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Comments on NASD Rulemaking
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Modify Order Delivery Charges for Orders Delivered to Nasdaq Market Center Participants
(Release No. 34-53644; File No. SR-NASD-2006-048)
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| Jul. 11, 2006 |
Memorandum from the Office of the Chairman regarding a July 11, 2006 meeting with representatives of Bloomberg Tradebook, Independent ECNs, and the National Stock Exchange |
| Jul. 3, 2006 |
Martin Kaye, Chief Executive Officer, TRACK ECN |
| Jun. 23, 2006 |
Kim Bang, Bloomberg Tradebook, LLC |
| Jun. 8, 2006 |
David C. Chavern, Vice President, Capital Markets Program, U.S. Chamber of Commerce |
| Jun. 2, 2006 |
Memorandum from the Office of the Chairman regarding a June 2, 2006 meeting with representatives of the Nasdaq Stock Market LLC, dated June 2, 2006. |
| May 30, 2006 |
Kim Bang, Bloomberg Tradebook LLC |
| May 17, 2006 |
C. Thomas Richardson, Managing Director, Citigroup Global Markets Inc. |
| May 16, 2006 |
Memorandum from the Office of the Chairman regarding a May 16, 2006 meeting with representatives of Bloomberg Tradebook and Direct Edge ECN, dated May 16, 2006. |
| May 5, 2006 |
Leonard Amoruso, Senior Managing Director and Chief Compliance Officer, Knight Capital Group, Inc. |
| May 5, 2006 |
Martin Kaye, Chief Executive Officer, TRACK ECN |
| May 5, 2006 |
Memorandum from the Office of the Chairman regarding a May 5, 2006 meeting with representatives of Bloomberg Tradebook and Direct Edge ECN, dated May 5, 2006. |
| May 5, 2006 |
David Cummings,
Chief Executive Officer, BATS Trading, Inc. |
| May 5, 2006 |
Kim Bang, Bloomberg Trade, LLC |
| Apr. 7, 2006 |
Memorandum from the Office of the Chairman regarding a April 7, 2006 meeting with representatives of the Nasdaq Stock Market LLC, dated April 7, 2006. |
| Apr. 6, 2006 |
The Nasdaq Stock Market, Inc. |
http://www.sec.gov/comments/sr-nasd-2006-048/nasd2006048.shtml
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