34-53650
April 13, 2006
SR-Phlx-2006-22
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendments No. 1 and No. 2 Thereto, Increasing Linkage Inbound Principal Order Fees Comments Due: Federal Register version (71 FR 20430)
34-53640
April 12, 2006
SR-Amex-2005-096
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Relocation of Registered Options Traders Assigned Options Classes Comments Due: Rel. No. 34-54206 Federal Register version (71 FR 20426)
34-53639
April 12, 2006
SR-NYSE-2006-16
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Proposal To List and Trade Index-Linked Securities of Barclays Bank PLC Linked to the Performance of the Dow Jones-AIG Commodity Index Total Comments Due: Rel. No. 34-53876 Federal Register version (71 FR 20741)
34-53634
April 12, 2006
SR-ISE-2006-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Regulatory Fees Comments Due: Federal Register version (71 FR 20147)
34-53630
April 11, 2006
SR-ISE-2006-18
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Non-ISE Market Maker Orders Comments Due: Federal Register version (71 FR 19918)
34-53626
April 10, 2006
SR-CBOT-2006-01
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Customer Margin Requirements for Security Futures Comments Due: Federal Register version (71 FR 19774)
34-53629
April 10, 2006
SR-CBOT-2006-02
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to Security Futures Market Maker Registration Policy and Procedures Comments Due: Federal Register version (71 FR 19771)
34-53621
April 10, 2006
SR-CBOE-2006-32
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto To List for Trading Options on the iShares MSCI Emerging Markets Index Fund Comments Due: Federal Register version (71 FR 19568)
34-53628
April 10, 2006
4-517
Notice of Filing of the Plan for Allocation of Regulatory Responsibilities Between The NASDAQ Stock Market LLC and the National Association of Securities Dealers, Inc. Comments Due: Release No. 34-54136 Federal Register version (71 FR 19763)
34-53617
April 7, 2006
SR-NASD-2006-043
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Fee for the Brut Workstation Comments Due: Federal Register version (71 FR 19597)
34-53615
April 7, 2006
SR-PCX-2006-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto To Change the Names of the Pacific Exchange, Inc., PCX Equities, Inc., PCX Holdings, Inc., and the Archipelago Exchange, L.L.C. Comments Due: Exhibit 5 Federal Register version (71 FR 19226)
34-53616
April 7, 2006
SR-MSRB-2006-02
Notice of Filing of Proposed Rule Change Relating to Restated Articles of Incorporation and By-Laws Comments Due: Rel. No. 34-53804 Federal Register version (71 FR 19571)
34-53607
April 6, 2006
SR-BSE-2006-05
Notice of Filing of Proposed Rule Change To Modify the Boston Options Exchange's Fee Schedule To Impose Surcharge Fees for Transactions in Options on ETFs on a Retroactive Basis Comments Due: Rel. No. 34-53817 Federal Register version (71 FR 19221)
34-53612
April 6, 2006
SR-Phlx-2006-15
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Registration Filing Requirements and Reporting Requirements Comments Due: Federal Register version (71 FR 18798)
34-53609
April 6, 2006
SR-NYSEArca-2006-01
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Brokers Executing as Principal Orders They Represent as Agent Comments Due: Federal Register version (71 FR 19224)
34-53608
April 6, 2006
SR-ISE-2006-17
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees on the Russell 1000 Index Comments Due: Federal Register version (71 FR 19222)
34-53604
April 5, 2006
SR-Phlx-2006-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Orders Marked Sell Short Entered Before the Opening Comments Due: Federal Register version (71 FR 18801)
34-53602
April 5, 2006
SR-NYSE-2005-40
Notice of Filing of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Amendments to the Exchange's Allocation Policy and Procedures (NYSE Rules 103A, 103B, 123E and 476A) Comments Due: Exhibit 5 Federal Register version (71 FR 18791)
34-53597
April 4, 2006
SR-Amex-2005-112
Notice of Filing of Proposed Rule Change Relating to the Prohibition of Trade Shredding by Members Comments Due: Rel. No. 34-53797 Federal Register version (71 FR 18789)
34-53598
April 4, 2006
SR-NASD-2005-080
Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2 and 3 thereto to Establish New NASD Rule 2290 Regarding Fairness Opinions Comments Due: View Received Comments Rel. No. 34-56645 Federal Register version (71 FR 18395)
34-53591
April 4, 2006
SR-NYSEArca-2006-23
Notice of Filing of Proposed Rule Change Relating to a Pilot Program for NYSE Arca BBO Data Comments Due: Federal Register version (71 FR 33500)
34-53600
April 4, 2006
SR-NYSEArca-2006-07
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment No. 1 Thereto, Relating to Exchange Fees and Charges Comments Due: Federal Register version (71 FR 18797)
34-53599
April 4, 2006
SR-NYSE-2005-18
Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 Thereto To Amend NYSE Rule 619 To Clarify That Failure To Appear or Produce Documents in Arbitration May Be Deemed Conduct Inconsistent With Just and Equitable Principles of Trade Comments Due: View Received Comments Rel. No. 34-54320 Federal Register version (71 FR 18401)
34-53589
April 4, 2006
4-516
Notice of Filing of Options Regulatory Surveillance Authority Plan by the American Stock Exchange LLC, Boston Stock Exchange, Inc., Chicago Board Options Exchange, Incorporated, International Securities Exchange, Inc., Pacific Exchange, Inc. (n/k/a NYSE Arca, Inc.) and Philadelphia Stock Exchange, Inc. Comments Due: ORSA Plan , Release No. 34-53940 Federal Register version (71 FR 18120)
34-53588
April 3, 2006
SR-Amex-2006-28
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Rules and Procedures Governing the Execution of Complex Orders Involving Options and Securities Futures Comments Due: Federal Register version (71 FR 18122)
34-53587
April 3, 2006
SR-CHX-2006-11
Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the Bylaws of CHX Holdings, Inc. Comments Due: Federal Register version (71 FR 18126)
34-53586
April 3, 2006
SR-CBOE-2006-29
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the Class Quoting Limit in the Option Class Apple Computer Comments Due: Federal Register version (71 FR 17932)
34-53584
March 31, 2006
SR-Phlx-2006-04
Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Dissemination of Index Values Comments Due: Rel. No. 34-53790 Federal Register version (71 FR 17938)
34-53583
March 31, 2006
SR-NASDAQ-2006-001
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Nasdaq Market Center Comments Due: View Received Comments Rel. No. 34-54155 Federal Register version (71 FR 19573)
34-53580
March 30, 2006
SR-NASD-2006-040
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Expand NASD's Order Audit Trail System Exemptive Authority To Include Recording Requirements Comments Due: Federal Register version (71 FR 17529)
34-53575
March 30, 2006
SR-NYSE-2006-23
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Exchange Rules 475 and 476 Comments Due: Federal Register version (71 FR 17537)
34-53577
March 30, 2006
SR-CBOE-2006-14
Notice of Filing of Proposed Rule Change to Rule 431 ("Margin Requirements") and Rule 726 ("Delivery of Options Disclosure Document and Prospectus") To Expand the Products Eligible for Customer Portfolio Margining and Cross-Margining and Eliminate Separate Cross-Margin Accounts Comments Due: Rel. No. 34-54918 , Rel. No. 34-53576 , Rel. No. 34-54918 , Rel. No. 34-53728 Federal Register version (71 FR 17539)
34-53579
March 30, 2006
SR-NYSE-2006-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to NYSE Rule 103.12 Regarding Time Tracking Requirements of Specialists and Clerks Comments Due: Federal Register version (71 FR 17534)
34-53576
March 30, 2006
SR-CBOE-2006-14
Notice of Filing of Proposed Rule Change Relating to Customer Portfolio Margining Requirements Comments Due: Rel. No. 34-54919 , Rel. No. 34-53728 , Rel. No. 34-53577 Federal Register version (71 FR 17519)
34-53561
March 29, 2006
SR-Amex-2005-103
Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, 3 and 4 Thereto Allowing Issuers of Listed Equity Securities, Structured Products, and Exchange Traded Funds a Right To Request a New Specialist Comments Due: Rel. No. 34-53793 Federal Register version (71 FR 16841)
34-53563
March 29, 2006
SR-Amex-2005-125
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Dual Listing Comments Due: Rel. No. 34-53778 Federal Register version (71 FR 16839)
34-53562
March 29, 2006
SR-NASD-2006-005
Notice of Filing of Proposed Rule Change To Expand the Scope of NASD Rule 2440 and Interpretive Material 2440 Relating to Fair Prices and Commissions To Apply to All Securities Transactions Comments Due: View Received Comments Rel. No. 34-57964 Federal Register version (71 FR 16849)
34-53564
March 29, 2006
SR-NASD-2006-038
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Proposed Amendments to NASD Rule 1013 To Adopt a Standardized New Member Application Form (Form NMA) Comments Due: Federal Register version (71 FR 16847)
34-53568
March 29, 2006
SR-NFA-2006-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Interpretive Notice to Compliance Rule 2-9 Comments Due: Federal Register version (71 FR 16850)
34-53557
March 28, 2006
SR-BSE-2006-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter VII, Section 1(g) Relating to the Exercise of Options Contracts Comments Due: Federal Register version (71 FR 16601)
34-55550
March 28, 2006
SR-NASDAQ-2007-010
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 2 Thereto To Amend Rule 4611 Relating to Sponsored Access Comments Due: Federal Register version (72 FR 16389)
34-53558
March 28, 2006
SR-CBOE-2006-28
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto To Clarify the Application of Certain Exchange Rules to the Trading of Options on Exchange-Traded Fund Shares Comments Due: Federal Register version (71 FR 16845)
34-53551
March 27, 2006
SR-PCX-2006-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fees for Lead Market Makers, Transactions Within Exchange Traded Funds Listed on The New York Stock Exchange, Inc., and Registration and Transaction Fees for Equity Trading Permit Holders Comments Due: Federal Register version (71 FR 18130)
34-53546
March 24, 2006
SR-NASD-2005-067
Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto Relating to Amendments to NASD Rule 6530 To Clarify the Review Process for OTCBB Eligibility Determinations and To Implement Fees for Such Review Comments Due: Rel. No. 34-54028 Federal Register version (71 FR 16350)
34-53548
March 24, 2006
SR-Phlx-2005-42
Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2 and 3 Thereto Relating to Establishment of a Neutral "Referee" Comments Due: View Received Comments Rel. No. 34-54009 Federal Register version (71 FR 16389)
34-53549
March 24, 2006
SR-NYSE-2006-11
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Modification to the Existing Moratorium on the Qualification and Registration of Registered Competitive Market Makers Comments Due: Federal Register version (71 FR 16388)
34-53544
March 23, 2006
SR-BSE-2005-46
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Amend Exchange Delisting Rules to Conform to Recent Amendments to Commission Rules Regarding Removal From Listing and Withdrawal From Registration Comments Due: Rel. No. 34-53700 Federal Register version (71 FR 15499)
34-53542
March 23, 2006
SR-NASD-2006-029
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Rule 6530 To Clarify the Removal Process for Securities of OTCBB Issuers That Fail To Remain Current With OTCBB Reporting Requirements Comments Due: View Received Comments Federal Register version (71 FR 15790)
34-53545
March 23, 2006
SR-NYSEArca-2006-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating To Extending the Time Period by Which the Exchange Will Amend the NASD-PCX Agreement Pursuant to Rule 17d-2 Comments Due: Federal Register version (71 FR 16183)
34-53543
March 23, 2006
SR-CBOE-2006-21
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise Provisions of the Exchange's Crossing Rule Comments Due: Federal Register version (71 FR 15780)
34-53540
March 22, 2006
SR-Amex-2006-14
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Specialists' Transactions With Public Customers Comments Due: Federal Register version (71 FR 15775)
34-53538
March 22, 2006
SR-NASD-2006-037
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Extending the Effective Date of the Uniform Branch Office Definition and Related Interpretive Material and Extending the Transition Deadline for Compliance With Form BR and Form U4 Filing Requirements Comments Due: Federal Register version (71 FR 15786)
34-53541
March 22, 2006
SR-NASD-2006-033
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto To Amend NASD Rule 11890 Comments Due: Federal Register version (71 FR 15792)
34-53527
March 21, 2006
SR-NASD-2006-035
Notice of Filing of Proposed Rule Change Relating to Proposed Amendments to IM-2110-2 to Codify NASD's Existing Position that the Manning Rule Applies to All Members, Whether Acting as a Market Maker or Not Comments Due: Rel. No. 34-53653 Federal Register version (71 FR 15503)
34-53535
March 21, 2006
SR-NASD-2006-027
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Establishing CTCI Station-Based Pricing for Non-Members Comments Due: View Received Comments Federal Register version (71 FR 15788)
34-53536
March 21, 2006
SR-NASD-2006-026
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Establishing CTCI Station-Based Pricing for Members Comments Due: View Received Comments Federal Register version (71 FR 15784)
34-53529
March 21, 2006
SR-Phlx-2006-16
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to its Dividend Spread and Merger Spread Program Comments Due: Federal Register version (71 FR 15508)
34-53530
March 21, 2006
SR-OCC-2006-02
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Definition of Non-Customer Comments Due: Federal Register version (71 FR 16604)
34-53526
March 21, 2006
SR-PCX-2006-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 2 Thereto Relating to Rebates and Credits a Market Maker is Eligible To Receive for Executions That Result From Principal Acting as Agent Orders Sent to and Executed at Away Market Centers Comments Due: Federal Register version (71 FR 15794)
34-53532
March 21, 2006
SR-ISE-2005-56
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Establish Fees for Enhanced Sentiment Market Data Comments Due: Rel. No. 34-53756 Federal Register version (71 FR 15501)
34-53524
March 21, 2006
SR-CBOE-2006-22
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Duration of CBOE Rule 6.45A(b) Pertaining to Orders Represented in Open Outcry Comments Due: Federal Register version (71 FR 15235)
34-53537
March 21, 2006
SR-CBOE-2006-15
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Reflect Committee Revisions Comments Due: Federal Register version (71 FR 15778)
34-53519
March 20, 2006
SR-Amex-2006-26
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of Time for Exercising Expiring Options and Submitting Contrary Exercise Advices Comments Due: Federal Register version (71 FR 15229)
34-53516
March 20, 2006
SR-BSE-2006-14
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Information Contained in a Directed Order on the Boston Options Exchange Comments Due: Federal Register version (71 FR 15232)
34-53518
March 20, 2006
SR-Phlx-2005-93
Notice of Filing of Proposed Rule Change and Amendments Nos. 1, 2, 3, 4 and 5 Thereto To Amend Its By-Laws and Charter in Connection With a Restructuring of Its Board of Governors Comments Due: Rel. No. 34-53734 Federal Register version (71 FR 14766)
34-53520
March 20, 2006
SR-PCX-2005-117
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Trading of Shares of the iShares Silver Trust Pursuant to Unlisted Trading Privileges Comments Due: Federal Register version (71 FR 14977)
34-53522
March 20, 2006
SR-ISE-2006-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Session/API Fees Comments Due: Federal Register version (71 FR 17960)
34-53398A
March 17, 2006
SR-Amex-2005-107
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Relating To Amending Exchange Delisting Rules To Conform to Recent Amendments to Commission Rules Regarding Removal From Listing and Withdrawal From Registration Comments Due: Rel. No. 34-53666 , Rel. No. 34-53398 Federal Register version (71 FR 14757)
34-53510
March 17, 2006
SR-Amex-2006-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Adoption of a Licensing Fee for Options on the First Trust Morningstar Dividend Leaders Index Fund Shares Comments Due: Federal Register version (71 FR 14755)
34-53509
March 17, 2006
SR-NASD-2006-036
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Certification by the Chief Executive Officer Under NASD Interpretive Material 3013 Comments Due: Federal Register version (71 FR 15238)
34-53508
March 17, 2006
SR-NSX-2005-09
Notice of Filing of Proposed Rule Change To Amend Exchange Delisting Rules To Conform to Recent Amendments to Commission Rules Regarding Removal from Listing and Withdrawal from Registration Comments Due: Rel. No. 34-53702 Federal Register version (71 FR 14562)
34-53514
March 17, 2006
SR-Phlx-2005-80
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Automated Delivery and Handling of Stop and Stop-Limit Orders Comments Due: Rel. No. 34-53673 Federal Register version (71 FR 15240)
34-53511
March 17, 2006
SR-CBOE-2006-23
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Its Marketing Fee Program Comments Due: Federal Register version (71 FR 15234)
34-53504
March 16, 2006
SR-NASD-2006-031
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce Routing Charges for NASD Members Comments Due: Federal Register version (71 FR 14760)
34-53505
March 16, 2006
SR-NASD-2006-032
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto To Reduce Routing Charges for Non-NASD Members Comments Due: Federal Register version (71 FR 14758)
34-53493
March 16, 2006
SR-CHX-2005-27
Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2 and 3 Relating to Amending Exchange Delisting Rules to Conform to Recent Amendments To Commission Rules Regarding Removal From Listing and Withdrawal From Registration Comments Due: Rel. No. 34-53686 Federal Register version (71 FR 14265)
34-53496
March 16, 2006
SR-Phlx-2005-62
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amending Exchange Delisting Rules To Conform to Recent Amendments to Commission Rules Regarding Removal From Listing and Withdrawal From Registration Comments Due: Rel. No. 34-53692 Federal Register version (71 FR 14769)
34-53497
March 16, 2006
SR-PCX-2005-122
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amending Exchange Delisting Rules to Conform to Recent Amendments to Commission Rules Regarding Removal From Listing and Withdrawal from Registration Comments Due: Rel. No. 34-53690 Federal Register version (71 FR 14763)
34-53494
March 16, 2006
SR-NYSE-2005-72
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating To Amending Exchange Delisting Rules To Conform to Recent Amendments to Commission Rules Regarding Removal From Listing and Withdrawal From Registration Comments Due: Rel. No. 34-53685 Federal Register version (71 FR 14275)
34-53491
March 16, 2006
SR-ISE-2006-13
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fee Changes Comments Due: Federal Register version (71 FR 14757)
34-53503
March 16, 2006
SR-DTC-2006-01
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Participant Exchange System Comments Due: Federal Register version (71 FR 15237)
34-53488
March 15, 2006
SR-NASD-2006-015
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Establish the Nasdaq Halt Cross Comments Due: Rel. No. 34-53687 Federal Register version (71 FR 14272)
34-53487
March 15, 2006
SR-NYSE-2006-21
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Pilot Until March 24, 2006 To Put Into Operation Phase 1 of the NYSE HYBRID MARKETSM Comments Due: Federal Register version (71 FR 14278)
34-53478
March 14, 2006
SR-Amex-2006-21
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Rebate of the Exchange's Options Cancellation Fee Comments Due: Federal Register version (71 FR 14258)
34-53486
March 14, 2006
SR-CBOT-2006-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Relating to Listing Standards for Security Futures Products Comments Due: Federal Register version (71 FR 14259)
34-53485
March 14, 2006
SR-PCX-2006-15
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Certain Housekeeping Changes to Its Schedule of Fees and Charges Comments Due: Federal Register version (71 FR 14564)
34-53484
March 14, 2006
SR-ISE-2005-25
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to Trading Options on Full and Reduced Values of the FTSE 100 Index and the FTSE 250 Index, Including Long-Term Options Comments Due: Federal Register version (71 FR 14268)
34-53474
March 13, 2006
SR-NASD-2006-022
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Optional Routing of Orders in Nasdaq's INET Facility Comments Due: Federal Register version (71 FR 14043)
34-53476
March 13, 2006
SR-PCX-2006-14
Notice of Filing of Proposed Rule Change To Reduce the Fee Charged to a Lead Market Maker When It Transfers Options Issues to Another Lead Market Maker Comments Due: Rel. No. 34-53752 Federal Register version (71 FR 14046)
34-53472
March 13, 2006
SR-NYSE-2006-18
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 104, Dealings by Specialists Comments Due: Federal Register version (71 FR 13882)
34-53469
March 10, 2006
SR-PCX-2006-10
Notice of Filing of Proposed Rule Change Relating to Trade Shredding Comments Due: Rel. No. 34-53710 Federal Register version (71 FR 14045)
34-53463
March 10, 2006
SR-DTC-2005-22
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise Fee Schedule Comments Due: View Received Comments Federal Register version (71 FR 13873)
34-53470
March 10, 2006
SR-CBOE-2006-26
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise Position Limits for VIX Options Comments Due: Federal Register version (71 FR 13871)
34-53451
March 8, 2006
SR-Amex-2006-23
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt an Options Licensing Fee for Options on Certain Rydex Exchange-Traded Funds Comments Due: Federal Register version (71 FR 13193)
34-53454
March 8, 2006
SR-BSE-2006-01
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Establish Fees for Options on Certain Exchange Traded Funds Comments Due: Federal Register version (71 FR 13439)
34-53440
March 8, 2006
SR-NASD-2006-020
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Odd Lot Transactions in the Nasdaq Market Center Comments Due: Federal Register version (71 FR 13646)
34-53441
March 8, 2006
SR-CHX-2006-03
Notice of Filing of Proposed Rule Change Relating to the Prohibition of Trade Shredding Rel. No. 34-53664 Federal Register version (71 FR 13642)
34-53443
March 8, 2006
SR-NYSE-2006-14
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Establishment of a Trading License Fee for 2006 and the Creation of Certain Other Fees for Trading License Holders Comments Due: Federal Register version (71 FR 13200)
34-53450
March 8, 2006
SR-ISE-2006-04
Notice of Filing of Proposed Rule Change Relating to Its Proposal To Reorganize From Its Current Structure Into a Holding Company Structure Comments Due: Rel. No. 34-53705 , Additional Materials Amendment No. 2 , Exhibit 5 Federal Register version (71 FR 13875)
34-53436
March 7, 2006
SR-BSE-2006-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Authorize Entry into Regulatory Services Agreements Comments Due: Federal Register version (71 FR 13194)
