34-62417
June 30, 2010
SR-EDGA-2010-05
Notice of Filing of Proposed Rule Change To Amend EDGA Rule 11.14, Entitled "Trading Halts Due to Extraordinary Volatility" Comments Due: View Received Comments Rel. No. 34-62688A , Rel. No. 34-62884 Federal Register version (75 FR 39074)
34-62425
June 30, 2010
SR-EDGA-2010-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Fees for Use of EDGA Exchange, Inc. Comments Due: Federal Register version (75 FR 39319)
34-62410
June 30, 2010
SR-NSX-2010-08
Notice of Filing of a Proposed Rule Change To Include Additional Securities in the Trading Halt Pilot Program Under Exchange Rule 11.20B Comments Due: View Received Comments Exhibit 3 , Exhibit 5 , Rel. No. 34-62688A , Rel. No. 34-62884 Federal Register version (75 FR 39063)
34-62405
June 30, 2010
SR-NYSEAmex-2010-59
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Market Maker Authorized Traders Comments Due: Federal Register version (75 FR 39305)
34-62412
June 30, 2010
SR-NYSEAmex-2010-63
Notice of Filing of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 80C To Add Additional Securities to the Pilot Rule Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-62688A , Rel. No. 34-62884 Federal Register version (75 FR 39073)
34-62408
June 30, 2010
SR-CHX-2010-14
Notice of Filing of Proposed Rule Change To Amend the List of Securities Subject to an Individual Circuit Breaker Comments Due: View Received Comments Exhibit 3 , Rel. No. 34-62688A , Rel. No. 34-62884 Federal Register version (75 FR 39065)
34-62403
June 30, 2010
SR-Phlx-2010-80
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to the Options Floor Broker Subsidy Comments Due: Exhibit 5
34-62423
June 30, 2010
SR-Phlx-2010-88
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Routing Fees Comments Due: Federal Register version (75 FR 39722)
34-62421
June 30, 2010
SR-OCC-2010-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Additional Underlying Interests for Commodity Futures and Commodity Options Available to ELX Futures, L.P. for Clearing and Settlement Services Comments Due: Federal Register version (75 FR 39314)
34-62413
June 30, 2010
SR-NYSEArca-2010-61
Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Amending NYSE Arca Equities Rule 7.11 To Add Additional Securities to the Pilot Rule Comments Due: View Received Comments Exhibit 3 , Exhibit 5 , Rel. No. 34-62688A , Rel. No. 34-62884 Federal Register version (75 FR 39076)
34-62422
June 30, 2010
SR-NYSEArca-2010-63
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (75 FR 39306)
34-62411
June 30, 2010
SR-NYSE-2010-49
Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC Amending Rule 80C To Add Additional Securities to the Pilot Rule Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-62688A , Rel. No. 34-62884 Federal Register version (75 FR 39067)
34-62415
June 30, 2010
SR-BX-2010-044
Notice of Filing of a Proposed Rule Change by NASDAQ OMX BX, Inc. To Amend IM-4120-3 Comments Due: View Received Comments Exhibit 3 , Rel. No. 34-62688A , Rel. No. 34-62884 Federal Register version (75 FR 39086)
34-62414
June 30, 2010
SR-NASDAQ-2010-079
Notice of Filing of a Proposed Rule Change by The NASDAQ Stock Market LLC to Amend NASDAQ Rule 4120(a)(11) To Add Securities Included in the Russell 1000 Index ("Russell 1000") and Specified Exchange Traded Products ("ETP") to the Pilot Rule Comments Due: View Received Comments Exhibit 3 , Rel. No. 34-62688A , Rel. No. 34-62884 Federal Register version (75 FR 39081)
34-62419
June 30, 2010
SR-ISE-2010-66
Notice of Filing of Proposed Rule Change To Amend ISE Rule 2102 To Add Additional Securities to the Pilot Rule Comments Due: View Received Comments Exhibit 3 , Rel. No. 34-62688A , Rel. No. 34-62884 Federal Register version (75 FR 39070)
34-62416
June 30, 2010
SR-FINRA-2010-033
Notice of Filing of Proposed Rule Change Relating to FINRA Rule 6121 (Trading Halts Due to Extraordinary Market Volatility) Comments Due: View Received Comments Exhibit 3 , Rel. No. 34-62883 , Rel. No. 34-62763 , Rel. No. 34-62688A Federal Register version (75 FR 39069)
34-62409
June 30, 2010
SR-CBOE-2010-065
Notice of Filing of a Proposed Rule Change Related to Individual Stock Trading Pauses Due to Extraordinary Market Volatility Comments Due: View Received Comments Exhibit 3 , Rel. No. 34-62688A , Rel. No. 34-62884 Federal Register version (75 FR 39078)
34-62402
June 29, 2010
SR-NYSEArca-2010-56
Notice of Filing of Proposed Rule Change to List and Trade Shares of the ETFS Precious Metals Basket Trust Comments Due: Rel. No. 34-62692 Federal Register version (75 FR 39292)
34-62400
June 29, 2010
SR-BX-2010-042
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the BOX LLC Agreement Comments Due: Exhibit 5 Federal Register version (75 FR 39299)
34-62398
June 28, 2010
SR-OC-2010-02
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by OneChicago Amending Position Limits Comments Due: Federal Register version (75 FR 39083)
34-62394
June 28, 2010
SR-Phlx-2010-89
Notice of Filing of Proposed Rule Change Relating to Pricing for Direct Circuit Connections Comments Due: Exhibit 5 , Rel. No. 34-62639 Federal Register version (75 FR 38583)
34-62393
June 28, 2010
SR-BX-2010-043
Notice of Filing of Proposed Rule Change Relating to Pricing for Direct Circuit Connections Comments Due: Rel. No. 34-62638 Federal Register version (75 FR 38571)
34-62391
June 28, 2010
SR-NASDAQ-2010-069
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish a Free Trial Period for the Use of Correlix, Inc. Data Latency Products in the NASDAQ Market Center Comments Due: Federal Register version (75 FR 38858)
34-62392
June 28, 2010
SR-NASDAQ-2010-077
Notice of Filing of Proposed Rule Change Relating to Pricing for Direct Circuit Connections Comments Due: Rel. No. 34-62663 Federal Register version (75 FR 38857)
34-62389
June 28, 2010
SR-ISE-2010-63
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List Options on Trust Issued Receipts in $1 Strike Intervals Comments Due: Federal Register version (75 FR 38570)
34-62376
June 25, 2010
SR-NYSEAmex-2010-58
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC To Amend the Bylaws of NYSE Euronext To Adopt a Majority Voting Standard in Uncontested Elections of Directors Comments Due: Exhibit 5 Federal Register version (75 FR 38574)
34-62379
June 25, 2010
SR-Phlx-2010-87
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for FLEX Equity Options Comments Due: Exhibit 5 Federal Register version (75 FR 38163)
34-62377
June 25, 2010
SR-NYSEArca-2010-55
Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. To Amend the Bylaws of NYSE Euronext To Adopt a Majority Voting Standard in Uncontested Elections of Directors Comments Due: Exhibit 5 Federal Register version (75 FR 39595)
34-62385
June 25, 2010
SR-NSCC-2010-05
Notice of Filing of Proposed Rule Change To Enhance the Process for Transfers Through the Automated Customer Account Transfer Service Comments Due: Rel. No. 34-62726 Federal Register version (75 FR 38579)
34-62384
June 25, 2010
SR-DTC-2010-09
Notice of Filing of Proposed Rule Change To Revise Its Procedures Regarding Securities Delivered To or From Participant Accounts Through the Automated Customer Account Transfer Service of National Securities Clearing Corporation Comments Due: Rel. No. 34-62727 Federal Register version (75 FR 38581)
34-62378
June 25, 2010
SR-CBOE-2010-061
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Deletion of Obsolete CBOE Rule 2.50 Comments Due: Federal Register version (75 FR 38161)
34-62382
June 25, 2010
SR-CBOE-2010-058
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Conforming Changes in Connection With Demutualization Comments Due: Federal Register version (75 FR 38164)
34-62386
June 25, 2010
SR-CBOE-2010-060
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Establishment of the Initial Fees for Post-Demutualization Trading Permits, Tier Appointment and Bandwidth Packets Comments Due: Federal Register version (75 FR 38566)
34-62371
June 24, 2010
SR-OCC-2010-04
Notice of Filing of Proposed Rule Change To Revise Its By-Laws and Rules To Establish a Clearing Fund Amount Intended To Support Losses Under a Defined Set of Default Scenarios Comments Due: Federal Register version (75 FR 37864)
34-62373
June 24, 2010
SR-BX-2010-038
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate Certain Rule Text Which Has Been Made Unnecessary Due to the Decommissioning of the OCC Hub Comments Due: Exhibit 5 Federal Register version (75 FR 38572)
34-62370
June 23, 2010
SR-NYSEAmex-2010-62
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE AMEX LLC to Expand and Permanently Establish Its Short Term Option Program Comments Due: Exhibit 5 Federal Register version (75 FR 37870)
34-62368
June 23, 2010
SR-NYSEARCA-2010-60
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending NYSE Arca Equities Rule 7.11 To Set Forth How the Exchange Will Handle Order Flow During a Regulatory Halt for a Security Listed on an Exchange Other Than NYSE Arca Comments Due: Federal Register version (75 FR 37866)
34-62369
June 23, 2010
SR-NYSEArca-2010-59
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NYSE Arca To Expand and Permanently Establish Its Short Term Option Program Comments Due: Exhibit 5 Federal Register version (75 FR 37868)
34-62366
June 23, 2010
SR-BX-2010-041
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Effective Date of the Rule Governing the Exchange's Directed Order Process on the Boston Options Exchange Comments Due: Exhibit 5 Federal Register version (75 FR 37863)
34-62358
June 22, 2010
SR-NSX-2010-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Implement an Equity Rights Program Comments Due: Federal Register version (75 FR 37861)
34-62354
June 22, 2010
SR-NYSEAmex-2010-57
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Rule 0 To Provide That Certain References in Exchange Rules Should Be Understood To Also Include FINRA, as Applicable Comments Due: Exhibit 5 Federal Register version (75 FR 38860)
34-62357
June 22, 2010
SR-NYSEAmex-2010-54
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 1000 Regarding Order Size Eligible for Automatic Execution Comments Due: Exhibit 5 Federal Register version (75 FR 36736)
34-62349
June 22, 2010
SR-NYSEArca-2010-51
Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Relating to Listing and Trading of WisdomTree Dreyfus Commodity Currency Fund Under NYSE Arca Equities Rule 8.600 Comments Due: Rel. No. 34-62623 Federal Register version (75 FR 37510)
34-62350
June 22, 2010
SR-NYSEArca-2010-49
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Regarding Listing and Trading of the WisdomTree Emerging Markets Local Debt Fund Comments Due: Rel. No. 34-62604 Federal Register version (75 FR 37502)
34-62352
June 22, 2010
SR-NYSEArca-2010-54
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Adopting Rule 0 To Provide That Certain References in Exchange Rules Should Be Understood To Also Include FINRA, as Applicable Comments Due: Exhibit 5 Federal Register version (75 FR 37509)
34-62353
June 22, 2010
SR-NYSEArca-2010-53
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Adopting NYSE Arca Equities Rule 0 To Provide That Certain References in Exchange Rules Should Be Understood to Also Include FINRA, as Applicable Comments Due: Exhibit 5 Federal Register version (75 FR 37507)
34-62355
June 22, 2010
SR-NYSE-2010-46
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Adopting New Rule 0 To Provide That Certain References in Exchange Rules Should Be Understood to Also Include FINRA, as Applicable. Comments Due: Exhibit 5 Federal Register version (75 FR 36729)
34-62356
June 22, 2010
SR-NYSE-2010-44
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 1000 Regarding Order Size Eligible for Automatic Execution Comments Due: Exhibit 5 Federal Register version (75 FR 36737)
34-62339
June 21, 2010
SR-EDGX-2010-03
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Amend EDGX Rule 11.13, Entitled "Clearly Erroneous Executions" Comments Due: View Received Comments Rel. No. 34-62730 , Rel. No. 34-62886 Federal Register version (75 FR 36765)
34-62340
June 21, 2010
SR-BATS-2010-016
Notice of Filing of Proposed Rule Change To Amend BATS Rule 11.17, entitled "Clearly Erroneous Executions" Comments Due: View Received Comments Rel. No. 34-62730 , Rel. No. 34-62797 Federal Register version (75 FR 36768)
34-62338
June 21, 2010
SR-EDGA-2010-03
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Amend EDGA Rule 11.13, Entitled "Clearly Erroneous Executions" Comments Due: View Received Comments Rel. No. 34-62730 , Rel. No. 34-62886 Federal Register version (75 FR 36762)
34-62331
June 21, 2010
SR-NSX-2010-07
Notice of Filing of Proposed Rule Change To Amend Rule 11.19, Entitled "Clearly Erroneous Executions" Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-62730 , Rel. No. 34-62886 Federal Register version (75 FR 36746)
34-62332
June 21, 2010
SR-NYSEAmex-2010-60
Notice of Filing of Proposed Rule Change Amending NYSE Amex Equities Rule 128 Relating to Clearly Erroneous Executions Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-62730 , Rel. No. 34-62886 Federal Register version (75 FR 36749)
34-62336
June 21, 2010
SR-CHX-2010-13
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Amend Article 20, Rule 10 Regarding Clearly Erroneous Transactions Comments Due: View Received Comments Rel. No. 34-62730 , Rel. No. 34-62886 Federal Register version (75 FR 36743)
34-62329
June 21, 2010
SR-OCC-2010-09
Notice of Filing of Proposed Rule Change Relating to Sprott Physical Gold Shares Comments Due: Rel. No. 34-62956 , Rel. No. 34-62956 Federal Register version (75 FR 36724)
34-62328
June 21, 2010
SR-NYSEArca-2010-48
Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Relating to the Guaranteed Allocation for Lead Market Makers and Directed Order Market Makers Comments Due: Exhibit 5 , Rel. No. 34-62598 Federal Register version (75 FR 37516)
34-62335
June 21, 2010
SR-NYSEArca-2010-58
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Amending NYSE Arca Equities Rule 7.10 Relating to Clearly Erroneous Executions Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-62730 , Rel. No. 34-62886 Federal Register version (75 FR 37494)
34-62343
June 21, 2010
SR-NYSEArca-2010-45
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 2.4 Comments Due: Federal Register version (75 FR 37515)
34-62344
June 21, 2010
SR-NYSEArca-2010-57
Notice of Filing of Proposed Rule Change Regarding Listing and Trading Shares of AdvisorShares WCM/BNY Mellon Focused Growth ADR ETF Comments Due: Rel. No. 34-62502 Federal Register version (75 FR 37498)
34-62333
June 21, 2010
SR-NYSE-2010-47
Notice of Filing of Proposed Rule Change Amending Rule 128 Relating to Clearly Erroneous Executions Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-62730 , Rel. No. 34-62886 Federal Register version (75 FR 36759)
34-62342
June 21, 2010
SR-BX-2010-040
Notice of Filing of a Proposed Rule Change, as Modified by Amendments Nos. 1 and 2, To Amend NASDAQ OMX BX Rule 11890 Governing Clearly Erroneous Executions Comments Due: View Received Comments Rel. No. 34-62730 , Rel. No. 34-62886 Federal Register version (75 FR 36752)
34-62334
June 21, 2010
SR-NASDAQ-2010-076
Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend NASDAQ Rule 11890 Governing Clearly Erroneous Executions Comments Due: View Received Comments Rel. No. 34-62730 , Rel. No. 34-62886 Federal Register version (75 FR 36732)
34-62330
June 21, 2010
SR-ISE-2010-62
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Clearly Erroneous Executions Comments Due: View Received Comments Rel. No. 34-62730 , Rel. No. 34-62886 Federal Register version (75 FR 36725)
34-62341
June 21, 2010
SR-FINRA-2010-032
Notice of Filing of Proposed Rule Change To Amend FINRA Rule 11892 (Clearly Erroneous Transactions in Exchange-Listed Securities) Comments Due: View Received Comments Rel. No. 34-62885 , Rel. No. 34-62798 , Rel. No. 34-62729 Federal Register version (75 FR 36756)
34-62337
June 21, 2010
SR-CBOE-2010-056
Notice of Filing of a Proposed Rule Change Related to the CBSX Clearly Erroneous Policy Comments Due: View Received Comments Rel. No. 34-62730 , Rel. No. 34-62886 Federal Register version (75 FR 36739)
34-62325
June 18, 2010
SR-Phlx-2010-85
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to FLEX Equity Options Comments Due: Federal Register version (75 FR 36456)
34-62326
June 18, 2010
SR-NASDAQ-2010-068
Notice of Filing of Proposed Rule Change To Establish a Revenue Sharing Program With Correlix, Inc. Comments Due: Rel. No. 34-62605 Federal Register version (75 FR 36460)
34-62318
June 18, 2010
SR-FINRA-2010-021
Notice of Filing of Proposed Rule Change To Amend FINRA Rule 8210 To Require Information Provided via Portable Media Device Be Encrypted Comments Due: View Received Comments Rel. No. 34-63016 Federal Register version (75 FR 36461)
34-62311
June 17, 2010
SR-NYSEAmex-2010-25
Notice of Filing of Proposed Rule Change Amending NYSE Amex Rule 123C To Allow Exchange Systems To Provide Order Imbalance Information With Respect to Market At-the-Close and Marketable Limit At-the-Close Interest to Floor Brokers Beginning Two Hours and Until Fifteen Minutes Prior to the Scheduled Close of Trading on Every Trading Day Comments Due: Rel. No. 34-62923 Federal Register version (75 FR 36140)
34-62320
June 17, 2010
SR-Phlx-2010-83
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Its Rules Relating to Directed Orders and Eligible Orders Comments Due: Exhibit 5 Federal Register version (75 FR 36132)
34-62321
June 17, 2010
SR-NYSEArca-2010-46
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .01 to Rule 5.32 To Permit Certain FLEX Options To Trade Under the FLEX Trading Procedures for a Limited Time on a Closing Only Basis Comments Due: Exhibit 5 Federal Register version (75 FR 36130)
34-62312
June 17, 2010
SR-NYSE-2010-20
Notice of Filing of Proposed Rule Change Amending NYSE Rule 123C To Allow Exchange Systems To Provide Order Imbalance Information With Respect to Market At-The-Close and Marketable Limit At-the-Close Interest to Floor Brokers Beginning Two Hours and Until Fifteen Minutes Prior to the Scheduled Close of Trading on Every Trading Day Comments Due: View Received Comments Rel. No. 34-62923 Federal Register version (75 FR 36138)
34-62314
June 17, 2010
SR-NASDAQ-2010-072
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by The NASDAQ Stock Market LLC To Clarify the Applicable Time Period of Trading Pauses on Trading Days With an Early Scheduled Close Comments Due: Federal Register version (75 FR 36128)
34-62322
June 17, 2010
SR-MSRB-2010-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Discontinuation of the MSRB Public Access Facility Comments Due: Federal Register version (75 FR 36148)
34-62316
June 17, 2010
SR-ISE-2010-15
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Related to the Price Improvement Mechanism Comments Due: Federal Register version (75 FR 36458)
34-62319
June 17, 2010
SR-ISE-2010-57
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity Comments Due: Exhibit 5 Federal Register version (75 FR 36134)
34-62303
June 16, 2010
SR-NYSEAmex-2010-53
Notice of Filing of Proposed Rule Change by NYSE Amex LLC Amending Its Rules To Incorporate the Receipt and Execution of Odd-Lot Interest Into the Round Lot Market and Decommission the Use of the "Odd-Lot System" Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-62578 Federal Register version (75 FR 35865)
34-62302
June 16, 2010
SR-NYSE-2010-43
Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC Amending Its Rules To Incorporate the Receipt and Execution of Odd-Lot Interest Into the Round Lot Market and Decommission the Use of the "Odd-Lot System" Comments Due: View Received Comments Exhibit 5 , Rel. No. 34-62578 Federal Register version (75 FR 35856)
34-62301
June 16, 2010
SR-ISE-2010-49
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Do-Not-Route Orders Comments Due: Federal Register version (75 FR 36143)
34-62299
June 16, 2010
SR-FINRA-2010-029
Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 5141 (Sale of Securities in a Fixed Price Offering) in the Consolidated FINRA Rulebook Comments Due: Rel. No. 34-62539 Federal Register version (75 FR 35105)
34-62293
June 15, 2010
SR-NYSEAmex-2010-50
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 123C(9)(a)(1) To Extend the Operation of a Pilot Operating Pursuant to the Rule Until December 1, 2010 Comments Due: Exhibit 5 Federal Register version (75 FR 35862)
34-62294
June 15, 2010
SR-Phlx-2010-81
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. To List Options on Trust Issued Receipts in $1 Strike Intervals Comments Due: Exhibit 5 Federal Register version (75 FR 35871)
34-62296
June 15, 2010
SR-Phlx-2010-84
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NASDAQ OMX PHLX, Inc. To Establish a Short Term Option Program Comments Due: Exhibit 5 Federal Register version (75 FR 35115)
34-62295
June 15, 2010
SR-NASDAQ-2010-070
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ Stock Market LLC To List Options on Trust Issued Receipts in $1 Strike Intervals Comments Due: Exhibit 5 Federal Register version (75 FR 35113)
34-62297
June 15, 2010
SR-NASDAQ-2010-073
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by The NASDAQ Stock Market LLC To Establish a Short Term Option Program Comments Due: Exhibit 5 Federal Register version (75 FR 35111)
34-62283
June 11, 2010
SR-NYSEAMEX-2010-56
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 80C To Clarify Reopening Procedures Comments Due: Exhibit 5 Federal Register version (75 FR 34501)
34-62281
June 11, 2010
SR-NYSEARCA-2010-52
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca US LLC Amending NYSE Arca Equities Rule 7.11 To Set Forth How the Exchange Will Handle Order Flow During a Trading Pause for a Security Listed on an Exchange Other Than NYSE Arca Comments Due: Exhibit 5 Federal Register version (75 FR 34504)
34-62284
June 11, 2010
SR-NYSE-2010-45
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending Rule 80C To Clarify Reopening Procedures Comments Due: Exhibit 5 Federal Register version (75 FR 34498)
34-62285
June 11, 2010
SR-NASDAQ-2008-014
Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto To Amend Certain Corporate Governance Disclosure Requirements for Listed Companies Comments Due: Rel. No. 34-62554 Federal Register version (75 FR 34506)
34-62282
June 11, 2010
SR-ISE-2010-54
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Qualification Standards for Market Makers To Receive a Rebate for Adding Liquidity Comments Due: Exhibit 5 Federal Register version (75 FR 34499)
34-62288
June 11, 2010
SR-FINRA-2010-028
Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt NASD Rule 3210 (Short Sale Delivery Requirements) as FINRA Rule 4320 in the Consolidated FINRA Rulebook Comments Due: Rel. No. 34-62533 Federal Register version (75 FR 34496)
34-62286
June 11, 2010
SR-CBOE-2010-051
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PULSe Fees Comments Due: Federal Register version (75 FR 34799)
34-62287
June 11, 2010
SR-CBOE-2010-053
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish the Appointment Cost for Options on the iPath S&P 500 VIX Short-Term Futures Index ETN (VXX) Comments Due: Federal Register version (75 FR 35864)
34-62256
June 10, 2010
SR-EDGX-2010-02
Notice of Filing of Proposed Rule Change by EDGX Exchange, Inc. Relating to Direct Edge, Inc. Comments Due: Rel. No. 34-62515 Federal Register version (75 FR 34196)
34-62255
June 10, 2010
SR-EDGA-2010-02
Notice of Filing of Proposed Rule Change by EDGA Exchange, Inc. Relating to Direct Edge, Inc. Comments Due: Rel. No. 34-62514 Federal Register version (75 FR 34189)
34-62263
June 10, 2010
SR-NYSEAmex-2010-49
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Rescind Rule 60A-NYSE Amex Equities Comments Due: Exhibit 5 Federal Register version (75 FR 34513)
34-62273
June 10, 2010
SR-NYSEAmex-2010-55
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Rule 953NY To Provide That the Exchange Will Halt Trading When an Underlying Security Is the Subject of a Trading Pause Comments Due: Exhibit 5 Federal Register version (75 FR 34495)
34-62269
June 10, 2010
SR-Phlx-2010-82
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Trading Halts in Options During a Trading Pause in the Underlying Security Comments Due: Federal Register version (75 FR 34491)
34-62259
June 10, 2010
SR-NYSEArca-2010-47
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish New Rule 6.89 Comments Due: Exhibit 5 Federal Register version (75 FR 34192)
34-62274
June 10, 2010
SR-NYSEArca-2010-50
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Rule 6.65 To Provide That the Exchange Will Halt Trading When an Underlying Security Is the Subject of a Trading Pause Comments Due: Exhibit 5 Federal Register version (75 FR 34503)
