53657
April 14, 2006
SR-Amex-2006-32
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Commentary .10 to Amex Rule 958 and Commentary .09 to Amex Rule 958-ANTE Comments Due: Federal Register version (71 FR 21053)
34-53658
April 14, 2006
SR-NYSE-2006-20
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to List and Trade Index-Linked Securities of Barclays Bank PLC Linked to the Performance of the GSCI Total Return Index Comments Due: Rel. No. 34-53849 Federal Register version (71 FR 21064)
34-53649
April 13, 2006
SR-Amex-2006-29
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Allocation and Performance Evaluation Procedures for Securities Admitted to Dealings on an Unlisted Basis Comments Due: Federal Register version (71 FR 20425)
34-53644
April 13, 2006
SR-NASD-2006-048
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Modify Order Delivery Charges for Orders Delivered to Nasdaq Market Center Participants Comments Due: View Received Comments Federal Register version (71 FR 20149)
34-53643
April 13, 2006
SR-Phlx-2006-23
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Amend the Fees Related to Off-Floor Traders Comments Due: Federal Register version (71 FR 20151)
