34-58185
July 17, 2008
SR-Phlx-2008-54
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participation Guarantees for Crossing and Facilitation Orders
Comments Due: August 13, 2008
Federal Register version (73 FR 42888)
34-58184
July 17, 2008
SR-NYSE-2008-46
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Create a New NYSE Market Model, With Certain Components To Operate as a One-Year Pilot That Will Provide Market Participants With Additional Abilities To Post Hidden Liquidity, Phase Out Specialists by Creating a Designated Market Maker, and Enhance the Speed of Execution Through Technological Enhancements
Comments Due: August 13, 2008
View Received Comments
See Also -
Exhibit 5 , Rel. No. 34-58845
Federal Register version (73 FR 42853)
34-58182
July 17, 2008
SR-NASDAQ-2008-062
Notice of Filing of Proposed Rule Change To Clarify the Application of Nasdaq Rules When a Listed Company Combines With a non-Nasdaq Entity
Comments Due: August 13, 2008
See Also -
Rel. No. 34-58432
Federal Register version (73 FR 42848)
34-58168
July 16, 2008
SR-Phlx-2008-53
Notice of Filing of a Proposed Rule Change Relating to an Exchange Member's Conduct of Doing Business With the Public
Comments Due: August 12, 2008
See Also -
Rel. No. 34-58410
Federal Register version (73 FR 42641)
34-58173
July 16, 2008
SR-OPRA-2008-02
Notice of Filing of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information, as Modified by Amendment No. 1 Thereto, To Amend OPRA's Vendor Agreement and Related D
Comments Due: August 12, 2008
See Also -
Release No. 34-58434
Federal Register version (73 FR 42631)
34-58176
July 16, 2008
SR-FINRA-2008-021
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto, Relating to the Adoption of NASD Rules 4000 Through 10000 Series and the 12000 Through 14000 Series as FINRA Rules in the New Consolidated FINRA Rulebook
Comments Due: August 13, 2008
See Also -
Rel. No. 34-58643
Federal Register version (73 FR 42844)
34-58162
July 15, 2008
SR-NYSEArca-2008-73
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trade 14 Funds of the Commodities and Currency Trust Pursuant to Unlisted Trading Privileges
Comments Due: August 11, 2008
Federal Register version (73 FR 42391)
34-58164
July 15, 2008
SR-ISE-2008-56
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Waivers
Comments Due: August 12, 2008
Federal Register version (73 FR 42638)
34-58165
July 15, 2008
SR-DTC-2008-03
Notice of Filing of Proposed Rule Change To Establish a Fee Relating to DTC's Settlement Procedures for the Maturity of Money Market Instruments With Unknown Rates
Comments Due: August 12, 2008
View Received Comments
Federal Register version (73 FR 42645)
34-58152
July 14, 2008
SR-NASDAQ-2008-059
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Fees for Members Using the NASDAQ Options Market
Comments Due: August 11, 2008
Federal Register version (73 FR 42397)
34-58153
July 14, 2008
SR-CBOE-2008-67
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete References to Hybrid 2.0 Platform and Hybrid 2.0 Option Classes
Comments Due: August 8, 2008
Federal Register version (73 FR 41386)
34-58144
July 11, 2008
SR-Phlx-2008-49
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Transaction Charges Applicable to Linkage "P" and "P/A" Orders
Comments Due: August 8, 2008
Federal Register version (73 FR 41394)
34-58142
July 11, 2008
SR-NYSEArca-2008-70
Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 5.2(j)(6)(B)(I), the Generic Listing Standard for Equity Index-Linked Securities
Comments Due: August 7, 2008
See Also -
Rel. No. 34-58376
Federal Register version (73 FR 41147)
34-58145
July 11, 2008
SR-NASDAQ-2008-016
Notice of Filing of Proposed Rule Change To Establish Fees for Nasdaq Market Pathfinders Service
Comments Due: August 7, 2008
View Received Comments
See Also -
Rel. No. 34-59266
Federal Register version (73 FR 41143)
34-58143
July 11, 2008
SR-ISE-2008-52
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Linkage Fees
Comments Due: August 8, 2008
Federal Register version (73 FR 41388)
34-58147
July 11, 2008
SR-ISE-2008-53
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments Due: August 8, 2008
Federal Register version (73 FR 41389)
34-58149
July 11, 2008
SR-FINRA-2008-034
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Elimination of Certain Fee References in the Incorporated NYSE Rules
Comments Due: August 11, 2008
Federal Register version (73 FR 42385)
34-58136
July 10, 2008
SR-BSE-2008-41
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Options on Shares of the SPDR Gold Trust
Comments Due: August 6, 2008
Federal Register version (73 FR 40884)
34-58140
July 10, 2008
SR-BSE-2008-40
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a New Quote Removal Mechanism Upon Technical Disconnect
Comments Due: August 8, 2008
Federal Register version (73 FR 41384)
34-58137
July 10, 2008
SR-NYSE-2008-55
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 17 To Address Issues Related to Vendor Liability
Comments Due: August 7, 2008
Federal Register version (73 FR 41145)
34-58135
July 10, 2008
SR-NASDAQ-2008-061
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Routing to Affiliated Exchanges
Comments Due: August 6, 2008
View Received Comments
Federal Register version (73 FR 40898)
34-58139
July 10, 2008
SR-ISE-2008-54
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 2 Thereto Relating to Changes to the Fee Schedule
Comments Due: August 7, 2008
Federal Register version (73 FR 41142)
34-58134
July 10, 2008
SR-FINRA-2008-025
Notice of Filing of Proposed Rule Change Relating to the Adoption of NASD Rule 2790 as FINRA Rule 5130 (Restrictions on the Purchase and Sale of Initial Equity Public Offerings) in the Consolidated FINRA Rulebook
Comments Due: August 6, 2008
View Received Comments
See Also -
Rel. No. 34-58421
Federal Register version (73 FR 40892)
34-58138
July 10, 2008
SR-CBOE-2007-30
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to Rule 9.21 (Communications to Customers)
Comments Due: 21 days after publication in the Federal Register
View Received Comments
See Also -
Rel. No. 34-58823
Federal Register version (73 FR 40886)
34-58131
July 9, 2008
SR-BSE-2008-37
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program for Quarterly Options Series on the Boston Options Exchange Facility
Comments Due: August 7, 2008
Federal Register version (73 FR 41138)
34-58130
July 9, 2008
SR-NYSEArca-2008-72
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exchange's Quarterly Options Series Pilot Program
Comments Due: August 8, 2008
Federal Register version (73 FR 41392)
34-58123
July 9, 2008
SR-NSCC-2007-08
Notice of Filing of Proposed Rule Change To Amend Membership Disqualification Criteria Rules
Comments Due: August 8, 2008
Federal Register version (73 FR 41390)
34-58126
July 9, 2008
SR-NSCC-2008-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Use of NSCC's Mutual Fund Service by Investment Managers in Managed Account Programs
Comments Due: August 6, 2008
View Received Comments
Federal Register version (73 FR 40902)
34-58129
July 9, 2008
SR-ISE-2008-21
Notice of Filing of Proposed Rule Change by International Securities Exchange, LLC Relating to an Exchange Member's Conduct of Doing Business With the Public
Comments Due: August 6, 2008
See Also -
Rel. No. 34-58665
Federal Register version (73 FR 40895)
34-58124
July 9, 2008
SR-FINRA-2008-031
Notice of Filing of Proposed Rule Change to Amend the Arbitration Uniform Submission Agreement and Related Rules
Comments Due: August 6, 2008
See Also -
Rel. No. 34-59091
Federal Register version (73 FR 40890)
34-58128
July 9, 2008
SR-FICC-2007-04
Notice of Filing of Proposed Rule Change Relating to Applicant and Member Disqualification Criteria
Comments Due: August 6, 2008
View Received Comments
See Also -
Rel. No. 34-59111
Federal Register version (73 FR 40893)
34-58122
July 9, 2008
SR-DTC-2007-07
Notice of Filing of Proposed Rule Change To Amend the Applicant Disqualification Criteria Contained in Its Rules
Comments Due: August 6, 2008
See Also -
Rel. No. 34-59035
Federal Register version (73 FR 40888)
34-58127
July 9, 2008
SR-CBOE-2008-68
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the CBOE Fees Schedule
Comments Due: August 7, 2008
Federal Register version (73 FR 41140)
34-58118
July 8, 2008
SR-FINRA-2008-030
Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 3130 (Annual Certification of Compliance and Supervisory Processes) in the Consolidated FINRA Rulebook
Comments Due: August 5, 2008
View Received Comments
See Also -
Rel. No. 34-58661
Federal Register version (73 FR 40647)
34-58117
July 8, 2008
SR-CBOE-2008-69
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Linkage Fee Pilot Program
Comments Due: August 5, 2008
Federal Register version (73 FR 40645)
34-58110
July 7, 2008
SR-BSE-2008-34
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Permit the Listing and Trading of Options on Foreign Currency ETFs and Commodity Pool ETFs
Comments Due: August 4, 2008
Federal Register version (73 FR 40400)
34-58114
July 7, 2008
SR-NASD-2007-041
Notice of Filing of Amendment No. 2 to Proposed Rule Change To Amend the Minimum Price-Improvement Standards Set Forth in NASD Interpretive Material (IM) 2110-2
Comments Due: August 4, 2008
View Received Comments
See Also -
Rel. No. 34-58532 , Rel. No. 34-56297
Federal Register version (73 FR 40407)
34-58112
July 7, 2008
SR-NSX-2008-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment Nos. 1, 2, and 3 Thereto Relating to the Termination of the Intermarket Trading System Plan and to a Technical Change to Rule 8.15
Comments Due: August 4, 2008
Federal Register version (73 FR 40411)
34-58109
July 7, 2008
SR-NYSEArca-2008-47
Notice of Filing of Proposed Rule Change To Waive Retroactively as of June 24, 2008, Certain Initial Listing Fees for Companies Transferring the Listing of Their Securities From Any Other National Securities Exchange
Comments Due: August 4, 2008
See Also -
Rel. No. 34-58379
Federal Register version (73 FR 40415)
34-58108
July 7, 2008
SR-NYSE-2007-64
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Section 31 Accumulated Funds
Comments Due: August 4, 2008
Federal Register version (73 FR 40413)
34-58104
July 7, 2008
SR-NSCC-2008-05
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Lower Fees for Certain NSCC Services
Comments Due: July 31, 2008
Federal Register version (73 FR 39758)
34-58099
July 3, 2008
SR-Phlx-2008-50
Notice of Filing of a Proposed Rule Change Relating to Complex Orders
Comments Due: July 31, 2008
See Also -
Rel. No. 34-58361
Federal Register version (73 FR 39769)
34-58096
July 3, 2008
SR-NYSE-2008-54
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Operative Date of the NYSE Rule 2 Requirement That NYSE-Only Member Organizations Apply for and Be Approved as Members of the Financial Industry Regulatory Authority, Inc
Comments Due: July 31, 2008
Federal Register version (73 FR 39764)
34-58100
July 3, 2008
SR-NSCC-2006-17
Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 To Reorganize Membership Rules and Procedures
Comments Due: July 31, 2008
See Also -
Order Rel. No. 34-59238
Federal Register version (73 FR 39759)
34-58093
July 3, 2008
SR-NASDAQ-2008-057
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Technical and Conforming Changes to NASDAQ Rules Governing Options Trading
Comments Due: July 31, 2008
Federal Register version (73 FR 39756)
34-58098
July 3, 2008
SR-NASDAQ-2008-035
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Filed by The NASDAQ Stock Market LLC
Comments Due: May 29, 2008
See Also -
Rel. No. 34-58183 , Rel. No. 34-57761
Federal Register version (73 FR 39776)
34-58101
July 3, 2008
SR-NASDAQ-2008-033
Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto Related to Submission of Non-Tape Reports
Comments Due: August 1, 2008
View Received Comments
See Also -
Rel. No. 34-58569
Federal Register version (73 FR 40002)
34-58102
July 3, 2008
SR-NASDAQ-2008-019
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto To Remove From the Nasdaq Rules Fee Provisions Relating to Nasdaq's Mutual Fund Quotation Service
Comments Due: August 4, 2008
See Also -
Rel. No. 34-58392
Federal Register version (73 FR 40410)
34-58091
July 3, 2008
SR-ISE-2008-55
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Maker Fee Changes
Comments Due: July 31, 2008
Federal Register version (73 FR 39754)
34-58095
July 3, 2008
SR-FINRA-2008-021
Notice of Filing of a Proposed Rule Change To Adopt FINRA Rule 2010 (Standards of Commercial Honor and Principles of Trade), FINRA Rule 2020 (Use of Manipulative, Deceptive or Other Fraudulent Devices), and FINRA Rule 5150 (Fairness Opinions) in the Consolidated FINRA Rulebook
Comments Due: July 31, 2008
See Also -
Rel. No. 34-58643
Federal Register version (73 FR 39751)
34-58103
July 3, 2008
SR-FINRA-2008-036
Notice of Filing of a Proposed Rule Change Relating to the Incorporated NYSE Rules
Comments Due: August 4, 2008
View Received Comments
See Also -
Rel. No. 34-58533
Federal Register version (73 FR 40403)
34-58094
July 3, 2008
SR-CBOE-2008-70
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Short Term Option Series Pilot Program
Comments Due: August 1, 2008
Federal Register version (73 FR 40000)
34-58083
July 2, 2008
SR-Amex-2008-57
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Quarterly Options Series Pilot Program
Comments Due: July 31, 2008
Federal Register version (73 FR 39741)
34-58084
July 2, 2008
SR-Amex-2008-55
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Short Term Option Series Pilot Program
Comments Due: July 31, 2008
Federal Register version (73 FR 39743)
34-58086
July 2, 2008
SR-Amex-2008-52
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Linkage Fee Pilot Program
Comments Due: July 31, 2008
Federal Register version (73 FR 39744)
34-58082
July 2, 2008
SR-BSE-2008-35
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Current Pilot Program for Linkage Fees on the Boston Options Exchange Facility
Comments Due: July 31, 2008
Federal Register version (73 FR 39746)
34-58087
July 2, 2008
SR-CHX-2008-11
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified By Amendment No. 1 Thereto, Relating to Equity-Linked Debt Securities
Comments Due: July 31, 2008
Federal Register version (73 FR 39749)
34-58079
July 2, 2008
SR-NYSEArca-2008-69
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit the Use of a New Order Type Known as Price Improving Orders and Quotes
Comments Due: July 30, 2008
Federal Register version (73 FR 39365)
34-58085
July 2, 2008
SR-NYSEArca-2008-68
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the One Week Option Series Pilot Program Through July 12, 2009
Comments Due: July 31, 2008
Federal Register version (73 FR 39767)
34-58089
July 2, 2008
SR-NYSEArca-2008-71
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Enable the Exchange To Conduct Market Order and Closing Auctions in NYSE-Listed Securities Subject to a Sub-Penny Trading Condition
Comments Due: July 31, 2008
Federal Register version (73 FR 39765)
34-58081
July 2, 2008
SR-NASDAQ-2008-058
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Fees for Members Using the NASDAQ Options Market
Comments Due: 21 days after publication in the Federal Register
Federal Register version (73 FR 39755)
34-58072
July 1, 2008
SR-ISE-2008-51
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish an Exemption for Certain Regulation NMS-Compliant Intermarket Sweep Orders From the Requirements in Rule 2119 (Equity EAMs Acting as Brokers) and Conform Rule 2119 to Financial Industry Regulatory Authority Rules
Comments Due: July 30, 2008
Federal Register version (73 FR 39358)
34-58073
July 1, 2008
SR-CBOE-2008-71
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Temporary Membership Status Access Fee
Comments Due: July 30, 2008
Federal Register version (73 FR 39357)
34-58076
July 1, 2008
SR-CBOE-2008-66
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Appointment Cost of RVX and VXN Options
Comments Due: July 31, 2008
Federal Register version (73 FR 39748)
34-58060
June 30, 2008
SR-Amex-2008-49
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section 107 of the Company Guide
Comments Due: July 30, 2008
Federal Register version (73 FR 39350)
34-58067
June 30, 2008
SR-Amex-2008-54
Notice of Filing of Proposed Rule Change Relating to Closed-End Fund of Hedge Fund Listing Requirements
Comments Due: July 30, 2008
View Received Comments
Federal Register version (73 FR 39352)
34-58059
June 30, 2008
SR-OCC-2008-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the New Methodology for Adjusting Options Contracts for Cash Dividends and Distributions
Comments Due: July 30, 2008
Federal Register version (73 FR 39367)
34-58056
June 30, 2008
SR-NYSEArca-2008-67
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Charges for Exchange Services in Order To Extend the Current Pilot Program Regarding Transaction Fees Charged for Trades Executed Through the Intermarket Options Linkage
Federal Register version (73 FR 38482)
34-58058
June 30, 2008
SR-NYSEArca-2008-65
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Shares of the MacroShares Oil Trusts Pursuant to Unlisted Trading Privileges
Comments Due: July 28, 2008
Federal Register version (73 FR 38484)
34-58066
June 30, 2008
SR-NYSEArca-2008-32
Notice of Filing of Amendment No. 2 to Proposed Rule Change Relating to the Minor Rule Plan and Order Granting Accelerated Approval to the Proposed Rule Change as Modified by Amendment No. 2
Comments Due: July 29, 2008
See Also -
Rel. No. 34-57697
Federal Register version (73 FR 39065)
34-58069
June 30, 2008
SR-NASDAQ-2008-054
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Technical and Conforming Changes to Nasdaq Rules
Comments Due: July 30, 2008
Federal Register version (73 FR 39360)
34-58049
June 27, 2008
SR-Phlx-2008-46
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for Options on the Full-Size Nasdaq 100 Index and Options on the Mini Nasdaq 100 Index
Comments Due: July 24, 2008
Federal Register version (73 FR 38286)
34-58050
June 27, 2008
SR-NYSE-2008-53
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending NYSE Rule 123D (Openings and Halts in Trading) To Provide for a Limited Exemption for Securities Trading on the Exchange That Are Part of the Russell Index Reconstitution
Comments Due: July 24, 2008
Federal Register version (73 FR 38270)
34-58052
June 27, 2008
SR-NYSE-2008-45
Notice of Filing of Proposed Rule Change Amending NYSE Rule 98 and Related Rules To Redefine Specialist Operations at the NYSE
Comments Due: July 24, 2008
See Also -
Rel. No. 34-58328 , Exhibit No. 5
Federal Register version (73 FR 38274)
34-58053
June 27, 2008
SR-NSCC-2008-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Support the Processing of Instructions for the Transfer or Reallocation of Underlying Investment Options Within a Variable Insurance Contract
Comments Due: July 28, 2008
Federal Register version (73 FR 43277)
34-58048
June 27, 2008
SR-CBOE-2008-65
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Duration of CBOE Rule 6.45A(b) Pertaining to Orders Represented in Open Outcry
Comments Due: 21 days after publication in the Federal Register
Federal Register version (73 FR 39355)
34-58037
June 26, 2008
SR-Amex-2008-50
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Pilot Program That Reduces the Minimum Number of Contracts Required for a FLEX Equity Option Opening Transaction in a New Series and To Modify the Minimum Value Size for an Opening Transaction in a Currently-Opened FLEX Equity Series
Comments Due: July 23, 2008
Federal Register version (73 FR 38008)
34-58039
June 26, 2008
SR-Phlx-2008-44
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Quarterly Options Series Pilot Program
Comments Due: July 24, 2008
Federal Register version (73 FR 38284)
34-58045
June 26, 2008
SR-Phlx-2007-33
Notice of Filing of Proposed Rule Change, as Modified by Amendment Nos. 1 Thereto and 2, Relating to Margining
Comments Due: 21 days after publication in the Federal Register
See Also -
Rel. No. 34-58340
Federal Register version (73 FR 38487)
34-58033
June 26, 2008
SR-NYSE-2008-49
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend for Three Months the Moratorium Related to the Qualification and Registration of Registered Competitive Market Makers, Pursuant to NYSE Rule 107A, and Competitive Traders, Pursuant to NYSE Rule 110
Comments Due: July 24, 2008
Federal Register version (73 FR 38265)
34-58036
June 26, 2008
SR-NYSE-2008-51
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Rule 103A (Specialist Stock Reallocation and Member Education and Performance) and Exchange Rule 103B (Specialist Stock Allocation)
Comments Due: July 24, 2008
Federal Register version (73 FR 38267)
34-58040
June 26, 2008
SR-NYSE-2008-50
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend NYSE Rule 104.10 To Extend the Duration of the Pilot Program Applicable to Conditional Transactions in All Securities to September 30, 2008
Comments Due: July 24, 2008
Federal Register version (73 FR 38272)
34-58029
June 26, 2008
SR-NASDAQ-2008-053
Notice of Filing of Proposed Rule Change To Modify the Definition of "Independent Director"
Comments Due: July 23, 2008
See Also -
Rel. No. 34-58335
Federal Register version (73 FR 38016)
34-58038
June 26, 2008
SR-ISE-2008-50
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exposure of Public Customer Orders to all ISE Members
Comments Due: July 24, 2008
Federal Register version (73 FR 38261)
34-58041
June 26, 2008
SR-ISE-2007-94
Notice of Filing of Proposed Rule Change as Modified by Amendments No. 1 and 3 Thereto Relating to Reduction of the Order Handling and Exposure Periods
Comments Due: July 24, 2008
See Also -
Rel. No. 34-58224
Federal Register version (73 FR 38263)
34-58042
June 26, 2008
SR-DTC-2008-04
Notice of Filing and Immediate Effectiveness of Proposed Rule To Establish an Alternate Choice in DTC Profile Surety Providers
Comments Due: 21 days after publication in the Federal Register
Federal Register version (73 FR 39067)
34-58044
June 26, 2008
SR-DTC-2008-02
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Deposits Service Guide
Comments Due: July 23, 2008
Federal Register version (73 FR 38012)
34-58021
June 25, 2008
SR-NSX-2008-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NSX Rules To Provide for an Optional Limit Cap Price on Any Pegged Zero Display Reserve Order
Comments Due: July 23, 2008
Federal Register version (73 FR 38001)
34-58024
June 25, 2008
SR-NYSEArca-2008-63
Notice of Filing of a Proposed Rule Change Relating to the Listing and Trading of Shares of the MacroShares Medical Inflation Trusts
Comments Due: July 23, 2008
See Also -
Rel. No. 34-58312
Federal Register version (73 FR 38003)
34-58017
June 25, 2008
SR-NASDAQ-2008-056
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding a Clerical Change to a NASDAQ Rule
Comments Due: July 22, 2008
Federal Register version (73 FR 37519)
34-58019
June 25, 2008
SR-ISE-2008-49
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Quarterly Options Series Pilot Program
Comments Due: July 23, 2008
Federal Register version (73 FR 38014)
34-58020
June 25, 2008
SR-ISE-2008-48
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Short Term Options Series Pilot Program
Comments Due: July 23, 2008
Federal Register version (73 FR 38000)
34-58018
June 25, 2008
SR-CBOE-2008-62
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Quarterly Options Series Pilot Program Until July 10, 2009
Comments Due: July 23, 2008
Federal Register version (73 FR 38010)
34-58008
June 24, 2008
SR-NYSEArca-2008-61
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To List and Trade Options on Reduced Values of the FTSE 100 Index and the FTSE 250 Index
Comments Due: July 21, 2008
Federal Register version (73 FR 36945)
34-58013
June 24, 2008
SR-NYSE-2008-48
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 103A To Exempt Executive Floor Governors From Floor Member Continuing Education
Comments Due: July 22, 2008
Federal Register version (73 FR 37521)
34-58014
June 24, 2008
SR-NASDAQ-2008-055
Notice of Filing of Proposed Rule Change Regarding Fees for Orders Routed via the Options Intermarket Linkage
Comments Due: July 22, 2008
See Also -
Rel. No. 34-58298
Federal Register version (73 FR 37520)
34-58007
June 24, 2008
SR-CBOE-2008-64
Notice of Filing of Proposed Rule Change Amending CBOE Rules 5.3 and 5.4 To Enable the Listing and Trading of Options on Index-Linked Securities
Comments Due: July 16, 2008
See Also -
Rel. No. 34-58204
Federal Register version (73 FR 37516)
34-58002
June 23, 2008
SR-Phlx-2008-42
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Catastrophic Errors
Comments Due: July 18, 2008
Federal Register version (73 FR 36581)
34-58003
June 23, 2008
SR-OCC-2008-11
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Range Options
Comments Due: July 21, 2008
Federal Register version (73 FR 36934)
34-58006
June 23, 2008
SR-NYSEArca-2008-64
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Schedule of Fees and Charges for Exchange Services
Comments Due: July 21, 2008
Federal Register version (73 FR 36943)