Notice

Release Number SEC Issue Date File Number Details
34-58185 SR-Phlx-2008-54 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participation Guarantees for Crossing and Facilitation Orders
Comments Due: August 13, 2008
Federal Register version (73 FR 42888)
34-58184 SR-NYSE-2008-46 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Create a New NYSE Market Model, With Certain Components To Operate as a One-Year Pilot That Will Provide Market Participants With Additional Abilities To Post Hidden Liquidity, Phase Out Specialists by Creating a Designated Market Maker, and Enhance the Speed of Execution Through Technological Enhancements
Comments Due: August 13, 2008
View Received Comments
See Also - Exhibit 5, Rel. No. 34-58845
Federal Register version (73 FR 42853)
34-58182 SR-NASDAQ-2008-062 Notice of Filing of Proposed Rule Change To Clarify the Application of Nasdaq Rules When a Listed Company Combines With a non-Nasdaq Entity
Comments Due: August 13, 2008
See Also - Rel. No. 34-58432
Federal Register version (73 FR 42848)
34-58168 SR-Phlx-2008-53 Notice of Filing of a Proposed Rule Change Relating to an Exchange Member's Conduct of Doing Business With the Public
Comments Due: August 12, 2008
See Also - Rel. No. 34-58410
Federal Register version (73 FR 42641)
34-58173 SR-OPRA-2008-02 Notice of Filing of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information, as Modified by Amendment No. 1 Thereto, To Amend OPRA's Vendor Agreement and Related D
Comments Due: August 12, 2008
See Also - Release No. 34-58434
Federal Register version (73 FR 42631)
34-58176 SR-FINRA-2008-021 Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto, Relating to the Adoption of NASD Rules 4000 Through 10000 Series and the 12000 Through 14000 Series as FINRA Rules in the New Consolidated FINRA Rulebook
Comments Due: August 13, 2008
See Also - Rel. No. 34-58643
Federal Register version (73 FR 42844)
34-58162 SR-NYSEArca-2008-73 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trade 14 Funds of the Commodities and Currency Trust Pursuant to Unlisted Trading Privileges
Comments Due: August 11, 2008
Federal Register version (73 FR 42391)
34-58164 SR-ISE-2008-56 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Waivers
Comments Due: August 12, 2008
Federal Register version (73 FR 42638)
34-58165 SR-DTC-2008-03 Notice of Filing of Proposed Rule Change To Establish a Fee Relating to DTC's Settlement Procedures for the Maturity of Money Market Instruments With Unknown Rates
Comments Due: August 12, 2008
View Received Comments
Federal Register version (73 FR 42645)
34-58152 SR-NASDAQ-2008-059 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Fees for Members Using the NASDAQ Options Market
Comments Due: August 11, 2008
Federal Register version (73 FR 42397)
34-58153 SR-CBOE-2008-67 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete References to Hybrid 2.0 Platform and Hybrid 2.0 Option Classes
Comments Due: August 8, 2008
Federal Register version (73 FR 41386)
34-58144 SR-Phlx-2008-49 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Transaction Charges Applicable to Linkage "P" and "P/A" Orders
Comments Due: August 8, 2008
Federal Register version (73 FR 41394)
34-58142 SR-NYSEArca-2008-70 Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 5.2(j)(6)(B)(I), the Generic Listing Standard for Equity Index-Linked Securities
Comments Due: August 7, 2008
See Also - Rel. No. 34-58376
Federal Register version (73 FR 41147)
34-58145 SR-NASDAQ-2008-016 Notice of Filing of Proposed Rule Change To Establish Fees for Nasdaq Market Pathfinders Service
Comments Due: August 7, 2008
View Received Comments
See Also - Rel. No. 34-59266
Federal Register version (73 FR 41143)
34-58143 SR-ISE-2008-52 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Linkage Fees
Comments Due: August 8, 2008
Federal Register version (73 FR 41388)
34-58147 SR-ISE-2008-53 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments Due: August 8, 2008
Federal Register version (73 FR 41389)
34-58149 SR-FINRA-2008-034 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Elimination of Certain Fee References in the Incorporated NYSE Rules
Comments Due: August 11, 2008
Federal Register version (73 FR 42385)
34-58136 SR-BSE-2008-41 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Options on Shares of the SPDR Gold Trust
Comments Due: August 6, 2008
Federal Register version (73 FR 40884)
34-58140 SR-BSE-2008-40 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a New Quote Removal Mechanism Upon Technical Disconnect
Comments Due: August 8, 2008
Federal Register version (73 FR 41384)
34-58137 SR-NYSE-2008-55 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 17 To Address Issues Related to Vendor Liability
Comments Due: August 7, 2008
Federal Register version (73 FR 41145)
34-58135 SR-NASDAQ-2008-061 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Routing to Affiliated Exchanges
Comments Due: August 6, 2008
View Received Comments
Federal Register version (73 FR 40898)
34-58139 SR-ISE-2008-54 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 2 Thereto Relating to Changes to the Fee Schedule
Comments Due: August 7, 2008
Federal Register version (73 FR 41142)
34-58134 SR-FINRA-2008-025 Notice of Filing of Proposed Rule Change Relating to the Adoption of NASD Rule 2790 as FINRA Rule 5130 (Restrictions on the Purchase and Sale of Initial Equity Public Offerings) in the Consolidated FINRA Rulebook
Comments Due: August 6, 2008
View Received Comments
See Also - Rel. No. 34-58421
Federal Register version (73 FR 40892)
34-58138 SR-CBOE-2007-30 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to Rule 9.21 (Communications to Customers)
Comments Due: 21 days after publication in the Federal Register
View Received Comments
See Also - Rel. No. 34-58823
Federal Register version (73 FR 40886)
34-58131 SR-BSE-2008-37 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program for Quarterly Options Series on the Boston Options Exchange Facility
Comments Due: August 7, 2008
Federal Register version (73 FR 41138)
34-58130 SR-NYSEArca-2008-72 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exchange's Quarterly Options Series Pilot Program
Comments Due: August 8, 2008
Federal Register version (73 FR 41392)
34-58123 SR-NSCC-2007-08 Notice of Filing of Proposed Rule Change To Amend Membership Disqualification Criteria Rules
Comments Due: August 8, 2008
Federal Register version (73 FR 41390)
34-58126 SR-NSCC-2008-04 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Use of NSCC's Mutual Fund Service by Investment Managers in Managed Account Programs
Comments Due: August 6, 2008
View Received Comments
Federal Register version (73 FR 40902)
34-58129 SR-ISE-2008-21 Notice of Filing of Proposed Rule Change by International Securities Exchange, LLC Relating to an Exchange Member's Conduct of Doing Business With the Public
Comments Due: August 6, 2008
See Also - Rel. No. 34-58665
Federal Register version (73 FR 40895)
34-58124 SR-FINRA-2008-031 Notice of Filing of Proposed Rule Change to Amend the Arbitration Uniform Submission Agreement and Related Rules
Comments Due: August 6, 2008
See Also - Rel. No. 34-59091
Federal Register version (73 FR 40890)
34-58128 SR-FICC-2007-04 Notice of Filing of Proposed Rule Change Relating to Applicant and Member Disqualification Criteria
Comments Due: August 6, 2008
View Received Comments
See Also - Rel. No. 34-59111
Federal Register version (73 FR 40893)
34-58122 SR-DTC-2007-07 Notice of Filing of Proposed Rule Change To Amend the Applicant Disqualification Criteria Contained in Its Rules
Comments Due: August 6, 2008
See Also - Rel. No. 34-59035
Federal Register version (73 FR 40888)
34-58127 SR-CBOE-2008-68 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the CBOE Fees Schedule
Comments Due: August 7, 2008
Federal Register version (73 FR 41140)
34-58118 SR-FINRA-2008-030 Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 3130 (Annual Certification of Compliance and Supervisory Processes) in the Consolidated FINRA Rulebook
Comments Due: August 5, 2008
View Received Comments
See Also - Rel. No. 34-58661
Federal Register version (73 FR 40647)
34-58117 SR-CBOE-2008-69 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Linkage Fee Pilot Program
Comments Due: August 5, 2008
Federal Register version (73 FR 40645)
34-58110 SR-BSE-2008-34 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Permit the Listing and Trading of Options on Foreign Currency ETFs and Commodity Pool ETFs
Comments Due: August 4, 2008
Federal Register version (73 FR 40400)
34-58114 SR-NASD-2007-041 Notice of Filing of Amendment No. 2 to Proposed Rule Change To Amend the Minimum Price-Improvement Standards Set Forth in NASD Interpretive Material (IM) 2110-2
Comments Due: August 4, 2008
View Received Comments
See Also - Rel. No. 34-58532, Rel. No. 34-56297
Federal Register version (73 FR 40407)
34-58112 SR-NSX-2008-11 Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment Nos. 1, 2, and 3 Thereto Relating to the Termination of the Intermarket Trading System Plan and to a Technical Change to Rule 8.15
Comments Due: August 4, 2008
Federal Register version (73 FR 40411)
34-58109 SR-NYSEArca-2008-47 Notice of Filing of Proposed Rule Change To Waive Retroactively as of June 24, 2008, Certain Initial Listing Fees for Companies Transferring the Listing of Their Securities From Any Other National Securities Exchange
Comments Due: August 4, 2008
See Also - Rel. No. 34-58379
Federal Register version (73 FR 40415)
34-58108 SR-NYSE-2007-64 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Section 31 Accumulated Funds
Comments Due: August 4, 2008
Federal Register version (73 FR 40413)
34-58104 SR-NSCC-2008-05 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Lower Fees for Certain NSCC Services
Comments Due: July 31, 2008
Federal Register version (73 FR 39758)
34-58099 SR-Phlx-2008-50 Notice of Filing of a Proposed Rule Change Relating to Complex Orders
Comments Due: July 31, 2008
See Also - Rel. No. 34-58361
Federal Register version (73 FR 39769)
34-58096 SR-NYSE-2008-54 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Operative Date of the NYSE Rule 2 Requirement That NYSE-Only Member Organizations Apply for and Be Approved as Members of the Financial Industry Regulatory Authority, Inc
Comments Due: July 31, 2008
Federal Register version (73 FR 39764)
34-58100 SR-NSCC-2006-17 Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 To Reorganize Membership Rules and Procedures
Comments Due: July 31, 2008
See Also - Order Rel. No. 34-59238
Federal Register version (73 FR 39759)
34-58093 SR-NASDAQ-2008-057 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Technical and Conforming Changes to NASDAQ Rules Governing Options Trading
Comments Due: July 31, 2008
Federal Register version (73 FR 39756)
34-58098 SR-NASDAQ-2008-035 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Filed by The NASDAQ Stock Market LLC
Comments Due: May 29, 2008
See Also - Rel. No. 34-58183, Rel. No. 34-57761
Federal Register version (73 FR 39776)
34-58101 SR-NASDAQ-2008-033 Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto Related to Submission of Non-Tape Reports
Comments Due: August 1, 2008
View Received Comments
See Also - Rel. No. 34-58569
Federal Register version (73 FR 40002)
34-58102 SR-NASDAQ-2008-019 Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto To Remove From the Nasdaq Rules Fee Provisions Relating to Nasdaq's Mutual Fund Quotation Service
Comments Due: August 4, 2008
See Also - Rel. No. 34-58392
Federal Register version (73 FR 40410)
34-58091 SR-ISE-2008-55 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Maker Fee Changes
Comments Due: July 31, 2008
Federal Register version (73 FR 39754)
34-58095 SR-FINRA-2008-021 Notice of Filing of a Proposed Rule Change To Adopt FINRA Rule 2010 (Standards of Commercial Honor and Principles of Trade), FINRA Rule 2020 (Use of Manipulative, Deceptive or Other Fraudulent Devices), and FINRA Rule 5150 (Fairness Opinions) in the Consolidated FINRA Rulebook
Comments Due: July 31, 2008
See Also - Rel. No. 34-58643
Federal Register version (73 FR 39751)
34-58103 SR-FINRA-2008-036 Notice of Filing of a Proposed Rule Change Relating to the Incorporated NYSE Rules
Comments Due: August 4, 2008
View Received Comments
See Also - Rel. No. 34-58533
Federal Register version (73 FR 40403)
34-58094 SR-CBOE-2008-70 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Short Term Option Series Pilot Program
Comments Due: August 1, 2008
Federal Register version (73 FR 40000)
34-58083 SR-Amex-2008-57 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Quarterly Options Series Pilot Program
Comments Due: July 31, 2008
Federal Register version (73 FR 39741)
34-58084 SR-Amex-2008-55 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Short Term Option Series Pilot Program
Comments Due: July 31, 2008
Federal Register version (73 FR 39743)
34-58086 SR-Amex-2008-52 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Linkage Fee Pilot Program
Comments Due: July 31, 2008
Federal Register version (73 FR 39744)
34-58082 SR-BSE-2008-35 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Current Pilot Program for Linkage Fees on the Boston Options Exchange Facility
Comments Due: July 31, 2008
Federal Register version (73 FR 39746)
34-58087 SR-CHX-2008-11 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified By Amendment No. 1 Thereto, Relating to Equity-Linked Debt Securities
Comments Due: July 31, 2008
Federal Register version (73 FR 39749)
34-58079 SR-NYSEArca-2008-69 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit the Use of a New Order Type Known as Price Improving Orders and Quotes
Comments Due: July 30, 2008
Federal Register version (73 FR 39365)
34-58085 SR-NYSEArca-2008-68 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the One Week Option Series Pilot Program Through July 12, 2009
Comments Due: July 31, 2008
Federal Register version (73 FR 39767)
34-58089 SR-NYSEArca-2008-71 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Enable the Exchange To Conduct Market Order and Closing Auctions in NYSE-Listed Securities Subject to a Sub-Penny Trading Condition
Comments Due: July 31, 2008
Federal Register version (73 FR 39765)
34-58081 SR-NASDAQ-2008-058 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Fees for Members Using the NASDAQ Options Market
Comments Due: 21 days after publication in the Federal Register
Federal Register version (73 FR 39755)
34-58072 SR-ISE-2008-51 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish an Exemption for Certain Regulation NMS-Compliant Intermarket Sweep Orders From the Requirements in Rule 2119 (Equity EAMs Acting as Brokers) and Conform Rule 2119 to Financial Industry Regulatory Authority Rules
Comments Due: July 30, 2008
Federal Register version (73 FR 39358)
34-58073 SR-CBOE-2008-71 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Temporary Membership Status Access Fee
Comments Due: July 30, 2008
Federal Register version (73 FR 39357)
34-58076 SR-CBOE-2008-66 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Appointment Cost of RVX and VXN Options
Comments Due: July 31, 2008
Federal Register version (73 FR 39748)
34-58060 SR-Amex-2008-49 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section 107 of the Company Guide
Comments Due: July 30, 2008
Federal Register version (73 FR 39350)
34-58067 SR-Amex-2008-54 Notice of Filing of Proposed Rule Change Relating to Closed-End Fund of Hedge Fund Listing Requirements
Comments Due: July 30, 2008
View Received Comments
Federal Register version (73 FR 39352)
34-58059 SR-OCC-2008-10 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the New Methodology for Adjusting Options Contracts for Cash Dividends and Distributions
Comments Due: July 30, 2008
Federal Register version (73 FR 39367)
34-58056 SR-NYSEArca-2008-67 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Charges for Exchange Services in Order To Extend the Current Pilot Program Regarding Transaction Fees Charged for Trades Executed Through the Intermarket Options Linkage
Federal Register version (73 FR 38482)
34-58058 SR-NYSEArca-2008-65 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Shares of the MacroShares Oil Trusts Pursuant to Unlisted Trading Privileges
Comments Due: July 28, 2008
Federal Register version (73 FR 38484)
34-58066 SR-NYSEArca-2008-32 Notice of Filing of Amendment No. 2 to Proposed Rule Change Relating to the Minor Rule Plan and Order Granting Accelerated Approval to the Proposed Rule Change as Modified by Amendment No. 2
Comments Due: July 29, 2008
See Also - Rel. No. 34-57697
Federal Register version (73 FR 39065)
34-58069 SR-NASDAQ-2008-054 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Technical and Conforming Changes to Nasdaq Rules
Comments Due: July 30, 2008
Federal Register version (73 FR 39360)
34-58049 SR-Phlx-2008-46 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for Options on the Full-Size Nasdaq 100 Index and Options on the Mini Nasdaq 100 Index
Comments Due: July 24, 2008
Federal Register version (73 FR 38286)
34-58050 SR-NYSE-2008-53 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending NYSE Rule 123D (Openings and Halts in Trading) To Provide for a Limited Exemption for Securities Trading on the Exchange That Are Part of the Russell Index Reconstitution
Comments Due: July 24, 2008
Federal Register version (73 FR 38270)
34-58052 SR-NYSE-2008-45 Notice of Filing of Proposed Rule Change Amending NYSE Rule 98 and Related Rules To Redefine Specialist Operations at the NYSE
Comments Due: July 24, 2008
See Also - Rel. No. 34-58328, Exhibit No. 5
Federal Register version (73 FR 38274)
34-58053 SR-NSCC-2008-03 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Support the Processing of Instructions for the Transfer or Reallocation of Underlying Investment Options Within a Variable Insurance Contract
Comments Due: July 28, 2008
Federal Register version (73 FR 43277)
34-58048 SR-CBOE-2008-65 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Duration of CBOE Rule 6.45A(b) Pertaining to Orders Represented in Open Outcry
Comments Due: 21 days after publication in the Federal Register
Federal Register version (73 FR 39355)
34-58037 SR-Amex-2008-50 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Pilot Program That Reduces the Minimum Number of Contracts Required for a FLEX Equity Option Opening Transaction in a New Series and To Modify the Minimum Value Size for an Opening Transaction in a Currently-Opened FLEX Equity Series
Comments Due: July 23, 2008
Federal Register version (73 FR 38008)
34-58039 SR-Phlx-2008-44 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Quarterly Options Series Pilot Program
Comments Due: July 24, 2008
Federal Register version (73 FR 38284)
34-58045 SR-Phlx-2007-33 Notice of Filing of Proposed Rule Change, as Modified by Amendment Nos. 1 Thereto and 2, Relating to Margining
Comments Due: 21 days after publication in the Federal Register
See Also - Rel. No. 34-58340
Federal Register version (73 FR 38487)
34-58033 SR-NYSE-2008-49 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend for Three Months the Moratorium Related to the Qualification and Registration of Registered Competitive Market Makers, Pursuant to NYSE Rule 107A, and Competitive Traders, Pursuant to NYSE Rule 110
Comments Due: July 24, 2008
Federal Register version (73 FR 38265)
34-58036 SR-NYSE-2008-51 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Rule 103A (Specialist Stock Reallocation and Member Education and Performance) and Exchange Rule 103B (Specialist Stock Allocation)
Comments Due: July 24, 2008
Federal Register version (73 FR 38267)
34-58040 SR-NYSE-2008-50 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend NYSE Rule 104.10 To Extend the Duration of the Pilot Program Applicable to Conditional Transactions in All Securities to September 30, 2008
Comments Due: July 24, 2008
Federal Register version (73 FR 38272)
34-58029 SR-NASDAQ-2008-053 Notice of Filing of Proposed Rule Change To Modify the Definition of "Independent Director"
Comments Due: July 23, 2008
See Also - Rel. No. 34-58335
Federal Register version (73 FR 38016)
34-58038 SR-ISE-2008-50 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exposure of Public Customer Orders to all ISE Members
Comments Due: July 24, 2008
Federal Register version (73 FR 38261)
34-58041 SR-ISE-2007-94 Notice of Filing of Proposed Rule Change as Modified by Amendments No. 1 and 3 Thereto Relating to Reduction of the Order Handling and Exposure Periods
Comments Due: July 24, 2008
See Also - Rel. No. 34-58224
Federal Register version (73 FR 38263)
34-58042 SR-DTC-2008-04 Notice of Filing and Immediate Effectiveness of Proposed Rule To Establish an Alternate Choice in DTC Profile Surety Providers
Comments Due: 21 days after publication in the Federal Register
Federal Register version (73 FR 39067)
34-58044 SR-DTC-2008-02 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Deposits Service Guide
Comments Due: July 23, 2008
Federal Register version (73 FR 38012)
34-58021 SR-NSX-2008-10 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NSX Rules To Provide for an Optional Limit Cap Price on Any Pegged Zero Display Reserve Order
Comments Due: July 23, 2008
Federal Register version (73 FR 38001)
34-58024 SR-NYSEArca-2008-63 Notice of Filing of a Proposed Rule Change Relating to the Listing and Trading of Shares of the MacroShares Medical Inflation Trusts
Comments Due: July 23, 2008
See Also - Rel. No. 34-58312
Federal Register version (73 FR 38003)
34-58017 SR-NASDAQ-2008-056 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding a Clerical Change to a NASDAQ Rule
Comments Due: July 22, 2008
Federal Register version (73 FR 37519)
34-58019 SR-ISE-2008-49 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Quarterly Options Series Pilot Program
Comments Due: July 23, 2008
Federal Register version (73 FR 38014)
34-58020 SR-ISE-2008-48 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Short Term Options Series Pilot Program
Comments Due: July 23, 2008
Federal Register version (73 FR 38000)
34-58018 SR-CBOE-2008-62 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Quarterly Options Series Pilot Program Until July 10, 2009
Comments Due: July 23, 2008
Federal Register version (73 FR 38010)
34-58008 SR-NYSEArca-2008-61 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To List and Trade Options on Reduced Values of the FTSE 100 Index and the FTSE 250 Index
Comments Due: July 21, 2008
Federal Register version (73 FR 36945)
34-58013 SR-NYSE-2008-48 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 103A To Exempt Executive Floor Governors From Floor Member Continuing Education
Comments Due: July 22, 2008
Federal Register version (73 FR 37521)
34-58014 SR-NASDAQ-2008-055 Notice of Filing of Proposed Rule Change Regarding Fees for Orders Routed via the Options Intermarket Linkage
Comments Due: July 22, 2008
See Also - Rel. No. 34-58298
Federal Register version (73 FR 37520)
34-58007 SR-CBOE-2008-64 Notice of Filing of Proposed Rule Change Amending CBOE Rules 5.3 and 5.4 To Enable the Listing and Trading of Options on Index-Linked Securities
Comments Due: July 16, 2008
See Also - Rel. No. 34-58204
Federal Register version (73 FR 37516)
34-58002 SR-Phlx-2008-42 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Catastrophic Errors
Comments Due: July 18, 2008
Federal Register version (73 FR 36581)
34-58003 SR-OCC-2008-11 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Range Options
Comments Due: July 21, 2008
Federal Register version (73 FR 36934)
34-58006 SR-NYSEArca-2008-64 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Schedule of Fees and Charges for Exchange Services
Comments Due: July 21, 2008
Federal Register version (73 FR 36943)