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Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Modify Order Delivery Charges for Orders Delivered to Nasdaq Market Center Participants

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Date Sort descending	Letter Type	Commenter Name
July 11, 2006	Meeting with SEC Officials	Memorandum from the Office of the Chairman regarding a July 11, 2006 meeting with representatives of Bloomberg Tradebook, Independent ECNs, and the National Stock Exchange
July 3, 2006	Public Comment	Martin Kaye, Chief Executive Officer, TRACK ECN
June 23, 2006	Public Comment	Kim Bang, Bloomberg Tradebook, LLC
June 8, 2006	Public Comment	David C. Chavern, Vice President, Capital Markets Program, U.S. Chamber of Commerce
May 30, 2006	Public Comment	Kim Bang, Bloomberg Tradebook, LLC
May 17, 2006	Public Comment	C. Thomas Richardson, Managing Director, Citigroup Global Markets Inc.
May 16, 2006	Meeting with SEC Officials	Memorandum from the Office of the Chairman regarding a May 16, 2006 meeting with representatives of Bloomberg Tradebook and Direct Edge ECN, dated May 16, 2006.
May 5, 2006	Public Comment	David Cummings, Chief Executive Officer, BATS Trading, Inc.
May 5, 2006	Public Comment	Kim Bang, Bloomberg Tradebook, LLC
May 5, 2006	Public Comment	Leonard Amoruso, Senior Managing Director and Chief Compliance Officer, Knight Capital Group, Inc.
May 5, 2006	Public Comment	Martin Kaye, Chief Executive Officer, TRACK ECN
May 5, 2006	Meeting with SEC Officials	Memorandum from the Office of the Chairman regarding a May 5, 2006 meeting with representatives of Bloomberg Tradebook and Direct Edge ECN, dated May 5, 2006.
April 7, 2006	Meeting with SEC Officials	Memorandum from the Office of the Chairman regarding an April 7, 2006 meeting with representatives of the Nasdaq Stock Market LLC, dated April 7, 2006.
April 6, 2006	Public Comment	The Nasdaq Stock Market, Inc.

Last Reviewed or Updated: Dec. 18, 2025

File Number

SR-NASD-2006-048

Release Number

34-53644

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